CAT icon

Caterpillar
CAT

Overview Fund Activity

1,651 hedge funds and large institutions have $55.4B invested in Caterpillar in 2020 Q3 according to their latest regulatory filings, with 213 funds opening new positions, 582 increasing their positions, 608 reducing their positions, and 88 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,651
Holders Change
+111
Holders Change %
+7.21%
% of All Funds
33.4%
Holding in Top 10
22
Holding in Top 10 Change
+5
Holding in Top 10 Change %
+29.41%
% of All Funds
0.45%
New
213
Increased
582
Reduced
608
Closed
88
Calls
$1.65B
Puts
$1.62B
Net Calls
+$22.6M
Net Calls Change
+$213M

Top Buyers

1
T. Rowe Price Associates
T. Rowe Price Associates
Maryland
+$719M
2
Diamond Hill Capital Management
Diamond Hill Capital Management
Ohio
+$162M
3
Fidelity Investments
Fidelity Investments
Massachusetts
+$133M
4
Capital Research Global Investors
Capital Research Global Investors
California
+$121M
5
JPMorgan Chase & Co
JPMorgan Chase & Co
New York
+$118M

Top Sellers

1
State Street
State Street
Massachusetts
-$168M
2
Goldman Sachs
Goldman Sachs
New York
-$149M
3
Citadel Advisors
Citadel Advisors
Florida
-$123M
4
Vanguard Group
Vanguard Group
Pennsylvania
-$88.3M
5
Macquarie Group
Macquarie Group
Australia
-$87.2M
Name Holding Trade Value Shares
Change 		Shares
Change %
BIC
1276
Beach Investment Counsel
Pennsylvania
$296K – – –
AA
1277
Advisory Alpha
Michigan
$296K +$17.2K +111 +6%
CFG
1278
Cooper Financial Group
California
$295K +$295K +1,978 New
WMA
1279
Wealth Management Associates
New Jersey
$295K +$1.64K +11 +0.6%
CA
1280
Clearstead Advisors
Ohio
$294K +$10.4K +70 +4%
LW
1281
Linscomb Wealth
Texas
$293K -$41.1K -276 -12%
BC
1282
Bartlett & Co
Ohio
$293K – – –
AIM
1283
Acropolis Investment Management
Missouri
$293K +$149 +1 +0.1%
LC
1284
Landaas & Company
Wisconsin
$293K +$747 +5 +0.3%
VAM
1285
Verity Asset Management
North Carolina
$293K +$293K +1,965 New
BP
1286
BBR Partners
New York
$293K +$293K +1,966 New
BCWM
1287
Bartlett & Co Wealth Management
Ohio
$293K – – –
MIA
1288
MainStreet Investment Advisors
Illinois
$292K -$8.8K -59 -3%
BWA
1289
BlueSky Wealth Advisors
North Carolina
$292K – – –
QCM
1290
Quest Capital Management
Texas
$292K +$292K +1,956 New
D.E. Shaw & Co
1291
D.E. Shaw & Co
New York
$291K -$2.69M -18,057 -90%
VWA
1292
V Wealth Advisors
Kansas
$290K -$732K -4,900 -72%
BWM
1293
Benchmark Wealth Management
Connecticut
$290K +$299 +2 +0.1%
Fiera Capital (Canada)
1294
Fiera Capital (Canada)
Quebec, Canada
$289K -$7.15K -48 -2%
SG
1295
StoneX Group
New York
$287K +$45.7K +306 +19%
BOS
1296
Bingham Osborn & Scarborough
California
$285K -$163K -1,093 -36%
PTP
1297
Platform Technology Partners
New York
$285K +$6.72K +45 +2%
UAS
1298
United Asset Strategies
New York
$285K +$20.9K +140 +8%
WA
1299
Waverly Advisors
Alabama
$284K +$315 +2 +0.1%
Jones Financial Companies
1300
Jones Financial Companies
Missouri
$284K +$29.3K +196 +11%
50 51
52
53 54