We are live on ! Find out more
CAT icon

Caterpillar

1,532 hedge funds and large institutions have $60.8B invested in Caterpillar in 2018 Q3 according to their latest regulatory filings, with 129 funds opening new positions, 553 increasing their positions, 553 reducing their positions, and 99 closing their positions.

New
Increased
Maintained
Reduced
Closed

30% more first-time investments, than exits

New positions opened: 129 | Existing positions closed: 99

12% more capital invested

Capital invested by funds: $54.5B → $60.8B (+$6.34B)

10% more funds holding in top 10

Funds holding in top 10: 2932 (+3)

1% more funds holding

Funds holding: 1,5141,532 (+18)

0% more repeat investments, than reductions

Existing positions increased: 553 | Existing positions reduced: 553

0.04% less ownership

Funds ownership: 67.38%67.33% (-0.04%)

4% less call options, than puts

Call options by funds: $1.92B | Put options by funds: $2.01B

Holders
1,532
Holders Change
+18
Holders Change %
+1.19%
% of All Funds
35.02%
Holding in Top 10
32
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+10.34%
% of All Funds
0.73%
New
129
Increased
553
Reduced
553
Closed
99
Calls
$1.92B
Puts
$2.01B
Net Calls
-$87.3M
Net Calls Change
+$395M
Name Holding Trade Value Shares
Change
Change in
Stake
BJL
1276
Brighton Jones LLC
Washington
$254K +$4.67K +33 +2%
FA
1277
FCG Advisors
New Jersey
$254K +$9.48K +67 +4%
CAW
1278
Cornerstone Advisors (Washington)
Washington
$253K +$4.81K +34 +2%
FIA
1279
Foundations Investment Advisors
Arizona
$252K +$234K +1,655 New
YWP
1280
YorkBridge Wealth Partners
New York
$251K -$137K -970 -37%
EIA
1281
Eldridge Investment Advisors
New Hampshire
$251K -$1.13K -8 -0.5%
SFM
1282
Signature Financial Management
Virginia
$250K
SIC
1283
Shoker Investment Counsel
Ohio
$250K +$1.41K +10 +0.6%
SLF
1284
Sun Life Financial
Ontario, Canada
$249K +$2.12K +15 +0.9%
AC
1285
Addison Capital
Pennsylvania
$248K
PFA
1286
Pure Financial Advisors
California
$248K +$230K +1,625 New
VBFG
1287
Vishria Bird Financial Group
Tennessee
$245K
CCM
1288
Compton Capital Management
Rhode Island
$243K
SWMG
1289
Sanchez Wealth Management Group
Florida
$242K +$1.41K +10 +0.6%
AWA
1290
Acorn Wealth Advisors
Michigan
$241K -$283 -2 -0.1%
PFGIA
1291
Patriot Financial Group Insurance Agency
Massachusetts
$240K +$18K +127 +9%
BFA
1292
Benedict Financial Advisors
Georgia
$238K -$12K -85 -5%
KA
1293
Kaizen Advisory
Illinois
$238K
IUHSA
1294
Itau Unibanco Holding S.A.
Brazil
$237K -$46.8K -331 -18%
YIA
1295
YHB Investment Advisors
Connecticut
$237K
DAS
1296
Dynamic Advisor Solutions
Arizona
$236K -$22.2K -157 -9%
LA
1297
LexAurum Advisors
Kansas
$236K +$219K +1,546 New
SXL
1298
Summit X LLC
Missouri
$235K
AAM
1299
American Asset Management
Florida
$235K +$5.94K +42 +3%
CCMW
1300
Cypress Capital Management (Wyoming)
Wyoming
$235K +$135K +955 +163%

CAT Hedge Fund Activity: Q3 2018 in Review

1,532 of the 4,375 institutional investors tracked by Wall St. Rank reported a position in Caterpillar (CAT) for Q3 2018, worth a combined $60.8B — up 12% from $54.5B a quarter earlier.

Buyers outnumbered sellers: 129 funds opened new CAT positions and 99 closed out — a net gain of 30 holders — while 553 added to existing stakes and 553 trimmed.

The largest buyer was Capital Research Global Investors, adding an estimated $414M. The largest seller was Wellington Management Group, cutting an estimated $621M.

  • 1,532 institutional investors held Caterpillar (CAT) as of Q3 2018, up from 1,514 in Q2 2018.
  • Funds reported $60.8B of Caterpillar stock for Q3 2018, up 12% quarter-over-quarter.
  • 129 funds opened new Caterpillar positions in Q3 2018 and 99 closed out, a net change of +30 holders.
  • The largest Caterpillar buyer in Q3 2018 was Capital Research Global Investors, an estimated $414M added.
  • The largest Caterpillar seller in Q3 2018 was Wellington Management Group, an estimated $621M sold.

Based on aggregated 13F filings for Q3 2018.