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Caterpillar
CAT

Overview Fund Activity

1,651 hedge funds and large institutions have $55.4B invested in Caterpillar in 2020 Q3 according to their latest regulatory filings, with 213 funds opening new positions, 582 increasing their positions, 608 reducing their positions, and 88 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,651
Holders Change
+111
Holders Change %
+7.21%
% of All Funds
33.4%
Holding in Top 10
22
Holding in Top 10 Change
+5
Holding in Top 10 Change %
+29.41%
% of All Funds
0.45%
New
213
Increased
582
Reduced
608
Closed
88
Calls
$1.65B
Puts
$1.62B
Net Calls
+$22.6M
Net Calls Change
+$213M

Top Buyers

1
T. Rowe Price Associates
T. Rowe Price Associates
Maryland
+$719M
2
Diamond Hill Capital Management
Diamond Hill Capital Management
Ohio
+$162M
3
Fidelity Investments
Fidelity Investments
Massachusetts
+$133M
4
Capital Research Global Investors
Capital Research Global Investors
California
+$121M
5
JPMorgan Chase & Co
JPMorgan Chase & Co
New York
+$118M

Top Sellers

1
State Street
State Street
Massachusetts
-$168M
2
Goldman Sachs
Goldman Sachs
New York
-$149M
3
Citadel Advisors
Citadel Advisors
Florida
-$123M
4
Vanguard Group
Vanguard Group
Pennsylvania
-$88.3M
5
Macquarie Group
Macquarie Group
Australia
-$87.2M
Name Holding Trade Value Shares
Change 		Shares
Change %
EAM
1251
Evanson Asset Management
California
$318K – – –
LCM
1252
LVM Capital Management
Michigan
$317K – – –
GP
1253
Girard Partners
Pennsylvania
$314K -$57.4K -385 -15%
ACM
1254
Ategra Capital Management
Virginia
$314K +$2.39K +16 +0.8%
IIM
1255
Ironwood Investment Management
Massachusetts
$313K – – –
FI
1256
Fosun International
China
$313K +$313K +2,120 New
GSWM
1257
Golden State Wealth Management
California
$312K -$1.04K -7 -0.3%
SCA
1258
Stonebridge Capital Advisors
Minnesota
$311K +$44.8K +300 +17%
SRSA
1259
S.R. Schill & Associates
Washington
$311K +$311K +2,088 New
SFO
1260
Stokes Family Office
Louisiana
$310K -$14.6K -98 -5%
BCA
1261
Berman Capital Advisors
Georgia
$310K +$239K +1,609 +335%
CCMD
1262
Cypress Capital Management (Delaware)
Delaware
$309K -$127K -850 -29%
HFG
1263
Heron Financial Group
New York
$309K +$10.5K +68 +4%
DE
1264
Day & Ennis
Georgia
$308K +$298 +2 +0.1%
FIA
1265
Foundations Investment Advisors
Arizona
$307K – – –
ARG
1266
Advisory Resource Group
Oklahoma
$307K +$25.6K +172 +9%
NIA
1267
Northstar Investment Advisors
Colorado
$306K – – –
RCA
1268
Ranch Capital Advisors
Florida
$303K -$64.5K -403 -18%
GIA
1269
GHP Investment Advisors
Colorado
$302K -$11.9K -80 -4%
CS
1270
Capital Square
Tennessee
$299K -$28.3K -190 -9%
FC
1271
Financial Consulate
Maryland
$299K -$1.49K -10 -0.5%
BCM
1272
Bienville Capital Management
New York
$298K – – –
TCPWM
1273
Traverso Chambers Private Wealth Management
California
$298K – – –
GAM
1274
Garrison Asset Management
Arkansas
$297K – – –
IB
1275
Intrust Bank
Kansas
$296K -$314K -2,105 -51%
49 50
51
52 53