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Caterpillar
CAT

Overview Fund Activity

1,656 hedge funds and large institutions have $54.5B invested in Caterpillar in 2019 Q4 according to their latest regulatory filings, with 279 funds opening new positions, 512 increasing their positions, 603 reducing their positions, and 79 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,656
Holders Change
+180
Holders Change %
+12.2%
% of All Funds
32.7%
Holding in Top 10
26
Holding in Top 10 Change
+11
Holding in Top 10 Change %
+73.33%
% of All Funds
0.51%
New
279
Increased
512
Reduced
603
Closed
79
Calls
$1.63B
Puts
$1.87B
Net Calls
-$249M
Net Calls Change
+$136M

Top Buyers

1
Bank of America
Bank of America
North Carolina
+$519M
2
Fidelity Investments
Fidelity Investments
Massachusetts
+$347M
3
T. Rowe Price Associates
T. Rowe Price Associates
Maryland
+$336M
4
AIG
American International Group
New York
+$325M
5
Ameriprise
Ameriprise
Minnesota
+$190M

Top Sellers

1
State Farm Mutual Automobile Insurance
State Farm Mutual Automobile Insurance
Illinois
-$270M
2
State Street
State Street
Massachusetts
-$208M
3
Vanguard Group
Vanguard Group
Pennsylvania
-$167M
4
Deutsche Bank
Deutsche Bank
Germany
-$152M
5
D.E. Shaw & Co
D.E. Shaw & Co
New York
-$149M
Name Holding Trade Value Shares
Change 		Shares
Change %
TF
1251
Tompkins Financial
New York
$311K -$23.6K -160 -7%
IIM
1252
Ironwood Investment Management
Massachusetts
$310K – – –
GTAM
1253
Global Trust Asset Management
Florida
$310K – – –
BP
1254
BBR Partners
New York
$309K +$309K +2,090 New
HI
1255
Human Investing
Oregon
$308K +$20.3K +137 +7%
FFG
1256
Frisch Financial Group
New York
$307K +$14.8K +100 +5%
GSWM
1257
Golden State Wealth Management
California
$306K -$164K -1,109 -35%
TIM
1258
Total Investment Management
Arizona
$306K +$148 +1 +0%
TC
1259
TAP Consulting
Missouri
$306K +$26.4K +179 +9%
IAP
1260
Indie Asset Partners
Indiana
$306K +$306K +2,073 New
CWM
1261
Cornerstone Wealth Management
Missouri
$305K -$208K -1,408 -41%
NAS
1262
Nicolet Advisory Services
Wisconsin
$305K +$8.86K +60 +3%
GAMC
1263
Garner Asset Management Corp
Texas
$304K – – –
MSR
1264
Main Street Research
Connecticut
$304K – – –
DE
1265
Day & Ennis
Georgia
$304K +$295 +2 +0.1%
NIA
1266
Northstar Investment Advisors
Colorado
$303K – – –
HH
1267
Hilltop Holdings
Texas
$301K -$45.1K -305 -13%
DFA
1268
Delta Financial Advisors
Louisiana
$301K – – –
AWA
1269
Acorn Wealth Advisors
Michigan
$301K +$1.9K +13 +0.6%
MVA
1270
Mount Vernon Associates
Maryland
$299K – – –
AMG
1271
Advisors Management Group
Wisconsin
$298K – – –
PCG
1272
Private Capital Group
Connecticut
$296K -$300K -2,031 -50%
BCM
1273
Bienville Capital Management
New York
$295K – – –
TCPWM
1274
Traverso Chambers Private Wealth Management
California
$295K – – –
CCG
1275
Ceeto Capital Group
Florida
$295K – – –
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