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Caterpillar
CAT

Overview Fund Activity

1,558 hedge funds and large institutions have $48.7B invested in Caterpillar in 2018 Q4 according to their latest regulatory filings, with 199 funds opening new positions, 564 increasing their positions, 581 reducing their positions, and 155 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,558
Holders Change
+29
Holders Change %
+1.9%
% of All Funds
34.77%
Holding in Top 10
29
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-9.38%
% of All Funds
0.65%
New
199
Increased
564
Reduced
581
Closed
155
Calls
$1.55B
Puts
$1.74B
Net Calls
-$189M
Net Calls Change
-$102M

Top Buyers

1
Sanders Capital
Sanders Capital
Florida
+$375M
2
Vanguard Group
Vanguard Group
Pennsylvania
+$174M
3
Harris Associates
Harris Associates
Illinois
+$125M
4
DCM
Discovery Capital Management
Connecticut
+$100M
5
LSV Asset Management
LSV Asset Management
Illinois
+$76.9M

Top Sellers

1
Capital World Investors
Capital World Investors
California
-$676M
2
Jennison Associates
Jennison Associates
New York
-$664M
3
SCM
Suvretta Capital Management
New York
-$194M
4
Fidelity Investments
Fidelity Investments
Massachusetts
-$161M
5
Janus Henderson Group
Janus Henderson Group
United Kingdom
-$119M
Name Holding Trade Value Shares
Change 		Shares
Change %
LSAG
1251
Lake Street Advisors Group
New Hampshire
$260K +$25.3K +199 +11%
FFG
1252
Frisch Financial Group
New York
$260K +$260K +2,046 New
DAS
1253
Dynamic Advisor Solutions
Arizona
$258K +$45.9K +335 +22%
HEIP
1254
Hudson Edge Investment Partners
New Jersey
$258K +$258K +2,031 New
MVA
1255
Mount Vernon Associates
Maryland
$257K -$25.4K -200 -9%
PP
1256
Patten & Patten
Tennessee
$257K – – –
1WA
1257
180 Wealth Advisors
Washington
$256K – – –
APC
1258
Aspire Private Capital
North Carolina
$256K +$256K +2,015 New
S
1259
Seeyond
France
$256K +$256K +2,017 New
BWFA
1260
Baltimore-Washington Financial Advisors
Maryland
$255K – – –
9WM
1261
9258 Wealth Management
Ohio
$255K +$255K +2,010 New
NJBEST
1262
New Jersey Better Educational Savings Trust
New Jersey
$254K -$254K -2,000 -50%
CCG
1263
Ceeto Capital Group
Florida
$254K – – –
AWA
1264
Acorn Wealth Advisors
Michigan
$254K +$1.44K +11 +0.6%
TWM
1265
Tolleson Wealth Management
Texas
$254K +$254K +2,000 New
TCPWM
1266
Traverso Chambers Private Wealth Management
California
$254K +$254K +2,000 New
EWM
1267
Elite Wealth Management
Washington
$253K – – –
SBSB
1268
Sullivan, Bruyette, Speros & Blaney
Virginia
$251K – – –
1832 Asset Management
1269
1832 Asset Management
Ontario, Canada
$251K +$251K +1,970 New
TIM
1270
Total Investment Management
Arizona
$250K – – –
ITIM
1271
Indiana Trust & Investment Management
Indiana
$249K +$9.89K +78 +4%
BRA
1272
Bender Robert & Associates
California
$248K – – –
KF
1273
Krilogy Financial
Missouri
$248K +$34.8K +274 +16%
Wolverine Trading
1274
Wolverine Trading
Illinois
$247K -$3.47M -27,644 -93%
UCMOK
1275
United Capital Management of KS
Kansas
$247K -$4.57K -36 -2%
49 50
51
52 53