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Caterpillar
CAT

Overview Fund Activity

2,267 hedge funds and large institutions have $82.8B invested in Caterpillar in 2023 Q1 according to their latest regulatory filings, with 166 funds opening new positions, 863 increasing their positions, 861 reducing their positions, and 119 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
2,267
Holders Change
-5
Holders Change %
-0.22%
% of All Funds
36.28%
Holding in Top 10
43
Holding in Top 10 Change
-17
Holding in Top 10 Change %
-28.33%
% of All Funds
0.69%
New
166
Increased
863
Reduced
861
Closed
119
Calls
$2.16B
Puts
$2.63B
Net Calls
-$471M
Net Calls Change
+$1.24B

Top Buyers

1
DZ Bank
DZ Bank
Germany
+$332M
2
Fidelity Investments
Fidelity Investments
Massachusetts
+$234M
3
Hudson Bay Capital Management
Hudson Bay Capital Management
Connecticut
+$172M
4
Massachusetts Financial Services
Massachusetts Financial Services
Massachusetts
+$155M
5
Renaissance Technologies
Renaissance Technologies
New York
+$154M

Top Sellers

1
M1FG
Mach-1 Financial Group
Arkansas
-$827M
2
Citadel Advisors
Citadel Advisors
Florida
-$447M
3
Barclays
Barclays
United Kingdom
-$295M
4
BlackRock
BlackRock
New York
-$277M
5
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
-$198M
Name Holding Trade Value Shares
Change 		Shares
Change %
MBT
1226
Montecito Bank & Trust
California
$850K – – –
CWM
1227
Circle Wealth Management
New Jersey
$850K -$687 -3 -0.1%
OAM
1228
Ostrum Asset Management
France
$842K +$842K +3,680 New
MHIC
1229
Marble Harbor Investment Counsel
Massachusetts
$842K +$51.5K +225 +7%
HW
1230
Hancock Whitney
Mississippi
$841K +$60.9K +266 +8%
FCIM
1231
Fairview Capital Investment Management
California
$839K -$91.5K -400 -10%
WFAG
1232
Worth Financial Advisory Group
North Carolina
$837K -$38.9K -170 -4%
RIA
1233
Regal Investment Advisors
Michigan
$836K +$24.3K +106 +3%
PWMAG
1234
Pinnacle Wealth Management Advisory Group
New Jersey
$835K -$92.7K -405 -10%
Verition Fund Management
1235
Verition Fund Management
Connecticut
$834K +$610K +2,664 +272%
SGK
1236
Steigerwald Gordon & Koch
Virginia
$833K +$191K +835 +30%
DIM
1237
Delta Investment Management
California
$832K – – –
RMDI
1238
R.M. Davis Inc
Maine
$831K +$68.6K +300 +9%
JWCA
1239
J.W. Coons Advisors
Ohio
$831K – – –
WC
1240
Woodstock Corp
Massachusetts
$830K – – –
SHFA
1241
SS&H Financial Advisors
Michigan
$830K – – –
CAG
1242
Csenge Advisory Group
Florida
$828K -$308K -1,345 -27%
CAMG
1243
CWA Asset Management Group
Florida
$827K +$117K +512 +17%
RCAG
1244
Rehmann Capital Advisory Group
Michigan
$826K -$34.8K -152 -4%
GG
1245
Gleason Group
Kentucky
$825K +$1.6K +7 +0.2%
HVIA
1246
Hudson Valley Investment Advisors
New York
$822K +$3.89K +17 +0.5%
DBIA
1247
Dumont & Blake Investment Advisors
New Jersey
$822K -$6.86K -30 -0.8%
MCM
1248
Mitchell Capital Management
Kansas
$822K -$35K -153 -4%
CFP
1249
Catalyst Financial Partners
Massachusetts
$819K +$50.8K +222 +7%
PWM
1250
Penobscot Wealth Management
Maine
$818K -$149K -653 -15%
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50
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