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Caterpillar
CAT

Overview Fund Activity

1,651 hedge funds and large institutions have $55.4B invested in Caterpillar in 2020 Q3 according to their latest regulatory filings, with 213 funds opening new positions, 582 increasing their positions, 608 reducing their positions, and 88 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,651
Holders Change
+111
Holders Change %
+7.21%
% of All Funds
33.4%
Holding in Top 10
22
Holding in Top 10 Change
+5
Holding in Top 10 Change %
+29.41%
% of All Funds
0.45%
New
213
Increased
582
Reduced
608
Closed
88
Calls
$1.65B
Puts
$1.62B
Net Calls
+$22.6M
Net Calls Change
+$213M

Top Buyers

1
T. Rowe Price Associates
T. Rowe Price Associates
Maryland
+$719M
2
Diamond Hill Capital Management
Diamond Hill Capital Management
Ohio
+$162M
3
Fidelity Investments
Fidelity Investments
Massachusetts
+$133M
4
Capital Research Global Investors
Capital Research Global Investors
California
+$121M
5
JPMorgan Chase & Co
JPMorgan Chase & Co
New York
+$118M

Top Sellers

1
State Street
State Street
Massachusetts
-$168M
2
Goldman Sachs
Goldman Sachs
New York
-$149M
3
Citadel Advisors
Citadel Advisors
Florida
-$123M
4
Vanguard Group
Vanguard Group
Pennsylvania
-$88.3M
5
Macquarie Group
Macquarie Group
Australia
-$87.2M
Name Holding Trade Value Shares
Change 		Shares
Change %
GWM
1226
Gray Wealth Management
Maine
$336K -$17.6K -118 -5%
IC
1227
Intersect Capital
California
$336K +$65.1K +437 +24%
PFBT
1228
Parkside Financial Bank & Trust
Missouri
$335K -$174K -1,165 -34%
RPC
1229
Rossmore Private Capital
Connecticut
$335K +$41K +275 +14%
MYIA
1230
Mount Yale Investment Advisors
Colorado
$334K +$334K +2,237 New
PAA
1231
Peregrine Asset Advisers
Oregon
$332K -$1.04K -7 -0.3%
LDFR
1232
Lehman & Derafelo Financial Resources
Pennsylvania
$332K – – –
NAS
1233
Nicolet Advisory Services
Wisconsin
$331K -$205K -1,373 -38%
CIC
1234
Crawford Investment Counsel
Georgia
$331K -$15.2K -102 -4%
FCFC
1235
First Citizens Financial Corp
Iowa
$331K +$3.59K +24 +1%
MGWM
1236
Marks Group Wealth Management
Minnesota
$331K +$6.12K +41 +2%
CCM
1237
Covington Capital Management
California
$328K – – –
TWM
1238
Tolleson Wealth Management
Texas
$328K – – –
DC
1239
Derby & Company
Massachusetts
$328K +$10K +67 +3%
SSG
1240
Summit Securities Group
New York
$328K +$29.8K +200 +10%
MFG
1241
Magnus Financial Group
New York
$327K +$327K +2,192 New
1IA
1242
1834 Investment Advisors
Wisconsin
$324K -$81.6K -547 -20%
AWM
1243
Aberdeen Wealth Management
Illinois
$324K -$34K -228 -10%
MCM
1244
Maryland Capital Management
Maryland
$324K -$16.2K -109 -5%
TIM
1245
Total Investment Management
Arizona
$324K -$6.28K -40 -2%
ZF
1246
Zhang Financial
Michigan
$324K – – –
TFA
1247
Toth Financial Advisory
Virginia
$321K -$448 -3 -0.1%
RIM
1248
Rampart Investment Management
Connecticut
$320K -$2.39M -16,053 -88%
CCM
1249
CWH Capital Management
Washington
$319K +$319K +2,136 New
LWCFA
1250
Loring Wolcott & Coolidge Fiduciary Advisors
Massachusetts
$318K -$147K -985 -32%
48 49
50
51 52