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Caterpillar
CAT

Overview Fund Activity

1,656 hedge funds and large institutions have $54.5B invested in Caterpillar in 2019 Q4 according to their latest regulatory filings, with 279 funds opening new positions, 512 increasing their positions, 603 reducing their positions, and 79 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,656
Holders Change
+180
Holders Change %
+12.2%
% of All Funds
32.7%
Holding in Top 10
26
Holding in Top 10 Change
+11
Holding in Top 10 Change %
+73.33%
% of All Funds
0.51%
New
279
Increased
512
Reduced
603
Closed
79
Calls
$1.63B
Puts
$1.87B
Net Calls
-$249M
Net Calls Change
+$136M

Top Buyers

1
Bank of America
Bank of America
North Carolina
+$519M
2
Fidelity Investments
Fidelity Investments
Massachusetts
+$347M
3
T. Rowe Price Associates
T. Rowe Price Associates
Maryland
+$336M
4
AIG
American International Group
New York
+$325M
5
Ameriprise
Ameriprise
Minnesota
+$190M

Top Sellers

1
State Farm Mutual Automobile Insurance
State Farm Mutual Automobile Insurance
Illinois
-$270M
2
State Street
State Street
Massachusetts
-$208M
3
Vanguard Group
Vanguard Group
Pennsylvania
-$167M
4
Deutsche Bank
Deutsche Bank
Germany
-$152M
5
D.E. Shaw & Co
D.E. Shaw & Co
New York
-$149M
Name Holding Trade Value Shares
Change 		Shares
Change %
VCP
1226
Verus Capital Partners
Arizona
$334K +$334K +2,263 New
Jones Financial Companies
1227
Jones Financial Companies
Missouri
$332K -$7.08K -48 -2%
MGIM
1228
M&G Investment Management
United Kingdom
$331K +$331K +2,236 New
CIC
1229
Crawford Investment Counsel
Georgia
$328K +$328K +2,219 New
WA1
1230
Wimmer Associates 1
California
$327K – – –
RMCM
1231
Reynders McVeigh Capital Management
Massachusetts
$326K -$7.39K -50 -2%
AWM
1232
Aberdeen Wealth Management
Illinois
$326K +$326K +2,208 New
GLA
1233
Good Life Advisors
Pennsylvania
$325K -$35.2K -238 -10%
BAM
1234
Barrett Asset Management
New York
$325K -$29.5K -200 -8%
AFC
1235
AFT Forsyth & Company
Florida
$325K – – –
WANY
1236
Wealthspire Advisors (New York)
New York
$325K +$65.4K +443 +25%
WR
1237
Watson Rebecca
$324K +$324K +2,192 New
HB
1238
Horizon Bancorp
Indiana
$322K +$322K +2,180 New
LOAMS
1239
Lombard Odier Asset Management (Switzerland)
Switzerland
$321K +$40.5K +274 +14%
MWP
1240
MYCIO Wealth Partners
Pennsylvania
$321K +$321K +2,175 New
TCA
1241
Transcend Capital Advisors
New Jersey
$321K +$321K +2,175 New
HI
1242
HBK Investments
Texas
$321K +$321K +2,176 New
CCM
1243
Check Capital Management
California
$320K – – –
SWA
1244
Stratos Wealth Advisors
Ohio
$319K -$141K -955 -31%
GIA
1245
GHP Investment Advisors
Colorado
$319K – – –
BIC
1246
Beach Investment Counsel
Pennsylvania
$318K – – –
HR
1247
Hayden Royal
North Carolina
$316K -$664K -4,822 -68%
GPFA
1248
Game Plan Financial Advisors
Ohio
$316K +$316K +2,140 New
PL
1249
Plancorp LLC
Missouri
$313K +$5.02K +34 +2%
EAM
1250
Evanson Asset Management
California
$311K -$109K -740 -26%
48 49
50
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