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Caterpillar

1,532 hedge funds and large institutions have $60.8B invested in Caterpillar in 2018 Q3 according to their latest regulatory filings, with 129 funds opening new positions, 553 increasing their positions, 553 reducing their positions, and 99 closing their positions.

New
Increased
Maintained
Reduced
Closed

30% more first-time investments, than exits

New positions opened: 129 | Existing positions closed: 99

12% more capital invested

Capital invested by funds: $54.5B → $60.8B (+$6.34B)

10% more funds holding in top 10

Funds holding in top 10: 2932 (+3)

1% more funds holding

Funds holding: 1,5141,532 (+18)

0% more repeat investments, than reductions

Existing positions increased: 553 | Existing positions reduced: 553

0.04% less ownership

Funds ownership: 67.38%67.33% (-0.04%)

4% less call options, than puts

Call options by funds: $1.92B | Put options by funds: $2.01B

Holders
1,532
Holders Change
+18
Holders Change %
+1.19%
% of All Funds
35.02%
Holding in Top 10
32
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+10.34%
% of All Funds
0.73%
New
129
Increased
553
Reduced
553
Closed
99
Calls
$1.92B
Puts
$2.01B
Net Calls
-$87.3M
Net Calls Change
+$395M
Name Holding Trade Value Shares
Change
Change in
Stake
FMT
1226
First Mercantile Trust
Tennessee
$285K -$83.3K -589 -24%
SFG
1227
SevenBridge Financial Group
Pennsylvania
$284K -$19.7K -139 -7%
HFM
1228
Harvest Fund Management
China
$284K +$108K +760 +69%
IC
1229
Intersect Capital
California
$283K +$25.6K +181 +11%
LSAG
1230
Lake Street Advisors Group
New Hampshire
$282K -$201K -1,424 -44%
Kovitz Investment Group Partners
1231
Kovitz Investment Group Partners
Illinois
$282K +$262K +1,849 New
CIC
1232
Carnegie Investment Counsel
Ohio
$281K -$374K -2,644 -55%
OTPPB
1233
Ontario Teachers' Pension Plan Board
Ontario, Canada
$281K +$33.4K +236 +15%
BCA
1234
Bay Colony Advisors
Massachusetts
$281K +$51.5K +364 +25%
FGAM
1235
Financial Gravity Asset Management
Texas
$280K -$47.8K -338 -12%
ACA
1236
Anchor Capital Advisors
Massachusetts
$279K
WPA
1237
Winning Points Advisors
Florida
$279K
AMG
1238
Advisors Management Group
Wisconsin
$278K
NIM
1239
NuWave Investment Management
New Jersey
$277K +$189K +1,334 +276%
BTNA
1240
Bremer Trust National Association
Minnesota
$276K +$256K +1,811 New
AIM
1241
Assured Investment Management
New York
$275K -$9.79M -69,246 -97%
Loomis, Sayles & Company
1242
Loomis, Sayles & Company
Massachusetts
$275K -$193K -1,364 -43%
RCM
1243
RB Capital Management
Nevada
$275K -$22.1K -156 -8%
TCM
1244
Traynor Capital Management
Pennsylvania
$275K +$2.26K +16 +0.9%
BCA
1245
Benchmark Capital Advisors
New York
$274K
FFC
1246
First Financial Corp
Indiana
$274K
TC
1247
Telemus Capital
Michigan
$274K +$4.95K +35 +2%
NSB
1248
Norway Savings Bank
Maine
$273K -$7.07K -50 -3%
WCM
1249
Windsor Capital Management
Arizona
$270K -$34.7K -245 -12%
ICM
1250
IMS Capital Management
Oregon
$266K

CAT Hedge Fund Activity: Q3 2018 in Review

1,532 of the 4,375 institutional investors tracked by Wall St. Rank reported a position in Caterpillar (CAT) for Q3 2018, worth a combined $60.8B — up 12% from $54.5B a quarter earlier.

Buyers outnumbered sellers: 129 funds opened new CAT positions and 99 closed out — a net gain of 30 holders — while 553 added to existing stakes and 553 trimmed.

The largest buyer was Capital Research Global Investors, adding an estimated $414M. The largest seller was Wellington Management Group, cutting an estimated $621M.

  • 1,532 institutional investors held Caterpillar (CAT) as of Q3 2018, up from 1,514 in Q2 2018.
  • Funds reported $60.8B of Caterpillar stock for Q3 2018, up 12% quarter-over-quarter.
  • 129 funds opened new Caterpillar positions in Q3 2018 and 99 closed out, a net change of +30 holders.
  • The largest Caterpillar buyer in Q3 2018 was Capital Research Global Investors, an estimated $414M added.
  • The largest Caterpillar seller in Q3 2018 was Wellington Management Group, an estimated $621M sold.

Based on aggregated 13F filings for Q3 2018.