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Caterpillar
CAT

Overview Fund Activity

1,592 hedge funds and large institutions have $51.6B invested in Caterpillar in 2019 Q1 according to their latest regulatory filings, with 151 funds opening new positions, 581 increasing their positions, 595 reducing their positions, and 98 closing their positions.

Holders
1,592
Holders Change
+34
Holders Change %
+2.18%
% of All Funds
34.51%
Holding in Top 10
26
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-10.34%
% of All Funds
0.56%
New
151
Increased
581
Reduced
595
Closed
98
Calls
$1.15B
Puts
$1.62B
Net Calls
-$470M
Net Calls Change
-$281M

Top Buyers

1
Renaissance Technologies
1
Renaissance Technologies
New York
$252M
2
Sanders Capital
2
Sanders Capital
Florida
$643M
3
D.E. Shaw & Co
3
D.E. Shaw & Co
New York
$262M
4
Susquehanna International Group
4
Susquehanna International Group
Pennsylvania
$125M
5
BNP Paribas Financial Markets
5
BNP Paribas Financial Markets
France
$177M

Top Sellers

1
Capital World Investors
1
Capital World Investors
California
$774M
2
JPMorgan Chase & Co
2
JPMorgan Chase & Co
New York
$620M
3
Vanguard Group
3
Vanguard Group
Pennsylvania
$6.75B
4
Adage Capital Partners
4
Adage Capital Partners
Massachusetts
$93.1M
5
Prudential Financial
5
Prudential Financial
New Jersey
$114M
Name Market Value Shares Shares
Change 		Shares
Change %
VanEck Associates
101
VanEck Associates
New York
$58.3M 430,172 +224,782 +109%
Nomura Asset Management
102
Nomura Asset Management
Japan
$57.9M 427,401 -3,992 -0.9%
Toronto Dominion Bank
103
Toronto Dominion Bank
Ontario, Canada
$57.5M 424,421 +66,650 +19%
Millennium Management
104
Millennium Management
New York
$57.3M 423,085 +179,968 +74%
DCM
105
Discovery Capital Management
Connecticut
$57.3M 423,000 -364,950 -46%
PNC Financial Services Group
106
PNC Financial Services Group
Pennsylvania
$56.3M 415,591 -112,119 -21%
N
107
Natixis
France
$55.5M 412,812 -150,418 -27%
AG
108
Aperio Group
California
$52.8M 389,839 +28,161 +8%
Nuveen Asset Management
109
Nuveen Asset Management
Illinois
$51.3M 378,897 -6,920 -2%
LPL Financial
110
LPL Financial
California
$51.3M 378,514 +32,720 +9%
KBC Group
111
KBC Group
Belgium
$50.6M 373,804 -63,492 -15%
GIA
112
Gateway Investment Advisers
Ohio
$50.6M 373,186 +3,219 +0.9%
Ohio Public Employees Retirement System (OPERS)
113
Ohio Public Employees Retirement System (OPERS)
Ohio
$50.4M 371,826 -19,120 -5%
RCAMU
114
Rothschild & Co Asset Management US
Connecticut
$50.1M 370,093 +4,052 +1%
DekaBank Deutsche Girozentrale
115
DekaBank Deutsche Girozentrale
Germany
$49.7M 353,384 +57,662 +19%
Citigroup
116
Citigroup
New York
$48.8M 359,863 +135,299 +60%
Treasurer of the State of North Carolina
117
Treasurer of the State of North Carolina
North Carolina
$48.5M 358,128 +4,130 +1%
UCFA
118
United Capital Financial Advisors
Texas
$46.4M 342,354 +277,692 +429%
First Trust Advisors
119
First Trust Advisors
Illinois
$45.1M 333,115 -7,067 -2%
Commonwealth Equity Services
120
Commonwealth Equity Services
Massachusetts
$45.1M 332,768 +16,576 +5%
MSV
121
MN Services Vermogensbeheer
Netherlands
$44.6M 328,942 +2,600 +0.8%
Calamos Advisors
122
Calamos Advisors
Illinois
$44M 324,931 -30,357 -9%
Mitsubishi UFJ Asset Management
123
Mitsubishi UFJ Asset Management
Japan
$43.6M 321,923 +12,564 +4%
Asset Management One
124
Asset Management One
Japan
$42.5M 313,666 -685,057 -69%
MMH
125
Menora Mivtachim Holdings
Israel
$41.3M 305,135 – –
3 4
5
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