We are live on ! Find out more
CAT icon

Caterpillar

1,532 hedge funds and large institutions have $60.8B invested in Caterpillar in 2018 Q3 according to their latest regulatory filings, with 129 funds opening new positions, 553 increasing their positions, 553 reducing their positions, and 99 closing their positions.

New
Increased
Maintained
Reduced
Closed

30% more first-time investments, than exits

New positions opened: 129 | Existing positions closed: 99

12% more capital invested

Capital invested by funds: $54.5B → $60.8B (+$6.34B)

10% more funds holding in top 10

Funds holding in top 10: 2932 (+3)

1% more funds holding

Funds holding: 1,5141,532 (+18)

0% more repeat investments, than reductions

Existing positions increased: 553 | Existing positions reduced: 553

0.04% less ownership

Funds ownership: 67.38%67.33% (-0.04%)

4% less call options, than puts

Call options by funds: $1.92B | Put options by funds: $2.01B

Holders
1,532
Holders Change
+18
Holders Change %
+1.19%
% of All Funds
35.02%
Holding in Top 10
32
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+10.34%
% of All Funds
0.73%
New
129
Increased
553
Reduced
553
Closed
99
Calls
$1.92B
Puts
$2.01B
Net Calls
-$87.3M
Net Calls Change
+$395M
Name Holding Trade Value Shares
Change
Change in
Stake
Susquehanna International Group
101
Susquehanna International Group
Pennsylvania
$62.7M -$21.5M -152,303 -27%
Ohio Public Employees Retirement System (OPERS)
102
Ohio Public Employees Retirement System (OPERS)
Ohio
$60.8M -$3.81M -26,961 -6%
SO
103
STRS Ohio
Ohio
$60.7M -$3.96M -28,006 -7%
Stifel Financial
104
Stifel Financial
Missouri
$57.7M -$2.74M -19,372 -5%
GIA
105
Gateway Investment Advisers
Ohio
$56.5M -$140K -993 -0.3%
BNP Paribas Asset Management
106
BNP Paribas Asset Management
France
$56.5M +$37.4M +264,502 +250%
Holocene Advisors
107
Holocene Advisors
New York
$56.4M +$44.5M +314,723 +570%
SB
108
Suntrust Banks
Georgia
$54.2M +$83K +587 +0.2%
Treasurer of the State of North Carolina
109
Treasurer of the State of North Carolina
North Carolina
$53.9M +$16.2M +114,472 +48%
CCI
110
Columbus Circle Investors
$53.3M -$4.54M -32,090 -8%
NIPH
111
NN Investment Partners Holdings
Netherlands
$52.4M +$31.2M +220,694 +179%
Russell Investments Group
112
Russell Investments Group
United Kingdom
$51.8M +$30.1M +213,068 +168%
AG
113
Aperio Group
California
$50.7M +$915K +6,472 +2%
CWM
114
CIBC World Markets
New York
$50M +$8.11M +57,322 +21%
LPL Financial
115
LPL Financial
California
$49.8M +$4.47M +31,630 +11%
DekaBank Deutsche Girozentrale
116
DekaBank Deutsche Girozentrale
Germany
$49.7M +$9.93M +70,188 +25%
FMI
117
Factory Mutual Insurance
Massachusetts
$49.2M +$17.3M +122,000 +61%
PAMU
118
Pictet Asset Management (UK)
United Kingdom
$49M -$495K -3,500 -1%
Commonwealth Equity Services
119
Commonwealth Equity Services
Massachusetts
$47.7M +$726K +5,130 +2%
Robeco Institutional Asset Management
120
Robeco Institutional Asset Management
Netherlands
$47.5M -$9.82M -69,457 -18%
SIM
121
Sadoff Investment Management
Wisconsin
$46.2M +$534K +3,775 +1%
RCAMU
122
Rothschild & Co Asset Management US
Connecticut
$46.1M +$171K +1,208 +0.4%
N
123
Nuveen
North Carolina
$45.3M +$10.9M +76,999 +35%
Fidelity International
124
Fidelity International
Bermuda
$44.6M +$2.37M +16,783 +6%
Citigroup
125
Citigroup
New York
$44.6M +$9.05M +63,947 +28%

CAT Hedge Fund Activity: Q3 2018 in Review

1,532 of the 4,375 institutional investors tracked by Wall St. Rank reported a position in Caterpillar (CAT) for Q3 2018, worth a combined $60.8B — up 12% from $54.5B a quarter earlier.

Buyers outnumbered sellers: 129 funds opened new CAT positions and 99 closed out — a net gain of 30 holders — while 553 added to existing stakes and 553 trimmed.

The largest buyer was Capital Research Global Investors, adding an estimated $414M. The largest seller was Wellington Management Group, cutting an estimated $621M.

  • 1,532 institutional investors held Caterpillar (CAT) as of Q3 2018, up from 1,514 in Q2 2018.
  • Funds reported $60.8B of Caterpillar stock for Q3 2018, up 12% quarter-over-quarter.
  • 129 funds opened new Caterpillar positions in Q3 2018 and 99 closed out, a net change of +30 holders.
  • The largest Caterpillar buyer in Q3 2018 was Capital Research Global Investors, an estimated $414M added.
  • The largest Caterpillar seller in Q3 2018 was Wellington Management Group, an estimated $621M sold.

Based on aggregated 13F filings for Q3 2018.