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Caterpillar
CAT

Overview Fund Activity

1,057 hedge funds and large institutions have $25.9B invested in Caterpillar in 2015 Q3 according to their latest regulatory filings, with 68 funds opening new positions, 399 increasing their positions, 440 reducing their positions, and 126 closing their positions.

Holders
1,057
Holders Change
-70
Holders Change %
-6.21%
% of All Funds
29.54%
Holding in Top 10
4
Holding in Top 10 Change
-8
Holding in Top 10 Change %
-66.67%
% of All Funds
0.11%
New
68
Increased
399
Reduced
440
Closed
126
Calls
$931M
Puts
$1.73B
Net Calls
-$803M
Net Calls Change
-$202M

Top Buyers

1
Capital Research Global Investors
1
Capital Research Global Investors
California
$628M
2
Harris Associates
2
Harris Associates
Illinois
$1.06B
3
Invesco
3
Invesco
Georgia
$413M
4
Wellington Management Group
4
Wellington Management Group
Massachusetts
$911M
5
Massachusetts Financial Services
5
Massachusetts Financial Services
Massachusetts
$115M

Top Sellers

1
WRF
1
Waddell & Reed Financial
Kansas
$25.1M
2
Lord, Abbett & Co
2
Lord, Abbett & Co
New Jersey
$17M
3
Bank of New York Mellon
3
Bank of New York Mellon
New York
$576M
4
American Century Companies
4
American Century Companies
Missouri
$172M
5
Westfield Capital Management
5
Westfield Capital Management
Massachusetts
$46.4M
Name Market Value Shares Shares
Change 		Shares
Change %
Jane Street
101
Jane Street
New York
$25.8M 394,429 +364,462 +1,216%
IG
102
ING Group
Netherlands
$25.4M 389,401 -167,307 -30%
WRF
103
Waddell & Reed Financial
Kansas
$25.1M 384,425 -6,523,362 -94%
Ameriprise
104
Ameriprise
Minnesota
$24.5M 375,242 +2,145 +0.6%
CGT
105
Capital Guardian Trust
California
$24.4M 373,211 -4,130 -1%
SO
106
STRS Ohio
Ohio
$24.2M 370,305 +2,218 +0.6%
CA
107
Commerzbank Aktiengesellschaft
Germany
$23.8M 364,794 -445,282 -55%
VOYA Investment Management
108
VOYA Investment Management
Georgia
$23.6M 361,284 +40,342 +13%
RHBC
109
R.H. Bluestein & Co
Michigan
$22.4M 342,598 -122,838 -26%
WCM
110
Wedge Capital Management
North Carolina
$22.3M 341,325 +341,325 New
Fidelity International
111
Fidelity International
Bermuda
$22.1M 338,772 -104,188 -24%
Parallax Volatility Advisers
112
Parallax Volatility Advisers
California
$21.9M 334,960 +16,873 +5%
MLICM
113
Metropolitan Life Insurance Company (MetLife)
New York
$21.9M 334,516 -6,521 -2%
PAMU
114
Pictet Asset Management (UK)
United Kingdom
$20.9M 320,313 -1,700 -0.5%
BAMF
115
BI Asset Management Fondsmaeglerselskab
Denmark
$20.1M 306,900 – –
TAM
116
Tocqueville Asset Management
New York
$19.9M 304,853 +234,201 +331%
O
117
OppenheimerFunds
New York
$19.4M 296,196 -51,486 -15%
PG
118
PEAK6 Group
Illinois
$19.2M 294,489 +48,717 +20%
National Pension Service
119
National Pension Service
South Korea
$19.1M 291,879 +42,699 +17%
AAM
120
Aberdeen Asset Management
United Kingdom
$18.6M 284,403 -7,277 -2%
Axa
121
Axa
France
$18.3M 280,712 +575 +0.2%
VDI
122
Vaughan David Investments
Illinois
$18.2M 278,758 +826 +0.3%
MG
123
Markel Group
Virginia
$18.2M 278,000 +37,000 +15%
USAA
124
United Services Automobile Association
Texas
$17.8M 272,698 -22,441 -8%
HCM
125
Hamlin Capital Management
New York
$17.6M 269,535 +269,535 New
3 4
5
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