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Caterpillar

1,058 hedge funds and large institutions have $25.9B invested in Caterpillar in 2015 Q3 according to their latest regulatory filings, with 68 funds opening new positions, 400 increasing their positions, 440 reducing their positions, and 126 closing their positions.

New
Increased
Maintained
Reduced
Closed

0.64% more ownership

Funds ownership: 65.79%66.43% (+0.64%)

9% less repeat investments, than reductions

Existing positions increased: 400 | Existing positions reduced: 440

6% less funds holding

Funds holding: 1,1281,058 (-70)

22% less capital invested

Capital invested by funds: $33.5B → $25.9B (-$7.51B)

46% less first-time investments, than exits

New positions opened: 68 | Existing positions closed: 126

46% less call options, than puts

Call options by funds: $931M | Put options by funds: $1.73B

67% less funds holding in top 10

Funds holding in top 10: 124 (-8)

Holders
1,058
Holders Change
-70
Holders Change %
-6.21%
% of All Funds
29.54%
Holding in Top 10
4
Holding in Top 10 Change
-8
Holding in Top 10 Change %
-66.67%
% of All Funds
0.11%
New
68
Increased
400
Reduced
440
Closed
126
Calls
$931M
Puts
$1.73B
Net Calls
-$803M
Net Calls Change
-$202M
Name Holding Trade Value Shares
Change
Change in
Stake
Jane Street
101
Jane Street
New York
$25.8M +$27.9M +364,462 +1,216%
IG
102
ING Group
Netherlands
$25.4M -$12.8M -167,307 -30%
WRF
103
Waddell & Reed Financial
Kansas
$25.1M -$499M -6,523,362 -94%
Ameriprise
104
Ameriprise
Minnesota
$24.5M +$164K +2,145 +0.6%
CGT
105
Capital Guardian Trust
California
$24.4M -$316K -4,130 -1%
SO
106
STRS Ohio
Ohio
$24.2M +$170K +2,218 +0.6%
CA
107
Commerzbank Aktiengesellschaft
Germany
$23.8M -$34.1M -445,282 -55%
VOYA Investment Management
108
VOYA Investment Management
Georgia
$23.6M +$3.09M +40,342 +13%
RHBC
109
R.H. Bluestein & Co
Michigan
$22.4M -$9.4M -122,838 -26%
WCM
110
Wedge Capital Management
North Carolina
$22.3M +$26.1M +341,325 New
Fidelity International
111
Fidelity International
Bermuda
$22.1M -$7.97M -104,188 -24%
Parallax Volatility Advisers
112
Parallax Volatility Advisers
California
$21.9M +$1.29M +16,873 +5%
MLICM
113
Metropolitan Life Insurance Company (MetLife)
New York
$21.9M -$499K -6,521 -2%
PAMU
114
Pictet Asset Management (UK)
United Kingdom
$20.9M -$130K -1,700 -0.5%
BAMF
115
BI Asset Management Fondsmaeglerselskab
Denmark
$20.1M
TAM
116
Tocqueville Asset Management
New York
$19.9M +$17.9M +234,201 +331%
O
117
OppenheimerFunds
New York
$19.4M -$3.94M -51,486 -15%
PG
118
PEAK6 Group
Illinois
$19.2M +$3.73M +48,717 +20%
National Pension Service
119
National Pension Service
South Korea
$19.1M +$3.27M +42,699 +17%
AAM
120
Aberdeen Asset Management
United Kingdom
$18.6M -$557K -7,277 -2%
Axa
121
Axa
France
$18.3M +$44K +575 +0.2%
VDI
122
Vaughan David Investments
Illinois
$18.2M +$63.2K +826 +0.3%
MG
123
Markel Group
Virginia
$18.2M +$2.83M +37,000 +15%
USAA
124
United Services Automobile Association
Texas
$17.8M -$1.72M -22,441 -8%
HCM
125
Hamlin Capital Management
New York
$17.6M +$20.6M +269,535 New

CAT Hedge Fund Activity: Q3 2015 in Review

1,058 of the 3,582 institutional investors tracked by Wall St. Rank reported a position in Caterpillar (CAT) for Q3 2015, worth a combined $25.9B — down 22% from $33.5B a quarter earlier.

Sellers outnumbered buyers: 126 funds closed out of CAT and 68 opened new positions — a net loss of 58 holders — while 440 trimmed existing stakes and 400 added.

The largest buyer was Capital Research Global Investors, adding an estimated $541M. The largest seller was Waddell & Reed Financial, cutting an estimated $499M.

  • 1,058 institutional investors held Caterpillar (CAT) as of Q3 2015, down from 1,128 in Q2 2015.
  • Funds reported $25.9B of Caterpillar stock for Q3 2015, down 22% quarter-over-quarter.
  • 68 funds opened new Caterpillar positions in Q3 2015 and 126 closed out, a net change of -58 holders.
  • The largest Caterpillar buyer in Q3 2015 was Capital Research Global Investors, an estimated $541M added.
  • The largest Caterpillar seller in Q3 2015 was Waddell & Reed Financial, an estimated $499M sold.

Based on aggregated 13F filings for Q3 2015.