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Caterpillar
CAT

Overview Fund Activity

2,560 hedge funds and large institutions have $107B invested in Caterpillar in 2023 Q4 according to their latest regulatory filings, with 312 funds opening new positions, 920 increasing their positions, 950 reducing their positions, and 107 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
2,560
Holders Change
+171
Holders Change %
+7.16%
% of All Funds
37.53%
Holding in Top 10
73
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-1.35%
% of All Funds
1.07%
New
312
Increased
920
Reduced
950
Closed
107
Calls
$3.22B
Puts
$3.57B
Net Calls
-$353M
Net Calls Change
+$355M

Top Buyers

1
Morgan Stanley
Morgan Stanley
New York
+$2.24B
2
CWP
Capital Wealth Planning
Florida
+$348M
3
Bank Julius Baer & Co
Bank Julius Baer & Co
Switzerland
+$175M
4
Charles Schwab
Charles Schwab
California
+$154M
5
UBS Group
UBS Group
Switzerland
+$138M

Top Sellers

1
Capital International Investors
Capital International Investors
California
-$379M
2
Winslow Capital Management
Winslow Capital Management
Minnesota
-$330M
3
DZ Bank
DZ Bank
Germany
-$319M
4
T. Rowe Price Associates
T. Rowe Price Associates
Maryland
-$194M
5
Bank of New York Mellon
Bank of New York Mellon
New York
-$156M
Name Holding Trade Value Shares
Change 		Shares
Change %
UM
1201
UniSuper Management
Australia
$1.2M +$75.7K +256 +7%
First Manhattan
1202
First Manhattan
New York
$1.2M +$116K +391 +11%
MFA
1203
Mayflower Financial Advisors
Massachusetts
$1.2M +$39.6K +134 +3%
SFG
1204
SNS Financial Group
Minnesota
$1.2M +$3.25K +11 +0.3%
MSS
1205
Mitchell Sinkler & Starr
Pennsylvania
$1.19M +$1.19M +4,040 New
JAM
1206
JW Asset Management
Florida
$1.19M – – –
RCM
1207
Raleigh Capital Management
North Carolina
$1.19M +$296 +1 +0%
LSPW
1208
Lake Street Private Wealth
Illinois
$1.19M +$856K +2,896 +259%
FIC
1209
FCG Investment Company
Tennessee
$1.19M +$1.19M +4,009 New
IWA
1210
IVC Wealth Advisors
Pennsylvania
$1.18M +$14.5K +49 +1%
SC
1211
Saybrook Capital
North Carolina
$1.18M – – –
KJHP
1212
K.J. Harrison & Partners
Ontario, Canada
$1.18M +$1.18M +4,000 New
TPCW
1213
TD Private Client Wealth
New York
$1.18M -$531K -1,795 -31%
JAG
1214
Journey Advisory Group
Kentucky
$1.18M -$8.57K -29 -0.7%
ZIC
1215
ZWJ Investment Counsel
Georgia
$1.18M -$10.3K -35 -0.9%
CIM
1216
CIM Investment Management
Pennsylvania
$1.18M – – –
CSB
1217
City State Bank
Iowa
$1.18M -$7.68K -26 -0.6%
CANY
1218
Caxton Associates (New York)
New York
$1.18M +$335K +1,133 +40%
AWA
1219
Acorn Wealth Advisors
Michigan
$1.17M -$16.9K -57 -1%
TCB
1220
Texas Capital Bancshares
Texas
$1.17M +$296 +1 +0%
IA
1221
IAM Advisory
Pennsylvania
$1.16M -$26.9K -91 -2%
CNFG
1222
Creegan & Nassoura Financial Group
New Hampshire
$1.16M -$2.96K -10 -0.3%
FHA
1223
Flagship Harbor Advisors
Massachusetts
$1.16M +$27.5K +93 +2%
QCIG
1224
Quad-Cities Investment Group
Iowa
$1.16M +$1.17K +4 +0.1%
CW
1225
CreativeOne Wealth
Kansas
$1.15M +$198K +671 +21%
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