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Caterpillar
CAT

Overview Fund Activity

1,485 hedge funds and large institutions have $42.5B invested in Caterpillar in 2020 Q1 according to their latest regulatory filings, with 104 funds opening new positions, 561 increasing their positions, 623 reducing their positions, and 252 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,485
Holders Change
-171
Holders Change %
-10.33%
% of All Funds
32.8%
Holding in Top 10
23
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-11.54%
% of All Funds
0.51%
New
104
Increased
561
Reduced
623
Closed
252
Calls
$827M
Puts
$1.26B
Net Calls
-$430M
Net Calls Change
-$181M

Top Buyers

1
Macquarie Group
Macquarie Group
Australia
+$374M
2
Capital International Investors
Capital International Investors
California
+$250M
3
Invesco
Invesco
Georgia
+$124M
4
Wellington Management Group
Wellington Management Group
Massachusetts
+$119M
5
Boston Partners
Boston Partners
Massachusetts
+$117M

Top Sellers

1
T. Rowe Price Associates
T. Rowe Price Associates
Maryland
-$190M
2
Capital World Investors
Capital World Investors
California
-$190M
3
Primecap Management
Primecap Management
California
-$171M
4
Ameriprise
Ameriprise
Minnesota
-$130M
5
Westfield Capital Management
Westfield Capital Management
Massachusetts
-$116M
Name Holding Trade Value Shares
Change 		Shares
Change %
HR
1201
Hayden Royal
North Carolina
$242K -$24.4K -210 -9%
SWA
1202
Stratos Wealth Advisors
Ohio
$242K -$8.71K -75 -3%
BIC
1203
Beach Investment Counsel
Pennsylvania
$242K -$7.78K -67 -3%
SFSG
1204
Stearns Financial Services Group
North Carolina
$239K +$38.5K +331 +19%
NIA
1205
Northstar Investment Advisors
Colorado
$238K – – –
LA
1206
LexAurum Advisors
Kansas
$238K +$13.2K +114 +6%
LA
1207
LVW Advisors
New York
$238K +$238K +2,051 New
SIM
1208
Stratos Investment Management
Ohio
$237K -$524K -4,512 -69%
SG
1209
StoneX Group
New York
$237K -$58.2K -501 -20%
IAP
1210
Indie Asset Partners
Indiana
$237K -$3.72K -32 -2%
SWP
1211
Strategic Wealth Partners
Ohio
$237K – – –
HH
1212
Hilltop Holdings
Texas
$236K +$231 +2 +0.1%
FA
1213
FCG Advisors
New Jersey
$236K +$51.1K +440 +28%
MVA
1214
Mount Vernon Associates
Maryland
$235K – – –
FC
1215
Financial Consulate
Maryland
$233K +$233K +2,012 New
BAM
1216
Barrett Asset Management
New York
$232K -$23.2K -200 -9%
TCPWM
1217
Traverso Chambers Private Wealth Management
California
$232K – – –
BCM
1218
Bienville Capital Management
New York
$232K – – –
GAM
1219
Garrison Asset Management
Arkansas
$231K – – –
FIA
1220
Foundations Investment Advisors
Arizona
$231K +$22.6K +203 +11%
PCG
1221
Private Capital Group
Connecticut
$230K -$2.43K -21 -1%
GSWM
1222
Golden State Wealth Management
California
$228K -$12.3K -106 -5%
CWM
1223
Cornerstone Wealth Management
Missouri
$228K -$11.6K -100 -5%
AIM
1224
Acropolis Investment Management
Missouri
$228K +$139K +1,201 +157%
LC
1225
Landaas & Company
Wisconsin
$227K +$465 +4 +0.2%
47 48
49
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