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Caterpillar
CAT

Overview Fund Activity

1,656 hedge funds and large institutions have $54.5B invested in Caterpillar in 2019 Q4 according to their latest regulatory filings, with 279 funds opening new positions, 512 increasing their positions, 603 reducing their positions, and 79 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,656
Holders Change
+180
Holders Change %
+12.2%
% of All Funds
32.7%
Holding in Top 10
26
Holding in Top 10 Change
+11
Holding in Top 10 Change %
+73.33%
% of All Funds
0.51%
New
279
Increased
512
Reduced
603
Closed
79
Calls
$1.63B
Puts
$1.87B
Net Calls
-$249M
Net Calls Change
+$136M

Top Buyers

1
Bank of America
Bank of America
North Carolina
+$519M
2
Fidelity Investments
Fidelity Investments
Massachusetts
+$347M
3
T. Rowe Price Associates
T. Rowe Price Associates
Maryland
+$336M
4
AIG
American International Group
New York
+$325M
5
Ameriprise
Ameriprise
Minnesota
+$190M

Top Sellers

1
State Farm Mutual Automobile Insurance
State Farm Mutual Automobile Insurance
Illinois
-$270M
2
State Street
State Street
Massachusetts
-$208M
3
Vanguard Group
Vanguard Group
Pennsylvania
-$167M
4
Deutsche Bank
Deutsche Bank
Germany
-$152M
5
D.E. Shaw & Co
D.E. Shaw & Co
New York
-$149M
Name Holding Trade Value Shares
Change 		Shares
Change %
FLPIM
1201
F.L. Putnam Investment Management
Massachusetts
$353K +$39.5K +267 +13%
WBG
1202
Wharton Business Group
Pennsylvania
$351K – – –
AssetMark Inc
1203
AssetMark Inc
California
$350K -$216K -1,465 -38%
ZF
1204
Zhang Financial
Michigan
$350K – – –
BJL
1205
Brighton Jones LLC
Washington
$350K +$52.5K +355 +18%
WQ
1206
Wealth Quarterback
New Jersey
$349K +$349K +15,198 New
OCM
1207
One Capital Management
California
$349K -$53.8K -364 -13%
FHA
1208
Flagship Harbor Advisors
Massachusetts
$349K -$2.37K -16 -0.7%
LC
1209
LCNB Corp
Ohio
$349K – – –
WRM
1210
Weybosset Research & Management
Rhode Island
$348K +$348K +2,355 New
CAM
1211
Carret Asset Management
New York
$347K – – –
SIAG
1212
Signet Investment Advisory Group
Rhode Island
$347K +$7.38K +50 +2%
9WM
1213
9258 Wealth Management
Ohio
$347K +$106K +717 +44%
BPWA
1214
Beacon Pointe Wealth Advisors
California
$345K -$28.9K -196 -8%
AP
1215
Appleton Partners
Massachusetts
$345K -$2.22K -15 -0.6%
AWCI
1216
Alpine Woods Capital Investors
New York
$343K -$103K -700 -23%
PP
1217
Patten & Patten
Tennessee
$343K +$22.2K +150 +7%
BWM
1218
BigSur Wealth Management
Florida
$341K – – –
PA
1219
PFG Advisors
Arizona
$341K +$40.8K +276 +14%
IBOK
1220
Independence Bank of Kentucky
Kentucky
$339K +$14.8K +100 +5%
VCM
1221
Violich Capital Management
California
$336K – – –
KPW
1222
Kore Private Wealth
New York
$336K +$1.48K +10 +0.4%
AA
1223
Ancora Advisors
Ohio
$336K +$32.7K +222 +11%
BPB
1224
Badgley, Phelps & Bell
Washington
$335K +$3.39K +23 +1%
HBT
1225
Hills Bank & Trust
Iowa
$334K – – –
47 48
49
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