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Caterpillar

1,532 hedge funds and large institutions have $60.8B invested in Caterpillar in 2018 Q3 according to their latest regulatory filings, with 129 funds opening new positions, 553 increasing their positions, 553 reducing their positions, and 99 closing their positions.

New
Increased
Maintained
Reduced
Closed

30% more first-time investments, than exits

New positions opened: 129 | Existing positions closed: 99

12% more capital invested

Capital invested by funds: $54.5B → $60.8B (+$6.34B)

10% more funds holding in top 10

Funds holding in top 10: 2932 (+3)

1% more funds holding

Funds holding: 1,5141,532 (+18)

0% more repeat investments, than reductions

Existing positions increased: 553 | Existing positions reduced: 553

0.04% less ownership

Funds ownership: 67.38%67.33% (-0.04%)

4% less call options, than puts

Call options by funds: $1.92B | Put options by funds: $2.01B

Holders
1,532
Holders Change
+18
Holders Change %
+1.19%
% of All Funds
35.02%
Holding in Top 10
32
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+10.34%
% of All Funds
0.73%
New
129
Increased
553
Reduced
553
Closed
99
Calls
$1.92B
Puts
$2.01B
Net Calls
-$87.3M
Net Calls Change
+$395M
Name Holding Trade Value Shares
Change
Change in
Stake
Carson Wealth (CWM LLC)
1201
Carson Wealth (CWM LLC)
Nebraska
$306K +$33.7K +238 +13%
BWFA
1202
Baltimore-Washington Financial Advisors
Maryland
$306K +$284K +2,011 New
BCM
1203
Bienville Capital Management
New York
$305K
CCG
1204
Ceeto Capital Group
Florida
$305K
GWM
1205
GSB Wealth Management
Connecticut
$305K +$283K +2,000 New
EWM
1206
Elite Wealth Management
Washington
$304K
UCMOK
1207
United Capital Management of KS
Kansas
$303K +$280K +1,982 New
FRM
1208
Fox Run Management
Connecticut
$302K -$462K -3,265 -62%
BFPW
1209
BOK Financial Private Wealth
Colorado
$302K
SBSB
1210
Sullivan, Bruyette, Speros & Blaney
Virginia
$302K +$283 +2 +0.1%
DCM
1211
Driehaus Capital Management
Illinois
$301K +$29.4K +208 +12%
CCM
1212
Check Capital Management
California
$300K +$8.49K +60 +3%
FAM
1213
Flaharty Asset Management
Florida
$297K -$12.7K -90 -4%
BRA
1214
Bender Robert & Associates
California
$297K
BFG
1215
Beacon Financial Group
Texas
$295K -$90K -636 -25%
FANJ
1216
Financial Architects (New Jersey)
New Jersey
$295K -$1.41K -10 -0.5%
AMM
1217
American Money Management
California
$295K +$990 +7 +0.4%
OIA
1218
OneDigital Investment Advisors
Kansas
$292K -$27.2K -192 -9%
CMBA
1219
C.M. Bidwell & Associates
Hawaii
$291K -$158K -1,115 -37%
TIM
1220
Total Investment Management
Arizona
$291K
BPB
1221
Badgley, Phelps & Bell
Washington
$290K -$14.1K -100 -5%
WF
1222
WoodTrust Financial
Wisconsin
$290K
SG
1223
StoneX Group
New York
$290K +$269K +1,899 New
LOAMS
1224
Lombard Odier Asset Management (Switzerland)
Switzerland
$289K
ITIM
1225
Indiana Trust & Investment Management
Indiana
$287K -$25.2K -178 -9%

CAT Hedge Fund Activity: Q3 2018 in Review

1,532 of the 4,375 institutional investors tracked by Wall St. Rank reported a position in Caterpillar (CAT) for Q3 2018, worth a combined $60.8B — up 12% from $54.5B a quarter earlier.

Buyers outnumbered sellers: 129 funds opened new CAT positions and 99 closed out — a net gain of 30 holders — while 553 added to existing stakes and 553 trimmed.

The largest buyer was Capital Research Global Investors, adding an estimated $414M. The largest seller was Wellington Management Group, cutting an estimated $621M.

  • 1,532 institutional investors held Caterpillar (CAT) as of Q3 2018, up from 1,514 in Q2 2018.
  • Funds reported $60.8B of Caterpillar stock for Q3 2018, up 12% quarter-over-quarter.
  • 129 funds opened new Caterpillar positions in Q3 2018 and 99 closed out, a net change of +30 holders.
  • The largest Caterpillar buyer in Q3 2018 was Capital Research Global Investors, an estimated $414M added.
  • The largest Caterpillar seller in Q3 2018 was Wellington Management Group, an estimated $621M sold.

Based on aggregated 13F filings for Q3 2018.