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Caterpillar
CAT

Overview Fund Activity

1,143 hedge funds and large institutions have $38.9B invested in Caterpillar in 2017 Q1 according to their latest regulatory filings, with 96 funds opening new positions, 341 increasing their positions, 537 reducing their positions, and 101 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,143
Holders Change
-18
Holders Change %
-1.55%
% of All Funds
28.5%
Holding in Top 10
18
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-10%
% of All Funds
0.45%
New
96
Increased
341
Reduced
537
Closed
101
Calls
$758M
Puts
$1.49B
Net Calls
-$733M
Net Calls Change
+$9.04M

Top Buyers

1
BlackRock
1
BlackRock
New York
$3.19B
2
Fidelity Investments
2
Fidelity Investments
Massachusetts
$1.63B
3
Citadel Advisors
3
Citadel Advisors
Florida
$157M
4
Renaissance Technologies
4
Renaissance Technologies
New York
$143M
5
Morgan Stanley
5
Morgan Stanley
New York
$965M

Top Sellers

1
Capital Research Global Investors
1
Capital Research Global Investors
California
$1.08B
2
Franklin Resources
2
Franklin Resources
California
$590M
3
Harris Associates
3
Harris Associates
Illinois
$842M
4
Dimensional Fund Advisors
4
Dimensional Fund Advisors
Texas
$194M
5
State Street
5
State Street
Massachusetts
$4.86B
Name Holding Trade Value Shares
Change 		Shares
Change %
TBA
1201
Train Babcock Advisors
New York
– -$439K -4,737 Closed
Hudson Bay Capital Management
1202
Hudson Bay Capital Management
Connecticut
– -$407K -4,393 Closed
Kovitz Investment Group Partners
1203
Kovitz Investment Group Partners
Illinois
– -$399K -4,300 Closed
FVP
1204
Firefly Value Partners
Pennsylvania
– -$384K -4,142 Closed
VF
1205
Virtu Financial
New York
– -$379K -4,085 Closed
SIC
1206
Schwartz Investment Counsel
Michigan
– -$371K -4,000 Closed
BFG
1207
Beacon Financial Group
Texas
– -$336K -3,629 Closed
CP
1208
Camelot Portfolios
Ohio
– -$333K -3,593 Closed
ECM
1209
Elgethun Capital Management
South Dakota
– -$323K -3,479 Closed
SAM
1210
SignalPoint Asset Management
Missouri
– -$318K -3,432 Closed
BO
1211
Bank OZK
Arkansas
– -$303K -3,266 Closed
STMM
1212
South Texas Money Management
Texas
– -$302K -3,253 Closed
LPT
1213
Legacy Private Trust
Wisconsin
– -$290K -3,130 Closed
CCIA
1214
Campbell & Co Investment Adviser
Maryland
– -$284K -3,067 Closed
FFA
1215
First Foundation Advisors
California
– -$281K -3,028 Closed
PCM
1216
Pointe Capital Management
Michigan
– -$278K -3,000 Closed
DIS
1217
Diversified Investment Strategies
Louisiana
– -$276K -2,975 Closed
HSA
1218
HBK Sorce Advisory
Pennsylvania
– -$274K -2,951 Closed
BHA
1219
Beech Hill Advisors
New York
– -$263K -2,840 Closed
Simplex Trading
1220
Simplex Trading
Illinois
– -$246K -2,659 Closed
GS
1221
Girard Securities
California
– -$244K -2,635 Closed
GLA
1222
Good Life Advisors
Pennsylvania
– -$233K -2,446 Closed
NPF
1223
Norris Perne & French
Michigan
– -$224K -2,413 Closed
BIC
1224
Beach Investment Counsel
Pennsylvania
– -$218K -2,350 Closed
TCM
1225
Traynor Capital Management
Pennsylvania
– -$224K -2,315 Closed
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