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Caterpillar
CAT

Overview Fund Activity

1,651 hedge funds and large institutions have $55.4B invested in Caterpillar in 2020 Q3 according to their latest regulatory filings, with 213 funds opening new positions, 582 increasing their positions, 608 reducing their positions, and 88 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,651
Holders Change
+111
Holders Change %
+7.21%
% of All Funds
33.4%
Holding in Top 10
22
Holding in Top 10 Change
+5
Holding in Top 10 Change %
+29.41%
% of All Funds
0.45%
New
213
Increased
582
Reduced
608
Closed
88
Calls
$1.65B
Puts
$1.62B
Net Calls
+$22.6M
Net Calls Change
+$213M

Top Buyers

1
T. Rowe Price Associates
T. Rowe Price Associates
Maryland
+$719M
2
Diamond Hill Capital Management
Diamond Hill Capital Management
Ohio
+$162M
3
Fidelity Investments
Fidelity Investments
Massachusetts
+$133M
4
Capital Research Global Investors
Capital Research Global Investors
California
+$121M
5
JPMorgan Chase & Co
JPMorgan Chase & Co
New York
+$118M

Top Sellers

1
State Street
State Street
Massachusetts
-$168M
2
Goldman Sachs
Goldman Sachs
New York
-$149M
3
Citadel Advisors
Citadel Advisors
Florida
-$123M
4
Vanguard Group
Vanguard Group
Pennsylvania
-$88.3M
5
Macquarie Group
Macquarie Group
Australia
-$87.2M
Name Holding Trade Value Shares
Change 		Shares
Change %
P
1176
Pitcairn
Pennsylvania
$378K +$7.01K +47 +2%
SIAP
1177
Sterling Investment Advisors (Pennsylvania)
Pennsylvania
$377K -$37K -248 -9%
EWA
1178
ERTS Wealth Advisors
Michigan
$377K -$22.2K -149 -6%
CIM
1179
CIM Investment Management
Pennsylvania
$374K -$3.88K -26 -1%
PFM
1180
Parsec Financial Management
North Carolina
$374K – – –
ACM
1181
Aljian Capital Management
Nevada
$372K -$273K -1,100 -42%
PCG
1182
Private Capital Group
Connecticut
$369K +$19.2K +129 +5%
O
1183
Ossiam
France
$369K +$357K +2,394 +3,030%
LC
1184
LCNB Corp
Ohio
$368K – – –
BDF
1185
Balasa Dinverno & Foltz
$368K – – –
DIA
1186
Davidson Investment Advisors
Montana
$368K – – –
TAM
1187
Trillium Asset Management
Massachusetts
$368K +$3.88K +26 +1%
TFO
1188
Tarbox Family Office
California
$368K +$9.4K +63 +3%
WP
1189
WealthSource Partners
California
$367K -$9.09K -61 -2%
GLA
1190
Good Life Advisors
Pennsylvania
$366K -$24K -162 -6%
LA
1191
LexAurum Advisors
Kansas
$366K +$9.99K +67 +3%
IA
1192
IFG Advisory
Georgia
$366K +$13.8K +93 +4%
AT
1193
Arden Trust
Delaware
$364K -$25.3K -170 -7%
HBT
1194
Hills Bank & Trust
Iowa
$363K -$6.4K -43 -2%
BST
1195
Bath Savings Trust
Maine
$362K – – –
QCG
1196
Quadrant Capital Group
Ohio
$361K -$141K -946 -28%
FMW
1197
Farr Miller & Washington
District of Columbia
$359K – – –
CAW
1198
Cornerstone Advisors (Washington)
Washington
$359K +$17.5K +117 +5%
SRC
1199
Shufro Rose & Co
New York
$359K +$359K +2,409 New
AL
1200
Aspiriant LLC
California
$358K -$33.1K -222 -8%
46 47
48
49 50