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Caterpillar
CAT

Overview Fund Activity

1,656 hedge funds and large institutions have $54.5B invested in Caterpillar in 2019 Q4 according to their latest regulatory filings, with 279 funds opening new positions, 512 increasing their positions, 603 reducing their positions, and 79 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,656
Holders Change
+180
Holders Change %
+12.2%
% of All Funds
32.7%
Holding in Top 10
26
Holding in Top 10 Change
+11
Holding in Top 10 Change %
+73.33%
% of All Funds
0.51%
New
279
Increased
512
Reduced
603
Closed
79
Calls
$1.63B
Puts
$1.87B
Net Calls
-$249M
Net Calls Change
+$136M

Top Buyers

1
Bank of America
Bank of America
North Carolina
+$519M
2
Fidelity Investments
Fidelity Investments
Massachusetts
+$347M
3
T. Rowe Price Associates
T. Rowe Price Associates
Maryland
+$336M
4
AIG
American International Group
New York
+$325M
5
Ameriprise
Ameriprise
Minnesota
+$190M

Top Sellers

1
State Farm Mutual Automobile Insurance
State Farm Mutual Automobile Insurance
Illinois
-$270M
2
State Street
State Street
Massachusetts
-$208M
3
Vanguard Group
Vanguard Group
Pennsylvania
-$167M
4
Deutsche Bank
Deutsche Bank
Germany
-$152M
5
D.E. Shaw & Co
D.E. Shaw & Co
New York
-$149M
Name Holding Trade Value Shares
Change 		Shares
Change %
PFM
1176
Parsec Financial Management
North Carolina
$371K – – –
BDF
1177
Balasa Dinverno & Foltz
$371K +$7.09K +48 +2%
LSAG
1178
Lake Street Advisors Group
New Hampshire
$371K +$11.2K +76 +3%
JWA
1179
JFS Wealth Advisors
Pennsylvania
$369K -$20.7K -140 -5%
MF
1180
Magnetar Financial
Illinois
$369K +$369K +2,498 New
CA
1181
Calton & Associates
Florida
$368K -$63K -426 -15%
GC
1182
GFG Capital
Florida
$368K +$368K +2,495 New
CT
1183
Cambridge Trust
Massachusetts
$367K +$21.3K +144 +6%
SW
1184
SkyOak Wealth
Michigan
$367K +$367K +2,483 New
Cohen & Steers
1185
Cohen & Steers
New York
$367K +$367K +2,485 New
RIM
1186
Regent Investment Management
Kentucky
$366K – – –
CCM
1187
Covington Capital Management
California
$365K -$5.32K -36 -1%
CFN
1188
Cordasco Financial Network
Florida
$365K +$104K +702 +40%
AAMC
1189
Asset Allocation & Management Company
Illinois
$362K +$362K +2,450 New
TAM
1190
Trillium Asset Management
Massachusetts
$361K -$196K -1,325 -35%
SIA
1191
Starfire Investment Advisers
Michigan
$361K – – –
CIM
1192
CIM Investment Management
Pennsylvania
$361K – – –
BFPW
1193
BOK Financial Private Wealth
Colorado
$361K +$39.5K +267 +12%
BOS
1194
Bingham Osborn & Scarborough
California
$360K -$57.1K -387 -14%
RIG
1195
Renaissance Investment Group
Massachusetts
$358K +$81.3K +550 +29%
FMW
1196
Farr Miller & Washington
District of Columbia
$356K – – –
DW
1197
Domani Wealth
Pennsylvania
$355K +$1.18K +8 +0.3%
Renaissance Technologies
1198
Renaissance Technologies
New York
$354K -$18M -122,204 -98%
GGI
1199
Godsey & Gibb Inc
Virginia
$354K -$14.8K -100 -4%
HA
1200
Hamel Associates
New Jersey
$354K – – –
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