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Caterpillar
CAT

Overview Fund Activity

1,558 hedge funds and large institutions have $48.7B invested in Caterpillar in 2018 Q4 according to their latest regulatory filings, with 199 funds opening new positions, 564 increasing their positions, 581 reducing their positions, and 155 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,558
Holders Change
+29
Holders Change %
+1.9%
% of All Funds
34.77%
Holding in Top 10
29
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-9.38%
% of All Funds
0.65%
New
199
Increased
564
Reduced
581
Closed
155
Calls
$1.55B
Puts
$1.74B
Net Calls
-$189M
Net Calls Change
-$102M

Top Buyers

1
Sanders Capital
Sanders Capital
Florida
+$375M
2
Vanguard Group
Vanguard Group
Pennsylvania
+$174M
3
Harris Associates
Harris Associates
Illinois
+$125M
4
DCM
Discovery Capital Management
Connecticut
+$100M
5
LSV Asset Management
LSV Asset Management
Illinois
+$76.9M

Top Sellers

1
Capital World Investors
Capital World Investors
California
-$676M
2
Jennison Associates
Jennison Associates
New York
-$664M
3
SCM
Suvretta Capital Management
New York
-$194M
4
Fidelity Investments
Fidelity Investments
Massachusetts
-$161M
5
Janus Henderson Group
Janus Henderson Group
United Kingdom
-$119M
Name Holding Trade Value Shares
Change 		Shares
Change %
TF
1176
Tompkins Financial
New York
$322K -$6.48K -51 -2%
FCFC
1177
First Commonwealth Financial Corp
Pennsylvania
$321K -$3.94K -31 -1%
CC
1178
Chicago Capital
Illinois
$319K – – –
BAM
1179
Barrett Asset Management
New York
$318K -$318K -2,500 -50%
LWAC
1180
Laurel Wealth Advisors (California)
California
$318K -$155K -1,225 -33%
MHIC
1181
Marble Harbor Investment Counsel
Massachusetts
$314K -$31.7K -250 -9%
RIM
1182
Regent Investment Management
Kentucky
$314K – – –
KPW
1183
Kore Private Wealth
New York
$313K +$313K +2,463 New
LC
1184
LCNB Corp
Ohio
$312K – – –
MWM
1185
MinichMacGregor Wealth Management
New York
$312K +$173K +1,386 +124%
SIA
1186
Starfire Investment Advisers
Michigan
$311K +$633 +5 +0.2%
BCM
1187
Breiter Capital Management
Florida
$310K -$50.4K -396 -14%
TAM
1188
Trillium Asset Management
Massachusetts
$309K – – –
CA
1189
Claro Advisors
Massachusetts
$309K +$309K +2,028 New
DWM
1190
Doyle Wealth Management
Florida
$309K +$309K +2,435 New
SAM
1191
Seelaus Asset Management
New Jersey
$307K -$97.9K -770 -24%
IBOK
1192
Independence Bank of Kentucky
Kentucky
$306K +$16.5K +130 +6%
ECM
1193
ETrade Capital Management
Virginia
$305K -$530K -4,176 -63%
LDFR
1194
Lehman & Derafelo Financial Resources
Pennsylvania
$305K +$305K +2,400 New
HWA
1195
HHM Wealth Advisors
Tennessee
$305K +$305K +2,403 New
OAM
1196
Oppenheimer Asset Management
New York
$303K -$255K -2,006 -46%
MGIA
1197
Moneta Group Investment Advisors
Missouri
$303K -$167K -1,311 -35%
PCA
1198
Personal Capital Advisors
California
$303K -$15.1K -119 -5%
WBG
1199
Wharton Business Group
Pennsylvania
$302K – – –
ACA
1200
Atlas Capital Advisors
Wyoming
$301K – – –
46 47
48
49 50