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Caterpillar

1,532 hedge funds and large institutions have $60.8B invested in Caterpillar in 2018 Q3 according to their latest regulatory filings, with 129 funds opening new positions, 553 increasing their positions, 553 reducing their positions, and 99 closing their positions.

New
Increased
Maintained
Reduced
Closed

30% more first-time investments, than exits

New positions opened: 129 | Existing positions closed: 99

12% more capital invested

Capital invested by funds: $54.5B → $60.8B (+$6.34B)

10% more funds holding in top 10

Funds holding in top 10: 2932 (+3)

1% more funds holding

Funds holding: 1,5141,532 (+18)

0% more repeat investments, than reductions

Existing positions increased: 553 | Existing positions reduced: 553

0.04% less ownership

Funds ownership: 67.38%67.33% (-0.04%)

4% less call options, than puts

Call options by funds: $1.92B | Put options by funds: $2.01B

Holders
1,532
Holders Change
+18
Holders Change %
+1.19%
% of All Funds
35.02%
Holding in Top 10
32
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+10.34%
% of All Funds
0.73%
New
129
Increased
553
Reduced
553
Closed
99
Calls
$1.92B
Puts
$2.01B
Net Calls
-$87.3M
Net Calls Change
+$395M
Name Holding Trade Value Shares
Change
Change in
Stake
BCWM
1176
Blue Chip Wealth Management
Florida
$334K +$1.41K +10 +0.5%
ZF
1177
Zhang Financial
Michigan
$333K
NWM
1178
Northwest Wealth Management
Iowa
$331K +$424 +3 +0.1%
VIA
1179
Vantage Investment Advisors
Pennsylvania
$331K +$34.9K +247 +12%
JFA
1180
Johanson Financial Advisors
California
$330K -$8.77K -62 -3%
BIC
1181
Beach Investment Counsel
Pennsylvania
$328K
GIA
1182
GHP Investment Advisors
Colorado
$327K -$18.2K -129 -6%
SDJVC
1183
St. Denis J. Villere & Co
Louisiana
$327K
FIB
1184
First Interstate Bank
Montana
$326K +$53.2K +376 +21%
CCB
1185
Cutter & Co Brokerage
Missouri
$326K +$302K +2,137 New
GTAM
1186
Global Trust Asset Management
Florida
$324K +$300K +2,123 New
RI
1187
Ridgewood Investments
New Jersey
$323K -$158K -1,116 -35%
SMH
1188
Sanders Morris Harris
Texas
$323K -$11.3K -80 -4%
BI
1189
Ballast Inc
Kentucky
$323K +$86.3K +610 +40%
BWM
1190
BigSur Wealth Management
Florida
$322K +$43.8K +310 +17%
HPC
1191
Hobart Private Capital
North Carolina
$321K +$38K +269 +15%
FBT
1192
First Bankers Trust
Kentucky
$320K -$14.1K -100 -5%
IIM
1193
Ironwood Investment Management
Massachusetts
$320K
JCM
1194
Janney Capital Management
Pennsylvania
$320K +$297K +2,100 New
CA
1195
Cortland Associates
Missouri
$317K +$294K +2,082 New
BWA
1196
Burt Wealth Advisors
Maryland
$315K
DE
1197
Day & Ennis
Georgia
$313K -$6.79K -48 -2%
BCP
1198
Blue Chip Partners
Michigan
$310K -$15.1K -107 -5%
NCM
1199
Novare Capital Management
North Carolina
$308K
PP
1200
Patten & Patten
Tennessee
$308K

CAT Hedge Fund Activity: Q3 2018 in Review

1,532 of the 4,375 institutional investors tracked by Wall St. Rank reported a position in Caterpillar (CAT) for Q3 2018, worth a combined $60.8B — up 12% from $54.5B a quarter earlier.

Buyers outnumbered sellers: 129 funds opened new CAT positions and 99 closed out — a net gain of 30 holders — while 553 added to existing stakes and 553 trimmed.

The largest buyer was Capital Research Global Investors, adding an estimated $414M. The largest seller was Wellington Management Group, cutting an estimated $621M.

  • 1,532 institutional investors held Caterpillar (CAT) as of Q3 2018, up from 1,514 in Q2 2018.
  • Funds reported $60.8B of Caterpillar stock for Q3 2018, up 12% quarter-over-quarter.
  • 129 funds opened new Caterpillar positions in Q3 2018 and 99 closed out, a net change of +30 holders.
  • The largest Caterpillar buyer in Q3 2018 was Capital Research Global Investors, an estimated $414M added.
  • The largest Caterpillar seller in Q3 2018 was Wellington Management Group, an estimated $621M sold.

Based on aggregated 13F filings for Q3 2018.