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Caterpillar
CAT

Overview Fund Activity

1,529 hedge funds and large institutions have $60.8B invested in Caterpillar in 2018 Q3 according to their latest regulatory filings, with 129 funds opening new positions, 552 increasing their positions, 553 reducing their positions, and 99 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,529
Holders Change
+18
Holders Change %
+1.19%
% of All Funds
35.01%
Holding in Top 10
32
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+10.34%
% of All Funds
0.73%
New
129
Increased
552
Reduced
553
Closed
99
Calls
$1.92B
Puts
$2.01B
Net Calls
-$87.3M
Net Calls Change
+$395M

Top Buyers

1
Capital Research Global Investors
Capital Research Global Investors
California
+$446M
2
Ameriprise
Ameriprise
Minnesota
+$309M
3
SCM
Suvretta Capital Management
New York
+$194M
4
T. Rowe Price Associates
T. Rowe Price Associates
Maryland
+$159M
5
JPMorgan Chase & Co
JPMorgan Chase & Co
New York
+$153M

Top Sellers

1
Wellington Management Group
Wellington Management Group
Massachusetts
-$670M
2
Capital World Investors
Capital World Investors
California
-$316M
3
Citadel Advisors
Citadel Advisors
Florida
-$237M
4
Deutsche Bank
Deutsche Bank
Germany
-$218M
5
AQR Capital Management
AQR Capital Management
Connecticut
-$194M
Name Holding Trade Value Shares
Change 		Shares
Change %
NWM
1176
Northwest Wealth Management
Iowa
$331K +$457 +3 +0.1%
VIA
1177
Vantage Investment Advisors
Pennsylvania
$331K +$36.2K +247 +12%
JFA
1178
Johanson Financial Advisors
California
$330K -$9.49K -62 -3%
BIC
1179
Beach Investment Counsel
Pennsylvania
$328K – – –
GIA
1180
GHP Investment Advisors
Colorado
$327K -$19.7K -129 -6%
SDJVC
1181
St. Denis J. Villere & Co
Louisiana
$327K – – –
FIB
1182
First Interstate Bank
Montana
$326K +$57.4K +376 +21%
CCB
1183
Cutter & Co Brokerage
Missouri
$326K +$326K +2,137 New
GTAM
1184
Global Trust Asset Management
Florida
$324K +$324K +2,123 New
RI
1185
Ridgewood Investments
New Jersey
$323K -$170K -1,116 -35%
SMH
1186
Sanders Morris Harris
Texas
$323K -$12.2K -80 -4%
BI
1187
Ballast Inc
Kentucky
$323K +$93.1K +610 +40%
BWM
1188
BigSur Wealth Management
Florida
$322K +$47.3K +310 +17%
HPC
1189
Hobart Private Capital
North Carolina
$321K +$41K +269 +15%
FBT
1190
First Bankers Trust
Kentucky
$320K -$15.3K -100 -5%
IIM
1191
Ironwood Investment Management
Massachusetts
$320K – – –
JCM
1192
Janney Capital Management
Pennsylvania
$320K +$320K +2,100 New
CA
1193
Cortland Associates
Missouri
$317K +$317K +2,082 New
BWA
1194
Burt Wealth Advisors
Maryland
$315K – – –
DE
1195
Day & Ennis
Georgia
$313K -$7.31K -48 -2%
BCP
1196
Blue Chip Partners
Michigan
$310K -$16.3K -107 -5%
NCM
1197
Novare Capital Management
North Carolina
$308K – – –
PP
1198
Patten & Patten
Tennessee
$308K – – –
Carson Wealth (CWM LLC)
1199
Carson Wealth (CWM LLC)
Nebraska
$306K +$36.3K +238 +13%
BWFA
1200
Baltimore-Washington Financial Advisors
Maryland
$306K +$306K +2,011 New
46 47
48
49 50