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Caterpillar
CAT

Overview Fund Activity

1,057 hedge funds and large institutions have $25.9B invested in Caterpillar in 2015 Q3 according to their latest regulatory filings, with 68 funds opening new positions, 399 increasing their positions, 440 reducing their positions, and 126 closing their positions.

Holders
1,057
Holders Change
-70
Holders Change %
-6.21%
% of All Funds
29.54%
Holding in Top 10
4
Holding in Top 10 Change
-8
Holding in Top 10 Change %
-66.67%
% of All Funds
0.11%
New
68
Increased
399
Reduced
440
Closed
126
Calls
$931M
Puts
$1.73B
Net Calls
-$803M
Net Calls Change
-$202M

Top Buyers

1
Capital Research Global Investors
1
Capital Research Global Investors
California
$628M
2
Harris Associates
2
Harris Associates
Illinois
$1.06B
3
Invesco
3
Invesco
Georgia
$413M
4
Wellington Management Group
4
Wellington Management Group
Massachusetts
$911M
5
Massachusetts Financial Services
5
Massachusetts Financial Services
Massachusetts
$115M

Top Sellers

1
WRF
1
Waddell & Reed Financial
Kansas
$25.1M
2
Lord, Abbett & Co
2
Lord, Abbett & Co
New Jersey
$17M
3
Bank of New York Mellon
3
Bank of New York Mellon
New York
$576M
4
American Century Companies
4
American Century Companies
Missouri
$172M
5
Westfield Capital Management
5
Westfield Capital Management
Massachusetts
$46.4M
Name Market Value Shares Shares
Change 		Shares
Change %
CFSG
1176
Community Financial Services Group
Vermont
– – -575 Closed
MBT
1177
Monroe Bank & Trust
Michigan
– – -300 Closed
AWA
1178
AmeriServ Wealth Advisors
Pennsylvania
– – -300 Closed
CFG
1179
CKW Financial Group
Hawaii
– – -241 Closed
SC
1180
Searle & Co
Connecticut
– – -125 Closed
FCT
1181
Family Capital Trust
Massachusetts
– – -99 Closed
RCWMU
1182
Rothschild & Co Wealth Management (UK)
United Kingdom
– – -90 Closed
SC
1183
Sculptor Capital
New York
– – – –
AAP
1184
Ardsley Advisory Partners
Connecticut
– – – –
JCI
1185
Jet Capital Investors
New York
– – – –
LM
1186
Luminus Management
Texas
– – – –
HCM
1187
Highbridge Capital Management
New York
– – – –
SAM
1188
Scopus Asset Management
New York
– – – –
Walleye Trading
1189
Walleye Trading
New York
– – – –
Capital Fund Management (CFM)
1190
Capital Fund Management (CFM)
France
– – – –
SAM
1191
Serengeti Asset Management
New York
– – – –
HW
1192
Hancock Whitney
Mississippi
– – – –
Group One Trading
1193
Group One Trading
Illinois
– – – –
WM
1194
WS Management
Florida
– – – –
KCM
1195
KSA Capital Management
New Jersey
– – – –
BFM
1196
Boothbay Fund Management
New York
– – – –
MSE
1197
MUFG Securities EMEA
United Kingdom
– – – –
ACP
1198
Andalusian Capital Partners
Connecticut
– – – –
Simplex Trading
1199
Simplex Trading
Illinois
– – – –
SC
1200
Samlyn Capital
New York
– – – –
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