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Caterpillar
CAT

Overview Fund Activity

2,003 hedge funds and large institutions have $87.8B invested in Caterpillar in 2021 Q1 according to their latest regulatory filings, with 229 funds opening new positions, 758 increasing their positions, 734 reducing their positions, and 91 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
2,003
Holders Change
+120
Holders Change %
+6.37%
% of All Funds
35.27%
Holding in Top 10
58
Holding in Top 10 Change
+28
Holding in Top 10 Change %
+93.33%
% of All Funds
1.02%
New
229
Increased
758
Reduced
734
Closed
91
Calls
$2.45B
Puts
$2.02B
Net Calls
+$436M
Net Calls Change
+$751M

Top Buyers

1
Capital World Investors
Capital World Investors
California
+$2.06B
2
T. Rowe Price Associates
T. Rowe Price Associates
Maryland
+$337M
3
Fidelity Investments
Fidelity Investments
Massachusetts
+$314M
4
1832 Asset Management
1832 Asset Management
Ontario, Canada
+$249M
5
ZIG
Zurich Insurance Group
Switzerland
+$123M

Top Sellers

1
Wellington Management Group
Wellington Management Group
Massachusetts
-$534M
2
Primecap Management
Primecap Management
California
-$325M
3
Gates Foundation Trust
Gates Foundation Trust
Washington
-$256M
4
Citadel Advisors
Citadel Advisors
Florida
-$246M
5
Harris Associates
Harris Associates
Illinois
-$218M
Name Holding Trade Value Shares
Change 		Shares
Change %
KA
1151
Kercheville Advisors
Texas
$788K – – –
CRIG
1152
Charter Research & Investment Group
Connecticut
$788K – – –
CWM
1153
Concentric Wealth Management
California
$788K – – –
CCM
1154
CAAS Capital Management
New York
$788K +$788K +3,400 New
VCAM
1155
Van Cleef Asset Management
Ohio
$787K -$1.45M -6,240 -65%
KPW
1156
Kore Private Wealth
New York
$786K -$466K -2,009 -37%
FIM
1157
Fernwood Investment Management
Massachusetts
$786K +$6.03K +26 +0.8%
FFG
1158
Fortem Financial Group
California
$784K +$49.9K +215 +7%
FFA
1159
Founders Financial Alliance
North Carolina
$784K +$74.3K +311 +10%
RMDI
1160
R.M. Davis Inc
Maine
$782K +$40.1K +173 +5%
QCIG
1161
Quad-Cities Investment Group
Iowa
$780K +$75.8K +327 +11%
LWAC
1162
Laurel Wealth Advisors (California)
California
$779K -$3.71K -16 -0.5%
PWPS
1163
Pinnacle Wealth Planning Services
Ohio
$776K +$39K +168 +5%
SBSB
1164
Sullivan, Bruyette, Speros & Blaney
Virginia
$775K +$696 +3 +0.1%
WA
1165
Wealth Architects
California
$775K +$120K +518 +18%
FNBOH
1166
First National Bank of Hutchinson
Kansas
$771K +$461K +1,990 +149%
MBTD
1167
Mechanics Bank - Trust Department
California
$769K -$238K -1,025 -24%
GWSG
1168
GPS Wealth Strategies Group
Colorado
$769K +$64.2K +277 +9%
WA
1169
Waverly Advisors
Alabama
$769K +$342K +1,455 +80%
AA
1170
AF Advisors
California
$767K – – –
PFA
1171
Pathway Financial Advisors
Vermont
$767K – – –
SSG
1172
Summit Securities Group
New York
$765K -$464K -2,000 -38%
CG
1173
Cynosure Group
Utah
$765K – – –
WP
1174
WMS Partners
Maryland
$761K +$696 +3 +0.1%
VCWA
1175
Vanguard Capital Wealth Advisors
Colorado
$758K +$922 +4 +0.1%
45 46
47
48 49