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Caterpillar
CAT

Overview Fund Activity

1,485 hedge funds and large institutions have $42.5B invested in Caterpillar in 2020 Q1 according to their latest regulatory filings, with 104 funds opening new positions, 561 increasing their positions, 623 reducing their positions, and 252 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,485
Holders Change
-171
Holders Change %
-10.33%
% of All Funds
32.8%
Holding in Top 10
23
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-11.54%
% of All Funds
0.51%
New
104
Increased
561
Reduced
623
Closed
252
Calls
$827M
Puts
$1.26B
Net Calls
-$430M
Net Calls Change
-$181M

Top Buyers

1
Macquarie Group
Macquarie Group
Australia
+$374M
2
Capital International Investors
Capital International Investors
California
+$250M
3
Invesco
Invesco
Georgia
+$124M
4
Wellington Management Group
Wellington Management Group
Massachusetts
+$119M
5
Boston Partners
Boston Partners
Massachusetts
+$117M

Top Sellers

1
T. Rowe Price Associates
T. Rowe Price Associates
Maryland
-$190M
2
Capital World Investors
Capital World Investors
California
-$190M
3
Primecap Management
Primecap Management
California
-$171M
4
Ameriprise
Ameriprise
Minnesota
-$130M
5
Westfield Capital Management
Westfield Capital Management
Massachusetts
-$116M
Name Holding Trade Value Shares
Change 		Shares
Change %
ZF
1151
Zhang Financial
Michigan
$275K – – –
LC
1152
LCNB Corp
Ohio
$274K – – –
CA
1153
Calton & Associates
Florida
$272K -$16.6K -143 -6%
LAM
1154
L2 Asset Management
Massachusetts
$271K -$86.2K -742 -24%
WRM
1155
Weybosset Research & Management
Rhode Island
$271K – – –
AAM
1156
Augustine Asset Management
Florida
$271K +$271K +2,337 New
PAA
1157
Peregrine Asset Advisers
Oregon
$270K -$10.7K -92 -4%
IAIM
1158
International Assets Investment Management
Florida
$270K +$270K +7,283 New
AWCI
1159
Alpine Woods Capital Investors
New York
$269K – – –
AWA
1160
Acorn Wealth Advisors
Michigan
$269K +$22.5K +188 +9%
MA
1161
MCF Advisors
Kentucky
$269K +$185K +1,593 +219%
MFG
1162
Magnus Financial Group
New York
$269K +$269K +2,318 New
DI
1163
Diligent Investors
California
$268K -$73.3K -632 -21%
Fiera Capital (Canada)
1164
Fiera Capital (Canada)
Quebec, Canada
$267K +$62.5K +540 +31%
BCA
1165
Bay Colony Advisors
Massachusetts
$266K -$106K -913 -28%
CAW
1166
Cornerstone Advisors (Washington)
Washington
$265K +$33K +284 +14%
GWM
1167
Gray Wealth Management
Maine
$265K +$265K +2,289 New
TMAM
1168
Tokio Marine Asset Management
Japan
$264K -$141K -1,214 -35%
VCM
1169
Violich Capital Management
California
$264K – – –
RWM
1170
Ritholtz Wealth Management
New York
$263K -$87.9K -756 -25%
BJL
1171
Brighton Jones LLC
Washington
$261K -$13.6K -117 -5%
VCP
1172
Verus Capital Partners
Arizona
$258K -$4.29K -37 -2%
CIC
1173
Crawford Investment Counsel
Georgia
$257K -$232 -2 -0.1%
CCM
1174
Covington Capital Management
California
$255K -$31.3K -270 -11%
TWM
1175
Tolleson Wealth Management
Texas
$255K +$23.2K +200 +10%
45 46
47
48 49