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Caterpillar
CAT

Overview Fund Activity

1,558 hedge funds and large institutions have $48.7B invested in Caterpillar in 2018 Q4 according to their latest regulatory filings, with 199 funds opening new positions, 564 increasing their positions, 581 reducing their positions, and 155 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,558
Holders Change
+29
Holders Change %
+1.9%
% of All Funds
34.77%
Holding in Top 10
29
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-9.38%
% of All Funds
0.65%
New
199
Increased
564
Reduced
581
Closed
155
Calls
$1.55B
Puts
$1.74B
Net Calls
-$189M
Net Calls Change
-$102M

Top Buyers

1
Sanders Capital
Sanders Capital
Florida
+$375M
2
Vanguard Group
Vanguard Group
Pennsylvania
+$174M
3
Harris Associates
Harris Associates
Illinois
+$125M
4
DCM
Discovery Capital Management
Connecticut
+$100M
5
LSV Asset Management
LSV Asset Management
Illinois
+$76.9M

Top Sellers

1
Capital World Investors
Capital World Investors
California
-$676M
2
Jennison Associates
Jennison Associates
New York
-$664M
3
SCM
Suvretta Capital Management
New York
-$194M
4
Fidelity Investments
Fidelity Investments
Massachusetts
-$161M
5
Janus Henderson Group
Janus Henderson Group
United Kingdom
-$119M
Name Holding Trade Value Shares
Change 		Shares
Change %
Jacobs Levy Equity Management
1151
Jacobs Levy Equity Management
New Jersey
$344K -$1.89M -14,890 -85%
JCM
1152
Jacobi Capital Management
Pennsylvania
$344K +$18.2K +143 +6%
SFA
1153
Sequoia Financial Advisors
Ohio
$344K +$45.4K +357 +15%
FMLI
1154
Fukoku Mutual Life Insurance
Japan
$343K -$254K -2,000 -43%
B
1155
Bailard
California
$343K -$13.7K -108 -4%
GIA
1156
GHP Investment Advisors
Colorado
$343K +$71.2K +561 +26%
ARMT
1157
Amica Retiree Medical Trust
Rhode Island
$340K +$181K +1,427 +114%
ZF
1158
Zhang Financial
Michigan
$335K +$57.4K +452 +21%
AP
1159
Appleton Partners
Massachusetts
$334K -$92.1K -725 -22%
MWM
1160
Mascoma Wealth Management
New Hampshire
$334K – – –
BP
1161
Ballentine Partners
Massachusetts
$333K +$52.5K +414 +19%
DT
1162
Diversified Trust
Tennessee
$331K +$636 +5 +0.2%
PFBT
1163
Parkside Financial Bank & Trust
Missouri
$331K +$14.9K +117 +5%
CIM
1164
CIM Investment Management
Pennsylvania
$330K -$13.7K -108 -4%
BONST
1165
Bank of Nova Scotia Trust
Ontario, Canada
$330K – – –
ACM
1166
Aljian Capital Management
Nevada
$330K +$330K +2,600 New
IP
1167
Isthmus Partners
Wisconsin
$329K – – –
CBFP
1168
Cedar Brook Financial Partners
Ohio
$328K +$328K +2,583 New
CIA
1169
Choate Investment Advisors
Massachusetts
$327K -$55.3K -435 -14%
WA
1170
Wealth Architects
California
$326K -$18.7K -147 -5%
GAM
1171
Garrison Asset Management
Arkansas
$326K – – –
TFO
1172
Tarbox Family Office
California
$325K +$762 +6 +0.2%
FANJ
1173
Financial Architects (New Jersey)
New Jersey
$325K +$79K +623 +32%
AIM
1174
Alambic Investment Management
California
$325K +$325K +2,560 New
RI
1175
Ridgewood Investments
New Jersey
$323K – – –
45 46
47
48 49