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Caterpillar

1,532 hedge funds and large institutions have $60.8B invested in Caterpillar in 2018 Q3 according to their latest regulatory filings, with 129 funds opening new positions, 553 increasing their positions, 553 reducing their positions, and 99 closing their positions.

New
Increased
Maintained
Reduced
Closed

30% more first-time investments, than exits

New positions opened: 129 | Existing positions closed: 99

12% more capital invested

Capital invested by funds: $54.5B → $60.8B (+$6.34B)

10% more funds holding in top 10

Funds holding in top 10: 2932 (+3)

1% more funds holding

Funds holding: 1,5141,532 (+18)

0% more repeat investments, than reductions

Existing positions increased: 553 | Existing positions reduced: 553

0.04% less ownership

Funds ownership: 67.38%67.33% (-0.04%)

4% less call options, than puts

Call options by funds: $1.92B | Put options by funds: $2.01B

Holders
1,532
Holders Change
+18
Holders Change %
+1.19%
% of All Funds
35.02%
Holding in Top 10
32
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+10.34%
% of All Funds
0.73%
New
129
Increased
553
Reduced
553
Closed
99
Calls
$1.92B
Puts
$2.01B
Net Calls
-$87.3M
Net Calls Change
+$395M
Name Holding Trade Value Shares
Change
Change in
Stake
AFC
1151
AFT Forsyth & Company
Florida
$358K
BW
1152
Biegel & Waller
Maryland
$358K
CCM
1153
Covington Capital Management
California
$358K
FMW
1154
Farr Miller & Washington
District of Columbia
$358K
CT
1155
Cambridge Trust
Massachusetts
$357K -$849 -6 -0.3%
PI
1156
Pettee Investors
Connecticut
$356K
WA
1157
WealthTrust-Arizona
Arizona
$356K +$7.36K +52 +2%
WAM
1158
Winslow Asset Management
Ohio
$355K -$141K -1,000 -30%
VCM
1159
Violich Capital Management
California
$351K -$3.54K -25 -1%
RMCM
1160
Reynders McVeigh Capital Management
Massachusetts
$351K -$2.55K -18 -0.8%
BOS
1161
Bingham Osborn & Scarborough
California
$351K -$2.4K -17 -0.7%
MCM
1162
Maryland Capital Management
Maryland
$349K
IBOK
1163
Independence Bank of Kentucky
Kentucky
$348K -$7.07K -50 -2%
CCP
1164
Corient Capital Partners
California
$348K
CAM
1165
Carret Asset Management
New York
$347K
TPWA
1166
TRUE Private Wealth Advisors
Oregon
$347K -$69K -488 -18%
MIH
1167
Meitav Investment House
Israel
$346K +$56.6K +400 +21%
RCAG
1168
Rehmann Capital Advisory Group
Michigan
$345K -$69.6K -492 -18%
WP
1169
WealthSource Partners
California
$344K -$93.5K -661 -23%
MVA
1170
Mount Vernon Associates
Maryland
$339K
ACP
1171
Arcus Capital Partners
Georgia
$338K
LIC
1172
Lodestar Investment Counsel
Illinois
$338K
BP
1173
Ballentine Partners
Massachusetts
$337K -$8.35K -59 -3%
RG
1174
Rikoon Group
New Mexico
$336K +$56.6K +400 +22%
CVM
1175
Cheviot Value Management
California
$334K +$141 +1 +0%

CAT Hedge Fund Activity: Q3 2018 in Review

1,532 of the 4,375 institutional investors tracked by Wall St. Rank reported a position in Caterpillar (CAT) for Q3 2018, worth a combined $60.8B — up 12% from $54.5B a quarter earlier.

Buyers outnumbered sellers: 129 funds opened new CAT positions and 99 closed out — a net gain of 30 holders — while 553 added to existing stakes and 553 trimmed.

The largest buyer was Capital Research Global Investors, adding an estimated $414M. The largest seller was Wellington Management Group, cutting an estimated $621M.

  • 1,532 institutional investors held Caterpillar (CAT) as of Q3 2018, up from 1,514 in Q2 2018.
  • Funds reported $60.8B of Caterpillar stock for Q3 2018, up 12% quarter-over-quarter.
  • 129 funds opened new Caterpillar positions in Q3 2018 and 99 closed out, a net change of +30 holders.
  • The largest Caterpillar buyer in Q3 2018 was Capital Research Global Investors, an estimated $414M added.
  • The largest Caterpillar seller in Q3 2018 was Wellington Management Group, an estimated $621M sold.

Based on aggregated 13F filings for Q3 2018.