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Caterpillar
CAT

Overview Fund Activity

2,267 hedge funds and large institutions have $82.8B invested in Caterpillar in 2023 Q1 according to their latest regulatory filings, with 166 funds opening new positions, 863 increasing their positions, 861 reducing their positions, and 119 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
2,267
Holders Change
-5
Holders Change %
-0.22%
% of All Funds
36.28%
Holding in Top 10
43
Holding in Top 10 Change
-17
Holding in Top 10 Change %
-28.33%
% of All Funds
0.69%
New
166
Increased
863
Reduced
861
Closed
119
Calls
$2.16B
Puts
$2.63B
Net Calls
-$471M
Net Calls Change
+$1.24B

Top Buyers

1
DZ Bank
DZ Bank
Germany
+$332M
2
Fidelity Investments
Fidelity Investments
Massachusetts
+$234M
3
Hudson Bay Capital Management
Hudson Bay Capital Management
Connecticut
+$172M
4
Massachusetts Financial Services
Massachusetts Financial Services
Massachusetts
+$155M
5
Renaissance Technologies
Renaissance Technologies
New York
+$154M

Top Sellers

1
M1FG
Mach-1 Financial Group
Arkansas
-$827M
2
Citadel Advisors
Citadel Advisors
Florida
-$447M
3
Barclays
Barclays
United Kingdom
-$295M
4
BlackRock
BlackRock
New York
-$277M
5
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
-$198M
Name Holding Trade Value Shares
Change 		Shares
Change %
ST
1126
Smithfield Trust
Pennsylvania
$1.01M +$554K +2,428 +122%
PWM
1127
Perigon Wealth Management
California
$1.01M +$50.8K +222 +5%
SC
1128
SouthState Corp
Florida
$1M -$183K -801 -15%
FLPIM
1129
F.L. Putnam Investment Management
Massachusetts
$994K +$19.2K +84 +2%
NFA
1130
Northern Financial Advisors
Michigan
$993K -$150K -655 -13%
WWC
1131
Waypoint Wealth Counsel
Georgia
$992K +$7.1K +31 +0.7%
FFM
1132
Forum Financial Management
Illinois
$992K -$23.6K -103 -2%
VC
1133
Veracity Capital
Georgia
$991K +$991K +4,332 New
EIP
1134
Epoch Investment Partners
New York
$991K -$11K -48 -1%
NQWM
1135
Northwest Quadrant Wealth Management
Oregon
$990K +$3.89K +17 +0.4%
PAA
1136
Peregrine Asset Advisers
Oregon
$990K – – –
NW
1137
Naviter Wealth
Arkansas
$989K +$989K +4,322 New
FPCG
1138
Fort Pitt Capital Group
Pennsylvania
$987K -$109K -475 -10%
RBFC
1139
Roman Butler Fullerton & Co
Missouri
$986K -$978K -4,474 -50%
RCI
1140
RS Crum Inc
California
$985K – – –
SIA
1141
Sit Investment Associates
Minnesota
$984K – – –
JAG
1142
Journey Advisory Group
Kentucky
$981K +$73.5K +321 +8%
1WM
1143
1900 Wealth Management
Texas
$977K +$149K +625 +18%
CA
1144
Carson Advisory
Georgia
$975K +$975K +4,261 New
DIA
1145
Dana Investment Advisors
Wisconsin
$973K -$73.9K -323 -7%
CCG
1146
Cypress Capital Group
Florida
$971K -$11.4K -50 -1%
MAM
1147
Morse Asset Management
Connecticut
$971K +$114K +498 +13%
BHBT
1148
Burke & Herbert Bank & Trust
Virginia
$970K -$22.9K -100 -2%
CBT
1149
CoreFirst Bank & Trust
Kansas
$969K -$1.14K -5 -0.1%
TPWA
1150
TRUE Private Wealth Advisors
Oregon
$968K -$3.89K -17 -0.4%
44 45
46
47 48