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Caterpillar

1,532 hedge funds and large institutions have $60.8B invested in Caterpillar in 2018 Q3 according to their latest regulatory filings, with 129 funds opening new positions, 553 increasing their positions, 553 reducing their positions, and 99 closing their positions.

New
Increased
Maintained
Reduced
Closed

30% more first-time investments, than exits

New positions opened: 129 | Existing positions closed: 99

12% more capital invested

Capital invested by funds: $54.5B → $60.8B (+$6.34B)

10% more funds holding in top 10

Funds holding in top 10: 2932 (+3)

1% more funds holding

Funds holding: 1,5141,532 (+18)

0% more repeat investments, than reductions

Existing positions increased: 553 | Existing positions reduced: 553

0.04% less ownership

Funds ownership: 67.38%67.33% (-0.04%)

4% less call options, than puts

Call options by funds: $1.92B | Put options by funds: $2.01B

Holders
1,532
Holders Change
+18
Holders Change %
+1.19%
% of All Funds
35.02%
Holding in Top 10
32
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+10.34%
% of All Funds
0.73%
New
129
Increased
553
Reduced
553
Closed
99
Calls
$1.92B
Puts
$2.01B
Net Calls
-$87.3M
Net Calls Change
+$395M
Name Holding Trade Value Shares
Change
Change in
Stake
FCFC
1126
First Commonwealth Financial Corp
Pennsylvania
$390K -$97.6K -690 -21%
TFO
1127
Tarbox Family Office
California
$389K
WAAG
1128
Wealth Alliance Advisory Group
Kansas
$389K +$7.07K +50 +2%
DI
1129
Diligent Investors
California
$388K +$13.4K +95 +4%
CC
1130
Chicago Capital
Illinois
$383K
SIM
1131
Sterling Investment Management
Arizona
$383K +$141 +1 +0%
PCA
1132
Personal Capital Advisors
California
$382K +$20.9K +148 +6%
GRP
1133
Global Retirement Partners
California
$380K +$50.9K +360 +17%
PFBT
1134
Parkside Financial Bank & Trust
Missouri
$379K -$2.12K -15 -0.6%
RIM
1135
Regent Investment Management
Kentucky
$377K
BDF
1136
Balasa Dinverno & Foltz
$376K -$3.54K -25 -1%
ACA
1137
Atlas Capital Advisors
Wyoming
$375K -$85K -601 -20%
LC
1138
LCNB Corp
Ohio
$375K
AIS
1139
American Investment Services
Massachusetts
$373K -$230K -1,626 -40%
SIA
1140
Starfire Investment Advisers
Michigan
$373K
TAM
1141
Trillium Asset Management
Massachusetts
$371K
SFSG
1142
Stearns Financial Services Group
North Carolina
$366K +$14.4K +102 +4%
HH
1143
Hilltop Holdings
Texas
$364K +$27.2K +192 +9%
FHC
1144
First Heartland Consultants
Missouri
$364K +$55.7K +394 +20%
WBG
1145
Wharton Business Group
Pennsylvania
$363K
LCM
1146
LVM Capital Management
Michigan
$362K
SYBT
1147
Stock Yards Bank & Trust
Kentucky
$362K +$42.7K +302 +15%
GAMC
1148
Garner Asset Management Corp
Texas
$359K
SFA
1149
Sequoia Financial Advisors
Ohio
$359K +$26.2K +185 +9%
LNB
1150
Ledyard National Bank
$358K -$7.78K -55 -2%

CAT Hedge Fund Activity: Q3 2018 in Review

1,532 of the 4,375 institutional investors tracked by Wall St. Rank reported a position in Caterpillar (CAT) for Q3 2018, worth a combined $60.8B — up 12% from $54.5B a quarter earlier.

Buyers outnumbered sellers: 129 funds opened new CAT positions and 99 closed out — a net gain of 30 holders — while 553 added to existing stakes and 553 trimmed.

The largest buyer was Capital Research Global Investors, adding an estimated $414M. The largest seller was Wellington Management Group, cutting an estimated $621M.

  • 1,532 institutional investors held Caterpillar (CAT) as of Q3 2018, up from 1,514 in Q2 2018.
  • Funds reported $60.8B of Caterpillar stock for Q3 2018, up 12% quarter-over-quarter.
  • 129 funds opened new Caterpillar positions in Q3 2018 and 99 closed out, a net change of +30 holders.
  • The largest Caterpillar buyer in Q3 2018 was Capital Research Global Investors, an estimated $414M added.
  • The largest Caterpillar seller in Q3 2018 was Wellington Management Group, an estimated $621M sold.

Based on aggregated 13F filings for Q3 2018.