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Caterpillar
CAT

Overview Fund Activity

1,529 hedge funds and large institutions have $60.8B invested in Caterpillar in 2018 Q3 according to their latest regulatory filings, with 129 funds opening new positions, 552 increasing their positions, 553 reducing their positions, and 99 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,529
Holders Change
+18
Holders Change %
+1.19%
% of All Funds
35.01%
Holding in Top 10
32
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+10.34%
% of All Funds
0.73%
New
129
Increased
552
Reduced
553
Closed
99
Calls
$1.92B
Puts
$2.01B
Net Calls
-$87.3M
Net Calls Change
+$395M

Top Buyers

1
Capital Research Global Investors
Capital Research Global Investors
California
+$446M
2
Ameriprise
Ameriprise
Minnesota
+$309M
3
SCM
Suvretta Capital Management
New York
+$194M
4
T. Rowe Price Associates
T. Rowe Price Associates
Maryland
+$159M
5
JPMorgan Chase & Co
JPMorgan Chase & Co
New York
+$153M

Top Sellers

1
Wellington Management Group
Wellington Management Group
Massachusetts
-$670M
2
Capital World Investors
Capital World Investors
California
-$316M
3
Citadel Advisors
Citadel Advisors
Florida
-$237M
4
Deutsche Bank
Deutsche Bank
Germany
-$218M
5
AQR Capital Management
AQR Capital Management
Connecticut
-$194M
Name Holding Trade Value Shares
Change 		Shares
Change %
WAAG
1126
Wealth Alliance Advisory Group
Kansas
$389K +$7.62K +50 +2%
DI
1127
Diligent Investors
California
$388K +$14.5K +95 +4%
CC
1128
Chicago Capital
Illinois
$383K – – –
SIM
1129
Sterling Investment Management
Arizona
$383K +$152 +1 +0%
PCA
1130
Personal Capital Advisors
California
$382K +$22.6K +148 +6%
GRP
1131
Global Retirement Partners
California
$380K +$54.9K +360 +17%
PFBT
1132
Parkside Financial Bank & Trust
Missouri
$379K -$2.29K -15 -0.6%
RIM
1133
Regent Investment Management
Kentucky
$377K – – –
BDF
1134
Balasa Dinverno & Foltz
$376K -$3.82K -25 -1%
ACA
1135
Atlas Capital Advisors
Wyoming
$375K -$95.1K -601 -20%
LC
1136
LCNB Corp
Ohio
$375K – – –
AIS
1137
American Investment Services
Massachusetts
$373K -$248K -1,626 -40%
SIA
1138
Starfire Investment Advisers
Michigan
$373K – – –
TAM
1139
Trillium Asset Management
Massachusetts
$371K – – –
SFSG
1140
Stearns Financial Services Group
North Carolina
$366K +$15.6K +102 +4%
HH
1141
Hilltop Holdings
Texas
$364K +$29.2K +192 +9%
FHC
1142
First Heartland Consultants
Missouri
$364K +$60.2K +394 +20%
WBG
1143
Wharton Business Group
Pennsylvania
$363K – – –
LCM
1144
LVM Capital Management
Michigan
$362K – – –
SYBT
1145
Stock Yards Bank & Trust
Kentucky
$362K +$46.1K +302 +15%
GAMC
1146
Garner Asset Management Corp
Texas
$359K – – –
SFA
1147
Sequoia Financial Advisors
Ohio
$359K +$28.3K +185 +9%
LNB
1148
Ledyard National Bank
$358K -$8.39K -55 -2%
CCM
1149
Covington Capital Management
California
$358K – – –
FMW
1150
Farr Miller & Washington
District of Columbia
$358K – – –
44 45
46
47 48