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Caterpillar
CAT

Overview Fund Activity

1,092 hedge funds and large institutions have $37B invested in Caterpillar in 2016 Q3 according to their latest regulatory filings, with 106 funds opening new positions, 364 increasing their positions, 444 reducing their positions, and 55 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,092
Holders Change
+36
Holders Change %
+3.41%
% of All Funds
29.18%
Holding in Top 10
19
Holding in Top 10 Change
+8
Holding in Top 10 Change %
+72.73%
% of All Funds
0.51%
New
106
Increased
364
Reduced
444
Closed
55
Calls
$1.07B
Puts
$1.62B
Net Calls
-$549M
Net Calls Change
-$202M

Top Buyers

1
Fidelity Investments
Fidelity Investments
Massachusetts
$1.11B
2
Capital World Investors
Capital World Investors
California
$1.62B
3
Morgan Stanley
Morgan Stanley
New York
$631M
4
American Century Companies
American Century Companies
Missouri
$173M
5
EVM
Eaton Vance Management
Massachusetts
$165M

Top Sellers

1
Capital International Investors
Capital International Investors
California
$40.9M
2
Harris Associates
Harris Associates
Illinois
$1.12B
3
State Street
State Street
Massachusetts
$4.85B
4
Massachusetts Financial Services
Massachusetts Financial Services
Massachusetts
$154M
5
VFA
Virtus Fund Advisers
Connecticut
$117K
Name Holding Trade Value Shares
Change 		Shares
Change %
PAIA
1126
Park Avenue Institutional Advisers
New York
– -$278K -3,668 Closed
CD
1127
Carl Domino
Florida
– -$231K -3,047 Closed
IC
1128
Intersect Capital
California
– -$225K -2,967 Closed
LFR
1129
Lehman Financial Resources
Pennsylvania
– -$223K -2,950 Closed
DWM
1130
Destination Wealth Management
California
– -$221K -2,909 Closed
LOAMS
1131
Lombard Odier Asset Management (Switzerland)
Switzerland
– -$219K -2,894 Closed
WFG
1132
Wills Financial Group
Virginia
– -$213K -2,804 Closed
CAM
1133
Concorde Asset Management
Michigan
– -$210K -2,777 Closed
GAM
1134
Gotham Asset Management
New York
– -$207K -2,732 Closed
BFPW
1135
BOK Financial Private Wealth
Colorado
– -$206K -2,723 Closed
SCM
1136
Salem Capital Management
Massachusetts
– -$205K -2,700 Closed
TC
1137
Telemus Capital
Michigan
– -$202K -2,661 Closed
GAM
1138
Gould Asset Management
California
– -$200K -2,635 Closed
HIIFS
1139
Harel Insurance Investments & Financial Services
Israel
– -$45K -600 Closed
NCM
1140
Nelson Capital Management
California
– -$43K -566 Closed
EWM
1141
Edge Wealth Management
New York
– -$23K -300 Closed
WAS
1142
WESPAC Advisors SoCal
California
– -$21.4K -282 Closed
WAS
1143
Winch Advisory Services
Wisconsin
– -$10K -127 Closed
GWS
1144
Glassman Wealth Services
Virginia
– -$9K -125 Closed
1832 Asset Management
1145
1832 Asset Management
Ontario, Canada
– -$9K -120 Closed
AWMS
1146
Advocacy Wealth Management Services
Georgia
– -$5K -63 Closed
FPTW
1147
Franklin, Parlapiano, Turner & Welch
Texas
– -$3K -35 Closed
CIM
1148
Contravisory Investment Management
Massachusetts
– -$2K -28 Closed
42 43 44 45
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