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Caterpillar
CAT

Overview Fund Activity

1,651 hedge funds and large institutions have $55.4B invested in Caterpillar in 2020 Q3 according to their latest regulatory filings, with 213 funds opening new positions, 582 increasing their positions, 608 reducing their positions, and 88 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,651
Holders Change
+111
Holders Change %
+7.21%
% of All Funds
33.4%
Holding in Top 10
22
Holding in Top 10 Change
+5
Holding in Top 10 Change %
+29.41%
% of All Funds
0.45%
New
213
Increased
582
Reduced
608
Closed
88
Calls
$1.65B
Puts
$1.62B
Net Calls
+$22.6M
Net Calls Change
+$213M

Top Buyers

1
T. Rowe Price Associates
T. Rowe Price Associates
Maryland
+$719M
2
Diamond Hill Capital Management
Diamond Hill Capital Management
Ohio
+$162M
3
Fidelity Investments
Fidelity Investments
Massachusetts
+$133M
4
Capital Research Global Investors
Capital Research Global Investors
California
+$121M
5
JPMorgan Chase & Co
JPMorgan Chase & Co
New York
+$118M

Top Sellers

1
State Street
State Street
Massachusetts
-$168M
2
Goldman Sachs
Goldman Sachs
New York
-$149M
3
Citadel Advisors
Citadel Advisors
Florida
-$123M
4
Vanguard Group
Vanguard Group
Pennsylvania
-$88.3M
5
Macquarie Group
Macquarie Group
Australia
-$87.2M
Name Holding Trade Value Shares
Change 		Shares
Change %
KPW
1101
Kore Private Wealth
New York
$461K +$69K +463 +18%
IWA
1102
Intercontinental Wealth Advisors
Texas
$460K +$2.69K +18 +0.6%
FFA
1103
Founders Financial Alliance
North Carolina
$459K +$459K +2,995 New
NB
1104
Nicolet Bankshares
Wisconsin
$458K +$5.97K +40 +1%
FB
1105
Fulton Bank
Pennsylvania
$456K +$77.1K +517 +20%
First Manhattan
1106
First Manhattan
New York
$450K +$596 +4 +0.1%
TWI
1107
Thomas White International
Illinois
$449K – – –
EWA
1108
EP Wealth Advisors
California
$448K +$448K +3,001 New
NIPH
1109
NN Investment Partners Holdings
Netherlands
$447K -$238K -1,600 -35%
SACTSONJ
1110
Supplemental Annuity Collective Trust (SACT) of New Jersey
New Jersey
$447K – – –
CCG
1111
Ceeto Capital Group
Florida
$447K – – –
FLPIM
1112
F.L. Putnam Investment Management
Massachusetts
$447K +$82.1K +550 +22%
IECM
1113
Intrinsic Edge Capital Management
Illinois
$447K +$447K +3,000 New
THWM
1114
Taylor Hoffman Wealth Management
Virginia
$444K -$44.5K -298 -9%
NG
1115
Northstar Group
New York
$443K – – –
SWM
1116
SVA Wealth Management
Wisconsin
$443K +$2.09K +14 +0.5%
EWM
1117
Evermay Wealth Management
Virginia
$441K – – –
FNBSF
1118
First National Bank Sioux Falls
South Dakota
$441K – – –
PP
1119
Patten & Patten
Tennessee
$438K -$18.3K -123 -4%
IIC
1120
Ironwood Investment Counsel
Arizona
$438K +$6.1K +41 +1%
DI
1121
Diligent Investors
California
$435K +$149 +1 +0%
QCIG
1122
Quad-Cities Investment Group
Iowa
$433K +$24.6K +165 +6%
ATPW
1123
Ashton Thomas Private Wealth
Arizona
$433K +$2.69K +18 +0.6%
MCM
1124
Manchester Capital Management
Vermont
$432K -$218K -1,464 -34%
CAM
1125
Cozad Asset Management
Illinois
$432K -$70.7K -474 -14%
43 44
45
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