We are live on ! Find out more
CAT icon

Caterpillar

1,545 hedge funds and large institutions have $46B invested in Caterpillar in 2020 Q2 according to their latest regulatory filings, with 159 funds opening new positions, 520 increasing their positions, 631 reducing their positions, and 94 closing their positions.

New
Increased
Maintained
Reduced
Closed

69% more first-time investments, than exits

New positions opened: 159 | Existing positions closed: 94

8% more capital invested

Capital invested by funds: $42.6B → $46B (+$3.48B)

4% more funds holding

Funds holding: 1,4901,545 (+55)

0.51% more ownership

Funds ownership: 66.76%67.27% (+0.51%)

13% less call options, than puts

Call options by funds: $1.24B | Put options by funds: $1.43B

18% less repeat investments, than reductions

Existing positions increased: 520 | Existing positions reduced: 631

26% less funds holding in top 10

Funds holding in top 10: 2317 (-6)

Holders
1,545
Holders Change
+55
Holders Change %
+3.69%
% of All Funds
31.68%
Holding in Top 10
17
Holding in Top 10 Change
-6
Holding in Top 10 Change %
-26.09%
% of All Funds
0.35%
New
159
Increased
520
Reduced
631
Closed
94
Calls
$1.24B
Puts
$1.43B
Net Calls
-$190M
Net Calls Change
+$240M
Name Holding Trade Value Shares
Change
Change in
Stake
SAM
1101
Seelaus Asset Management
New Jersey
$359K +$47.4K +400 +16%
RFM
1102
Royal Fund Management
Florida
$355K -$2.05M -17,302 -86%
PC
1103
Peavine Capital
Nevada
$354K
CFA
1104
Capstone Financial Advisors
Illinois
$351K -$17.8K -150 -5%
SIAP
1105
Sterling Investment Advisors (Pennsylvania)
Pennsylvania
$351K +$356 +3 +0.1%
BP
1106
Ballentine Partners
Massachusetts
$350K -$26.8K -226 -8%
BCM
1107
Brookstone Capital Management
Illinois
$349K -$1.8M -15,151 -85%
BMC
1108
Benin Management Corp
Connecticut
$349K
FCB
1109
First Command Bank
Texas
$348K
FCFS
1110
First Command Financial Services
Texas
$348K
SNB
1111
Security National Bank
Nebraska
$347K
QCIG
1112
Quad-Cities Investment Group
Iowa
$347K +$1.42K +12 +0.4%
1IA
1113
1834 Investment Advisors
Wisconsin
$344K -$29.6K -250 -8%
EI
1114
Ethic Inc
New York
$344K +$26.1K +220 +9%
AP
1115
Atwood & Palmer
Missouri
$342K
NSAM
1116
North Star Asset Management
Wisconsin
$340K
FMLI
1117
Fukoku Mutual Life Insurance
Japan
$339K +$11.9K +100 +4%
RWM
1118
Ritholtz Wealth Management
New York
$339K +$49.1K +414 +18%
EWA
1119
ERTS Wealth Advisors
Michigan
$338K -$44.5K -375 -12%
TMAM
1120
Tokio Marine Asset Management
Japan
$338K +$46.4K +391 +17%
FHA
1121
Flagship Harbor Advisors
Massachusetts
$337K -$28.7K -242 -8%
OWM
1122
Opes Wealth Management
California
$337K
GLA
1123
Good Life Advisors
Pennsylvania
$337K +$19.2K +162 +7%
CAM
1124
Congress Asset Management
Massachusetts
$336K +$315K +2,660 New
DT
1125
Diversified Trust
Tennessee
$334K +$313K +2,637 New

CAT Hedge Fund Activity: Q2 2020 in Review

1,545 of the 4,877 institutional investors tracked by Wall St. Rank reported a position in Caterpillar (CAT) for Q2 2020, worth a combined $46B — up 8.2% from $42.6B a quarter earlier.

Buyers outnumbered sellers: 159 funds opened new CAT positions and 94 closed out — a net gain of 65 holders — while 520 added to existing stakes and 631 trimmed.

The largest buyer was Capital International Investors, adding an estimated $308M. The largest seller was Bank of America, cutting an estimated $418M.

  • 1,545 institutional investors held Caterpillar (CAT) as of Q2 2020, up from 1,490 in Q1 2020.
  • Funds reported $46B of Caterpillar stock for Q2 2020, up 8.2% quarter-over-quarter.
  • 159 funds opened new Caterpillar positions in Q2 2020 and 94 closed out, a net change of +65 holders.
  • The largest Caterpillar buyer in Q2 2020 was Capital International Investors, an estimated $308M added.
  • The largest Caterpillar seller in Q2 2020 was Bank of America, an estimated $418M sold.

Based on aggregated 13F filings for Q2 2020.