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Caterpillar
CAT

Overview Fund Activity

1,485 hedge funds and large institutions have $42.5B invested in Caterpillar in 2020 Q1 according to their latest regulatory filings, with 104 funds opening new positions, 561 increasing their positions, 623 reducing their positions, and 252 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,485
Holders Change
-171
Holders Change %
-10.33%
% of All Funds
32.8%
Holding in Top 10
23
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-11.54%
% of All Funds
0.51%
New
104
Increased
561
Reduced
623
Closed
252
Calls
$827M
Puts
$1.26B
Net Calls
-$430M
Net Calls Change
-$181M

Top Buyers

1
Macquarie Group
Macquarie Group
Australia
+$374M
2
Capital International Investors
Capital International Investors
California
+$250M
3
Invesco
Invesco
Georgia
+$124M
4
Wellington Management Group
Wellington Management Group
Massachusetts
+$119M
5
Boston Partners
Boston Partners
Massachusetts
+$117M

Top Sellers

1
T. Rowe Price Associates
T. Rowe Price Associates
Maryland
-$190M
2
Capital World Investors
Capital World Investors
California
-$190M
3
Primecap Management
Primecap Management
California
-$171M
4
Ameriprise
Ameriprise
Minnesota
-$130M
5
Westfield Capital Management
Westfield Capital Management
Massachusetts
-$116M
Name Holding Trade Value Shares
Change 		Shares
Change %
DIA
1101
Davidson Investment Advisors
Montana
$309K -$2.9K -25 -0.9%
OWM
1102
Opes Wealth Management
California
$309K +$309K +2,666 New
WPW
1103
Waldron Private Wealth
Pennsylvania
$308K +$579 +5 +0.2%
B
1104
Bailard
California
$307K -$4.3K -37 -1%
CP
1105
Camelot Portfolios
Ohio
$306K -$21.5K -185 -7%
WA
1106
Wealth Architects
California
$305K -$21.3K -184 -7%
CC
1107
Cadinha & Co
Hawaii
$305K +$305K +2,627 New
ACM
1108
Ategra Capital Management
Virginia
$304K -$21.5K -185 -7%
TCOK
1109
Trust Company of Kansas
Kansas
$303K – – –
ACA
1110
Affinity Capital Advisors
California
$302K -$10.6K -91 -3%
BONST
1111
Bank of Nova Scotia Trust
Ontario, Canada
$302K – – –
ACM
1112
Aljian Capital Management
Nevada
$302K – – –
FFA
1113
First Foundation Advisors
California
$302K +$98.8K +852 +49%
WMG
1114
WESCAP Management Group
California
$301K -$46.3K -400 -13%
FLPIM
1115
F.L. Putnam Investment Management
Massachusetts
$301K +$23.8K +205 +9%
SPC
1116
Stewart & Patten Company
California
$300K – – –
FMLI
1117
Fukoku Mutual Life Insurance
Japan
$299K -$69.5K -600 -19%
DIM
1118
Delta Investment Management
California
$298K – – –
RCAG
1119
Rehmann Capital Advisory Group
Michigan
$297K +$297K +2,559 New
BCWM
1120
Blue Chip Wealth Management
Florida
$297K -$58.3K -503 -16%
FHC
1121
First Heartland Consultants
Missouri
$297K -$15K -129 -5%
EWM
1122
Evermay Wealth Management
Virginia
$296K -$47.5K -410 -14%
GH
1123
GAM Holding
Switzerland
$296K +$296K +2,547 New
PWPS
1124
Pinnacle Wealth Planning Services
Ohio
$295K -$47.8K -413 -14%
BPA
1125
Beacon Pointe Advisors
California
$295K +$295K +2,542 New
43 44
45
46 47