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Caterpillar

1,532 hedge funds and large institutions have $60.8B invested in Caterpillar in 2018 Q3 according to their latest regulatory filings, with 129 funds opening new positions, 553 increasing their positions, 553 reducing their positions, and 99 closing their positions.

New
Increased
Maintained
Reduced
Closed

30% more first-time investments, than exits

New positions opened: 129 | Existing positions closed: 99

12% more capital invested

Capital invested by funds: $54.5B → $60.8B (+$6.34B)

10% more funds holding in top 10

Funds holding in top 10: 2932 (+3)

1% more funds holding

Funds holding: 1,5141,532 (+18)

0% more repeat investments, than reductions

Existing positions increased: 553 | Existing positions reduced: 553

0.04% less ownership

Funds ownership: 67.38%67.33% (-0.04%)

4% less call options, than puts

Call options by funds: $1.92B | Put options by funds: $2.01B

Holders
1,532
Holders Change
+18
Holders Change %
+1.19%
% of All Funds
35.02%
Holding in Top 10
32
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+10.34%
% of All Funds
0.73%
New
129
Increased
553
Reduced
553
Closed
99
Calls
$1.92B
Puts
$2.01B
Net Calls
-$87.3M
Net Calls Change
+$395M
Name Holding Trade Value Shares
Change
Change in
Stake
AP
1101
Atwood & Palmer
Missouri
$418K -$10.9K -77 -3%
MHIC
1102
Marble Harbor Investment Counsel
Massachusetts
$415K +$40.3K +285 +12%
WA
1103
Wealth Architects
California
$414K +$2.97K +21 +0.8%
CIM
1104
CIM Investment Management
Pennsylvania
$413K -$141 -1 -0%
WRM
1105
Weybosset Research & Management
Rhode Island
$412K
MCM
1106
MV Capital Management
Maryland
$412K +$8.2K +58 +2%
FHA
1107
Flagship Harbor Advisors
Massachusetts
$410K -$44.6K -315 -10%
PFA
1108
Pathway Financial Advisors
Vermont
$410K -$5.38K -38 -1%
OAM
1109
Oxford Asset Management
United Kingdom
$408K -$6.72M -47,528 -95%
MWM
1110
Merriman Wealth Management
Washington
$406K -$73.6K -520 -16%
SL
1111
Signition LP
New York
$405K +$376K +2,659 New
UFF
1112
USA Financial Formulas
Michigan
$405K +$422K +2,983 New
BCM
1113
BlueCrest Capital Management
Jersey
$400K -$491K -3,471 -57%
MWM
1114
Mascoma Wealth Management
New Hampshire
$400K
QCIG
1115
Quad-Cities Investment Group
Iowa
$400K
AWM
1116
Altium Wealth Management
New York
$398K +$10.9K +77 +3%
BONST
1117
Bank of Nova Scotia Trust
Ontario, Canada
$396K
HA
1118
Halsey Associates
Connecticut
$396K
DT
1119
Diversified Trust
Tennessee
$396K +$707 +5 +0.2%
IP
1120
Isthmus Partners
Wisconsin
$394K
SCA
1121
Sippican Capital Advisors
Massachusetts
$394K
TF
1122
Tompkins Financial
New York
$394K +$28.3K +200 +8%
ACG
1123
Allen Capital Group
Nebraska
$392K +$3.68K +26 +1%
GAM
1124
Garrison Asset Management
Arkansas
$391K
JCM
1125
Jacobi Capital Management
Pennsylvania
$391K +$20.7K +146 +6%

CAT Hedge Fund Activity: Q3 2018 in Review

1,532 of the 4,375 institutional investors tracked by Wall St. Rank reported a position in Caterpillar (CAT) for Q3 2018, worth a combined $60.8B — up 12% from $54.5B a quarter earlier.

Buyers outnumbered sellers: 129 funds opened new CAT positions and 99 closed out — a net gain of 30 holders — while 553 added to existing stakes and 553 trimmed.

The largest buyer was Capital Research Global Investors, adding an estimated $414M. The largest seller was Wellington Management Group, cutting an estimated $621M.

  • 1,532 institutional investors held Caterpillar (CAT) as of Q3 2018, up from 1,514 in Q2 2018.
  • Funds reported $60.8B of Caterpillar stock for Q3 2018, up 12% quarter-over-quarter.
  • 129 funds opened new Caterpillar positions in Q3 2018 and 99 closed out, a net change of +30 holders.
  • The largest Caterpillar buyer in Q3 2018 was Capital Research Global Investors, an estimated $414M added.
  • The largest Caterpillar seller in Q3 2018 was Wellington Management Group, an estimated $621M sold.

Based on aggregated 13F filings for Q3 2018.