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Caterpillar
CAT

Overview Fund Activity

1,529 hedge funds and large institutions have $60.8B invested in Caterpillar in 2018 Q3 according to their latest regulatory filings, with 129 funds opening new positions, 552 increasing their positions, 553 reducing their positions, and 99 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,529
Holders Change
+18
Holders Change %
+1.19%
% of All Funds
35.01%
Holding in Top 10
32
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+10.34%
% of All Funds
0.73%
New
129
Increased
552
Reduced
553
Closed
99
Calls
$1.92B
Puts
$2.01B
Net Calls
-$87.3M
Net Calls Change
+$395M

Top Buyers

1
Capital Research Global Investors
Capital Research Global Investors
California
+$446M
2
Ameriprise
Ameriprise
Minnesota
+$309M
3
SCM
Suvretta Capital Management
New York
+$194M
4
T. Rowe Price Associates
T. Rowe Price Associates
Maryland
+$159M
5
JPMorgan Chase & Co
JPMorgan Chase & Co
New York
+$153M

Top Sellers

1
Wellington Management Group
Wellington Management Group
Massachusetts
-$670M
2
Capital World Investors
Capital World Investors
California
-$316M
3
Citadel Advisors
Citadel Advisors
Florida
-$237M
4
Deutsche Bank
Deutsche Bank
Germany
-$218M
5
AQR Capital Management
AQR Capital Management
Connecticut
-$194M
Name Holding Trade Value Shares
Change 		Shares
Change %
WA
1101
Wealth Architects
California
$414K +$3.2K +21 +0.8%
CIM
1102
CIM Investment Management
Pennsylvania
$413K -$153 -1 -0%
WRM
1103
Weybosset Research & Management
Rhode Island
$412K – – –
MCM
1104
MV Capital Management
Maryland
$412K +$8.85K +58 +2%
FHA
1105
Flagship Harbor Advisors
Massachusetts
$410K -$47.9K -315 -10%
PFA
1106
Pathway Financial Advisors
Vermont
$410K -$4.93K -38 -1%
OAM
1107
Oxford Asset Management
United Kingdom
$408K -$7.23M -47,528 -95%
MWM
1108
Merriman Wealth Management
Washington
$406K -$79.2K -520 -16%
SL
1109
Signition LP
New York
$405K +$405K +2,659 New
UFF
1110
USA Financial Formulas
Michigan
$405K +$405K +2,983 New
BCM
1111
BlueCrest Capital Management
Jersey
$400K -$530K -3,471 -57%
MWM
1112
Mascoma Wealth Management
New Hampshire
$400K – – –
QCIG
1113
Quad-Cities Investment Group
Iowa
$400K – – –
AWM
1114
Altium Wealth Management
New York
$398K +$11.7K +77 +3%
BONST
1115
Bank of Nova Scotia Trust
Ontario, Canada
$396K – – –
HA
1116
Halsey Associates
Connecticut
$396K – – –
DT
1117
Diversified Trust
Tennessee
$396K +$762 +5 +0.2%
SCA
1118
Sippican Capital Advisors
Massachusetts
$394K – – –
IP
1119
Isthmus Partners
Wisconsin
$394K – – –
TF
1120
Tompkins Financial
New York
$394K +$30.5K +200 +8%
ACG
1121
Allen Capital Group
Nebraska
$392K +$3.96K +26 +1%
GAM
1122
Garrison Asset Management
Arkansas
$391K – – –
JCM
1123
Jacobi Capital Management
Pennsylvania
$391K +$22.3K +146 +6%
FCFC
1124
First Commonwealth Financial Corp
Pennsylvania
$390K -$105K -690 -21%
TFO
1125
Tarbox Family Office
California
$389K – – –
43 44
45
46 47