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Caterpillar
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Overview Fund Activity

1,056 hedge funds and large institutions have $31B invested in Caterpillar in 2016 Q2 according to their latest regulatory filings, with 60 funds opening new positions, 391 increasing their positions, 438 reducing their positions, and 75 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,056
Holders Change
-27
Holders Change %
-2.49%
% of All Funds
28.22%
Holding in Top 10
11
Holding in Top 10 Change
-6
Holding in Top 10 Change %
-35.29%
% of All Funds
0.29%
New
60
Increased
391
Reduced
438
Closed
75
Calls
$1.06B
Puts
$1.41B
Net Calls
-$347M
Net Calls Change
+$273M

Top Buyers

1
Fidelity Investments
Fidelity Investments
Massachusetts
$659M
2
State of New Jersey Common Pension Fund D
State of New Jersey Common Pension Fund D
New Jersey
$75.8M
3
Vanguard Group
Vanguard Group
Pennsylvania
$2.68B
4
Deutsche Bank
Deutsche Bank
Germany
$168M
5
Norges Bank
Norges Bank
Norway
$316M

Top Sellers

1
Royal London Asset Management
Royal London Asset Management
United Kingdom
$18.6M
2
State Street
State Street
Massachusetts
$4.22B
3
Harris Associates
Harris Associates
Illinois
$1.05B
4
BGIM
Brandywine Global Investment Management
Pennsylvania
$82.2M
5
TPCM
Tide Point Capital Management
Connecticut
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
SMG
1101
Spectrum Management Group
Indiana
– -$285K -3,729 Closed
CRC
1102
Curi RMB Capital
Illinois
– -$282K -3,690 Closed
CCM
1103
Coldstream Capital Management
Washington
– -$282K -3,688 Closed
MWM
1104
Modera Wealth Management
New Jersey
– -$273K -3,561 Closed
SMH
1105
Sanders Morris Harris
Texas
– -$259K -3,517 Closed
PCMM
1106
Private Capital Management (Minnesota)
Minnesota
– -$268K -3,500 Closed
SYBT
1107
Stock Yards Bank & Trust
Kentucky
– -$231K -3,015 Closed
Aristotle Capital Management
1108
Aristotle Capital Management
California
– -$224K -2,932 Closed
AAMU
1109
Amundi Asset Management US
Massachusetts
– -$215K -2,813 Closed
IAA
1110
Ironsides Asset Advisors
North Carolina
– -$211K -2,751 Closed
TAM
1111
Trillium Asset Management
Massachusetts
– -$209K -2,725 Closed
RMCM
1112
Reynders McVeigh Capital Management
Massachusetts
– -$204K -2,666 Closed
AIM
1113
Assured Investment Management
New York
– -$123K -1,610 Closed
NYLT
1114
New York Life Trust
New York
– -$92K -1,208 Closed
FCCM
1115
First City Capital Management
Georgia
– -$67K -875 Closed
DLHL
1116
Donald L. Hagan LLC
Florida
– -$61K -793 Closed
WIC
1117
Woodmont Investment Counsel
Tennessee
– -$58K -760 Closed
LWA
1118
Lenox Wealth Advisors
New York
– -$57K -750 Closed
HCP
1119
Holt Capital Partners
Texas
– -$52K -680 Closed
DVM
1120
Dreman Value Management
Florida
– -$43K -567 Closed
IR
1121
Invictus RG
Bermuda
– -$27K -349 Closed
H
1122
Hexavest
Quebec, Canada
– -$20K -258 Closed
SIM
1123
Sonora Investment Management
Arizona
– -$16.8K -219 Closed
FAM
1124
Formidable Asset Management
Ohio
– -$15K -201 Closed
CHP
1125
Cable Hill Partners
Oregon
– -$16K -200 Closed
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