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Caterpillar

1,532 hedge funds and large institutions have $60.8B invested in Caterpillar in 2018 Q3 according to their latest regulatory filings, with 129 funds opening new positions, 553 increasing their positions, 553 reducing their positions, and 99 closing their positions.

New
Increased
Maintained
Reduced
Closed

30% more first-time investments, than exits

New positions opened: 129 | Existing positions closed: 99

12% more capital invested

Capital invested by funds: $54.5B → $60.8B (+$6.34B)

10% more funds holding in top 10

Funds holding in top 10: 2932 (+3)

1% more funds holding

Funds holding: 1,5141,532 (+18)

0% more repeat investments, than reductions

Existing positions increased: 553 | Existing positions reduced: 553

0.04% less ownership

Funds ownership: 67.38%67.33% (-0.04%)

4% less call options, than puts

Call options by funds: $1.92B | Put options by funds: $2.01B

Holders
1,532
Holders Change
+18
Holders Change %
+1.19%
% of All Funds
35.02%
Holding in Top 10
32
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+10.34%
% of All Funds
0.73%
New
129
Increased
553
Reduced
553
Closed
99
Calls
$1.92B
Puts
$2.01B
Net Calls
-$87.3M
Net Calls Change
+$395M
Name Holding Trade Value Shares
Change
Change in
Stake
BWM
1076
Buckley Wealth Management
Nevada
$443K +$410K +2,902 New
EAM
1077
Evanson Asset Management
California
$442K -$18.5K -131 -4%
CWM
1078
Concentric Wealth Management
California
$442K
MF
1079
Magnetar Financial
Illinois
$440K +$408K +2,886 New
HA
1080
Hamel Associates
New Jersey
$439K
SBL
1081
Sargent Bickham Lagudis
Colorado
$439K
BST
1082
Bath Savings Trust
Maine
$438K
MHS
1083
M Holdings Securities
Oregon
$438K +$18.4K +130 +5%
GI
1084
Gradient Investments
Minnesota
$438K +$291K +2,054 +251%
CFN
1085
Cordasco Financial Network
Florida
$435K
CCMD
1086
Cypress Capital Management (Delaware)
Delaware
$435K
CAM
1087
Congress Asset Management
Massachusetts
$432K -$31K -219 -7%
BCM
1088
Breiter Capital Management
Florida
$432K +$47.4K +335 +13%
FM
1089
Foster & Motley
Ohio
$431K +$169K +1,196 +73%
B
1090
Bailard
California
$428K +$27.6K +195 +7%
CA
1091
Cullinan Associates
Kentucky
$427K -$1.13M -8,000 -74%
MLFP
1092
MPS Loria Financial Planners
Illinois
$427K +$566 +4 +0.1%
IIC
1093
Ironwood Investment Counsel
Arizona
$425K -$30K -212 -7%
P
1094
Pitcairn
Pennsylvania
$424K -$24.3K -172 -6%
CHA
1095
Cooper/Haims Advisors
New York
$424K +$1.98K +14 +0.5%
TWM
1096
Titus Wealth Management
California
$423K
VNA
1097
Valley National Advisers
Pennsylvania
$423K +$56.4K +399 +17%
CAG
1098
Crestwood Advisors Group
Massachusetts
$421K -$290K -2,050 -43%
CAI
1099
Capital Advisors Inc
Oklahoma
$421K
SAM
1100
SignalPoint Asset Management
Missouri
$419K -$49.9K -353 -11%

CAT Hedge Fund Activity: Q3 2018 in Review

1,532 of the 4,375 institutional investors tracked by Wall St. Rank reported a position in Caterpillar (CAT) for Q3 2018, worth a combined $60.8B — up 12% from $54.5B a quarter earlier.

Buyers outnumbered sellers: 129 funds opened new CAT positions and 99 closed out — a net gain of 30 holders — while 553 added to existing stakes and 553 trimmed.

The largest buyer was Capital Research Global Investors, adding an estimated $414M. The largest seller was Wellington Management Group, cutting an estimated $621M.

  • 1,532 institutional investors held Caterpillar (CAT) as of Q3 2018, up from 1,514 in Q2 2018.
  • Funds reported $60.8B of Caterpillar stock for Q3 2018, up 12% quarter-over-quarter.
  • 129 funds opened new Caterpillar positions in Q3 2018 and 99 closed out, a net change of +30 holders.
  • The largest Caterpillar buyer in Q3 2018 was Capital Research Global Investors, an estimated $414M added.
  • The largest Caterpillar seller in Q3 2018 was Wellington Management Group, an estimated $621M sold.

Based on aggregated 13F filings for Q3 2018.