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Caterpillar

1,139 hedge funds and large institutions have $36.6B invested in Caterpillar in 2013 Q4 according to their latest regulatory filings, with 156 funds opening new positions, 367 increasing their positions, 484 reducing their positions, and 75 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,139
Holders Change
+68
Holders Change %
+6.35%
% of All Funds
33.08%
Holding in Top 10
27
Holding in Top 10 Change
+5
Holding in Top 10 Change %
+22.73%
% of All Funds
0.78%
New
156
Increased
367
Reduced
484
Closed
75
Calls
$1.22B
Puts
$1.77B
Net Calls
-$543M
Net Calls Change
+$42.5M
Name Holding Trade Value Shares
Change
Shares
Change %
MP
1076
Manifold Partners
California
$91K +$91K +1,000 New
SFPIA
1077
Stevens First Principles Investment Advisors
California
$82K +$72.8K +799 +791%
FAM
1078
Fred Alger Management
New York
$79K
Carson Wealth (CWM LLC)
1079
Carson Wealth (CWM LLC)
Nebraska
$75K -$780K -8,601 -91%
ACM
1080
Antonetti Capital Management
Florida
$73K -$86.6K -955 -54%
EFSCE
1081
Enterprise Financial Services Corp (EFSC)
Missouri
$72K -$8.11K -89 -10%
GI
1082
Gradient Investments
Minnesota
$72K -$3.36K -37 -4%
DOA
1083
D'Orazio & Associates
Virginia
$64K +$64K +700 New
HCP
1084
Holt Capital Partners
Texas
$62K +$62K +680 New
JAM
1085
Jolley Asset Management
North Carolina
$54K
IMS
1086
Index Management Solutions
Pennsylvania
$53K +$10K +110 +23%
EAMA
1087
EFG Asset Management (Americas)
Florida
$52.7K +$52.7K +580 New
FBC
1088
Fairfield, Bush & Co
Connecticut
$51K -$451K -5,000 -90%
WIL
1089
Winifred I. Li
$48K
WRM
1090
Westport Resources Management
Connecticut
$46K -$256K -2,838 -85%
ARMC
1091
American Research & Management Company
Massachusetts
$46K +$4.51K +50 +11%
AFIA
1092
America First Investment Advisors
Nebraska
$45K
JIC
1093
Joel Isaacson & Co
New York
$43K
PFO
1094
Pathstone Family Office
New Jersey
$43K +$37.5K +410 +683%
AC
1095
Alexandria Capital
Virginia
$40K +$34.3K +373 +602%
SHWM
1096
Smith & Howard Wealth Management
Georgia
$37K
QAM
1097
QCI Asset Management
New York
$36K
AA
1098
Apriem Advisors
California
$35K -$16.2K -180 -32%
CBT
1099
Central Bank & Trust
Kentucky
$32K
FAM
1100
Formidable Asset Management
Ohio
$30K