We are live on ! Find out more
CAT icon

Caterpillar

2,321 hedge funds and large institutions have $88B invested in Caterpillar in 2023 Q2 according to their latest regulatory filings, with 175 funds opening new positions, 932 increasing their positions, 858 reducing their positions, and 112 closing their positions.

New
Increased
Maintained
Reduced
Closed

56% more first-time investments, than exits

New positions opened: 175 | Existing positions closed: 112

6% more capital invested

Capital invested by funds: $82.8B → $88B (+$5.16B)

2% more funds holding in top 10

Funds holding in top 10: 4344 (+1)

2% more funds holding

Funds holding: 2,2782,321 (+43)

9% more repeat investments, than reductions

Existing positions increased: 932 | Existing positions reduced: 858

5.96% less ownership

Funds ownership: 75.58%69.62% (-6%)

15% less call options, than puts

Call options by funds: $2.38B | Put options by funds: $2.8B

Holders
2,321
Holders Change
+43
Holders Change %
+1.89%
% of All Funds
36.44%
Holding in Top 10
44
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+2.33%
% of All Funds
0.69%
New
175
Increased
932
Reduced
858
Closed
112
Calls
$2.38B
Puts
$2.8B
Net Calls
-$422M
Net Calls Change
+$48.4M
Name Holding Trade Value Shares
Change
Change in
Stake
SIA
1051
Schear Investment Advisers
Ohio
$1.27M +$33.4K +150 +3%
FIA
1052
Foundations Investment Advisors
Arizona
$1.27M +$96.3K +432 +9%
IFWM
1053
Institute for Wealth Management
Colorado
$1.27M +$446 +2 +0%
XWM
1054
Xcel Wealth Management
Florida
$1.27M +$101K +451 +10%
SIMG
1055
Sonora Investment Management Group
Arizona
$1.26M +$46.4K +208 +4%
CAM
1056
Costello Asset Management
Pennsylvania
$1.26M -$255K -1,145 -18%
GW
1057
GW & Wade
Massachusetts
$1.26M -$239K -1,071 -17%
FFA
1058
First Foundation Advisors
California
$1.26M +$62.7K +281 +6%
GFS
1059
GYL Financial Synergies
Connecticut
$1.25M +$578K +2,594 +104%
FFM
1060
Forum Financial Management
Illinois
$1.24M +$155K +696 +16%
DF
1061
Donoghue Forlines
Massachusetts
$1.24M +$688K +3,084 +159%
FCB
1062
First County Bank
Connecticut
$1.23M +$111K +497 +11%
KJHP
1063
K.J. Harrison & Partners
Ontario, Canada
$1.23M
CCG
1064
Cypress Capital Group
Florida
$1.22M +$159K +714 +17%
BTWM
1065
Baker Tilly Wealth Management
Wisconsin
$1.21M -$7.13K -32 -0.6%
NW
1066
Naviter Wealth
Arkansas
$1.21M +$137K +613 +14%
NFA
1067
Northern Financial Advisors
Michigan
$1.21M +$131K +588 +14%
OIA
1068
Optimum Investment Advisors
Illinois
$1.21M +$111K +500 +11%
SNB
1069
Security National Bank
Nebraska
$1.2M +$513K +2,300 +89%
DI
1070
Diligent Investors
California
$1.2M -$22.7K -102 -2%
TBA
1071
Tower Bridge Advisors
Pennsylvania
$1.19M -$1.09M -4,900 -50%
GC
1072
Garde Capital
Washington
$1.19M
WR
1073
WD Rutherford
Oregon
$1.18M -$12.3K -55 -1%
TLA
1074
Tanglewood Legacy Advisors
Texas
$1.18M
PWSG
1075
Pacific Wealth Strategies Group
California
$1.18M +$56.6K +254 +6%

CAT Hedge Fund Activity: Q2 2023 in Review

2,321 of the 6,369 institutional investors tracked by Wall St. Rank reported a position in Caterpillar (CAT) for Q2 2023, worth a combined $88B — up 6.2% from $82.8B a quarter earlier.

Buyers outnumbered sellers: 175 funds opened new CAT positions and 112 closed out — a net gain of 63 holders — while 932 added to existing stakes and 858 trimmed.

The largest buyer was Altshuler Shaham, adding an estimated $252M. The largest seller was OFI Invest Asset Management, cutting an estimated $6.28B.

  • 2,321 institutional investors held Caterpillar (CAT) as of Q2 2023, up from 2,278 in Q1 2023.
  • Funds reported $88B of Caterpillar stock for Q2 2023, up 6.2% quarter-over-quarter.
  • 175 funds opened new Caterpillar positions in Q2 2023 and 112 closed out, a net change of +63 holders.
  • The largest Caterpillar buyer in Q2 2023 was Altshuler Shaham, an estimated $252M added.
  • The largest Caterpillar seller in Q2 2023 was OFI Invest Asset Management, an estimated $6.28B sold.

Based on aggregated 13F filings for Q2 2023.