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Caterpillar
CAT

Overview Fund Activity

1,651 hedge funds and large institutions have $55.4B invested in Caterpillar in 2020 Q3 according to their latest regulatory filings, with 213 funds opening new positions, 582 increasing their positions, 608 reducing their positions, and 88 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,651
Holders Change
+111
Holders Change %
+7.21%
% of All Funds
33.4%
Holding in Top 10
22
Holding in Top 10 Change
+5
Holding in Top 10 Change %
+29.41%
% of All Funds
0.45%
New
213
Increased
582
Reduced
608
Closed
88
Calls
$1.65B
Puts
$1.62B
Net Calls
+$22.6M
Net Calls Change
+$213M

Top Buyers

1
T. Rowe Price Associates
T. Rowe Price Associates
Maryland
+$719M
2
Diamond Hill Capital Management
Diamond Hill Capital Management
Ohio
+$162M
3
Fidelity Investments
Fidelity Investments
Massachusetts
+$133M
4
Capital Research Global Investors
Capital Research Global Investors
California
+$121M
5
JPMorgan Chase & Co
JPMorgan Chase & Co
New York
+$118M

Top Sellers

1
State Street
State Street
Massachusetts
-$168M
2
Goldman Sachs
Goldman Sachs
New York
-$149M
3
Citadel Advisors
Citadel Advisors
Florida
-$123M
4
Vanguard Group
Vanguard Group
Pennsylvania
-$88.3M
5
Macquarie Group
Macquarie Group
Australia
-$87.2M
Name Holding Trade Value Shares
Change 		Shares
Change %
VFP
1051
Verus Financial Partners
Virginia
$520K +$520K +3,487 New
DIM
1052
Delta Investment Management
California
$519K +$149 +1 +0%
WC
1053
Westhampton Capital
North Carolina
$518K – – –
DBIA
1054
Dumont & Blake Investment Advisors
New Jersey
$517K +$10.4K +70 +2%
FMB
1055
Field & Main Bank
Kentucky
$513K +$14.9K +100 +3%
BA
1056
Ballast Advisors
Minnesota
$512K -$57.5K -385 -10%
SAM
1057
SignalPoint Asset Management
Missouri
$512K +$298 +2 +0.1%
GWSG
1058
GPS Wealth Strategies Group
Colorado
$509K +$509K +3,413 New
EGM
1059
Engineers Gate Manager
New York
$507K -$928K -6,223 -65%
ITIM
1060
Indiana Trust & Investment Management
Indiana
$507K -$29.8K -200 -6%
CWM
1061
Concentric Wealth Management
California
$507K +$74.6K +500 +17%
EI
1062
Ethic Inc
New York
$507K +$102K +685 +25%
Rafferty Asset Management
1063
Rafferty Asset Management
New York
$506K +$187K +1,250 +58%
FIM
1064
Fernwood Investment Management
Massachusetts
$502K -$89.5K -600 -15%
PCM
1065
Prelude Capital Management
New York
$502K +$502K +3,363 New
CFS
1066
CRA Financial Services
New Jersey
$501K -$29.8K -200 -6%
SVWAG
1067
Sound View Wealth Advisors Group
Georgia
$500K +$447 +3 +0.1%
SBSB
1068
Sullivan, Bruyette, Speros & Blaney
Virginia
$498K -$5.82K -39 -1%
ECM
1069
Evergreen Capital Management
Washington
$496K +$7.91K +53 +2%
TMAM
1070
Tokio Marine Asset Management
Japan
$495K +$97.1K +651 +24%
PI
1071
Putnam Investments
Massachusetts
$493K -$4.72M -31,652 -91%
CST
1072
Charles Schwab Trust
Nevada
$493K +$7.6K +51 +2%
IIA
1073
IPG Investment Advisors
California
$492K +$44.7K +300 +10%
CG
1074
Cynosure Group
Utah
$492K – – –
AA
1075
AF Advisors
California
$492K – – –
41 42
43
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