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Caterpillar
CAT

Overview Fund Activity

1,485 hedge funds and large institutions have $42.5B invested in Caterpillar in 2020 Q1 according to their latest regulatory filings, with 104 funds opening new positions, 561 increasing their positions, 623 reducing their positions, and 252 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,485
Holders Change
-171
Holders Change %
-10.33%
% of All Funds
32.8%
Holding in Top 10
23
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-11.54%
% of All Funds
0.51%
New
104
Increased
561
Reduced
623
Closed
252
Calls
$827M
Puts
$1.26B
Net Calls
-$430M
Net Calls Change
-$181M

Top Buyers

1
Macquarie Group
Macquarie Group
Australia
+$374M
2
Capital International Investors
Capital International Investors
California
+$250M
3
Invesco
Invesco
Georgia
+$124M
4
Wellington Management Group
Wellington Management Group
Massachusetts
+$119M
5
Boston Partners
Boston Partners
Massachusetts
+$117M

Top Sellers

1
T. Rowe Price Associates
T. Rowe Price Associates
Maryland
-$190M
2
Capital World Investors
Capital World Investors
California
-$190M
3
Primecap Management
Primecap Management
California
-$171M
4
Ameriprise
Ameriprise
Minnesota
-$130M
5
Westfield Capital Management
Westfield Capital Management
Massachusetts
-$116M
Name Holding Trade Value Shares
Change 		Shares
Change %
NG
1051
Northstar Group
New York
$345K -$15.2K -131 -4%
1IA
1052
1834 Investment Advisors
Wisconsin
$345K -$5.81K -50 -2%
KFS
1053
Kurt F. Somerville
$345K +$345K +2,975 New
CTA
1054
Chesley Taft & Associates
Illinois
$344K -$7.08K -61 -2%
FNBSF
1055
First National Bank Sioux Falls
South Dakota
$344K -$4.07K -35 -1%
RMCM
1056
Reynders McVeigh Capital Management
Massachusetts
$344K +$88K +758 +34%
TC
1057
TownSquare Capital
Utah
$343K -$25.3K -228 -7%
ECM
1058
Evergreen Capital Management
Washington
$343K -$25.3K -218 -7%
VPIM
1059
Vanguard Personalized Indexing Management
California
$343K +$343K +2,953 New
APG
1060
Abacus Planning Group
South Carolina
$340K -$29K -250 -8%
CWM
1061
Concentric Wealth Management
California
$340K – – –
SW
1062
SkyOak Wealth
Michigan
$340K +$51.6K +444 +18%
CCMD
1063
Cypress Capital Management (Delaware)
Delaware
$339K – – –
LDFR
1064
Lehman & Derafelo Financial Resources
Pennsylvania
$339K +$11.6K +100 +4%
RIG
1065
Renaissance Investment Group
Massachusetts
$339K +$58K +500 +21%
CFA
1066
Capstone Financial Advisors
Illinois
$339K +$159K +1,371 +88%
FHA
1067
Flagship Harbor Advisors
Massachusetts
$338K +$64K +552 +23%
MHIC
1068
Marble Harbor Investment Counsel
Massachusetts
$337K – – –
TFA
1069
Toth Financial Advisory
Virginia
$336K -$44.7K -386 -12%
GW
1070
GW & Wade
Massachusetts
$335K -$13.1K -113 -4%
SGK
1071
Steigerwald Gordon & Koch
Virginia
$335K -$5.11K -44 -2%
ACM
1072
AlphaCrest Capital Management
New York
$334K -$150K -1,292 -31%
AIA
1073
Avalon Investment & Advisory
Texas
$332K -$11.4M -98,752 -97%
OFS
1074
OneAscent Financial Services
Alabama
$332K -$49K -422 -13%
CCFM
1075
Clear Creek Financial Management
Washington
$332K +$332K +2,898 New
41 42
43
44 45