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Caterpillar
CAT

Overview Fund Activity

1,656 hedge funds and large institutions have $54.5B invested in Caterpillar in 2019 Q4 according to their latest regulatory filings, with 279 funds opening new positions, 512 increasing their positions, 603 reducing their positions, and 79 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,656
Holders Change
+180
Holders Change %
+12.2%
% of All Funds
32.7%
Holding in Top 10
26
Holding in Top 10 Change
+11
Holding in Top 10 Change %
+73.33%
% of All Funds
0.51%
New
279
Increased
512
Reduced
603
Closed
79
Calls
$1.63B
Puts
$1.87B
Net Calls
-$249M
Net Calls Change
+$136M

Top Buyers

1
Bank of America
Bank of America
North Carolina
+$519M
2
Fidelity Investments
Fidelity Investments
Massachusetts
+$347M
3
T. Rowe Price Associates
T. Rowe Price Associates
Maryland
+$336M
4
AIG
American International Group
New York
+$325M
5
Ameriprise
Ameriprise
Minnesota
+$190M

Top Sellers

1
State Farm Mutual Automobile Insurance
State Farm Mutual Automobile Insurance
Illinois
-$270M
2
State Street
State Street
Massachusetts
-$208M
3
Vanguard Group
Vanguard Group
Pennsylvania
-$167M
4
Deutsche Bank
Deutsche Bank
Germany
-$152M
5
D.E. Shaw & Co
D.E. Shaw & Co
New York
-$149M
Name Holding Trade Value Shares
Change 		Shares
Change %
LB
1051
Landmark Bank
Missouri
$496K – – –
FM
1052
Foster & Motley
Ohio
$495K -$2.8K -19 -0.6%
LWAC
1053
Laurel Wealth Advisors (California)
California
$494K -$102K -694 -17%
WI
1054
Wintrust Investments
Illinois
$493K – – –
IIA
1055
IPG Investment Advisors
California
$492K -$137K -930 -22%
TC
1056
TownSquare Capital
Utah
$491K -$58.5K -396 -11%
SWM
1057
SVA Wealth Management
Wisconsin
$487K – – –
AA
1058
AF Advisors
California
$487K +$487K +3,300 New
KFA
1059
Kelleher Financial Advisors
New York
$486K -$33.6K -228 -6%
DAS
1060
Dynamic Advisor Solutions
Arizona
$485K -$26.2K -177 -5%
TFA
1061
Toth Financial Advisory
Virginia
$485K -$25.1K -170 -5%
OFS
1062
OneAscent Financial Services
Alabama
$485K +$485K +3,282 New
FMB
1063
Field & Main Bank
Kentucky
$484K +$15.5K +105 +3%
CBT
1064
Capital Bank & Trust
California
$480K -$16.4K -111 -3%
PFA
1065
Pathway Financial Advisors
Vermont
$476K – – –
CI
1066
Capital Innovations
Wisconsin
$473K -$39K -264 -8%
FMLI
1067
Fukoku Mutual Life Insurance
Japan
$470K -$535K -3,620 -53%
ECM
1068
Evergreen Capital Management
Washington
$469K -$1.92K -13 -0.4%
APG
1069
Abacus Planning Group
South Carolina
$469K -$885 -6 -0.2%
CAAS
1070
Capital Asset Advisory Services
Michigan
$469K +$469K +3,420 New
Los Angeles Capital Management
1071
Los Angeles Capital Management
California
$468K -$67.9K -460 -13%
SFP
1072
Shepherd Financial Partners
Massachusetts
$468K +$588 +4 +0.1%
AF
1073
Arrow Financial
New York
$464K – – –
EWM
1074
Empirical Wealth Management
Washington
$462K +$169K +1,145 +58%
AF
1075
Affiance Financial
Minnesota
$459K – – –
41 42
43
44 45