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Caterpillar
CAT

Overview Fund Activity

1,558 hedge funds and large institutions have $48.7B invested in Caterpillar in 2018 Q4 according to their latest regulatory filings, with 199 funds opening new positions, 564 increasing their positions, 581 reducing their positions, and 155 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,558
Holders Change
+29
Holders Change %
+1.9%
% of All Funds
34.77%
Holding in Top 10
29
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-9.38%
% of All Funds
0.65%
New
199
Increased
564
Reduced
581
Closed
155
Calls
$1.55B
Puts
$1.74B
Net Calls
-$189M
Net Calls Change
-$102M

Top Buyers

1
Sanders Capital
Sanders Capital
Florida
+$375M
2
Vanguard Group
Vanguard Group
Pennsylvania
+$174M
3
Harris Associates
Harris Associates
Illinois
+$125M
4
DCM
Discovery Capital Management
Connecticut
+$100M
5
LSV Asset Management
LSV Asset Management
Illinois
+$76.9M

Top Sellers

1
Capital World Investors
Capital World Investors
California
-$676M
2
Jennison Associates
Jennison Associates
New York
-$664M
3
SCM
Suvretta Capital Management
New York
-$194M
4
Fidelity Investments
Fidelity Investments
Massachusetts
-$161M
5
Janus Henderson Group
Janus Henderson Group
United Kingdom
-$119M
Name Holding Trade Value Shares
Change 		Shares
Change %
EWM
1051
Evermay Wealth Management
Virginia
$437K -$213K -1,675 -33%
DJSG
1052
D.J. St. Germain
Massachusetts
$436K – – –
CCP
1053
Corient Capital Partners
California
$436K +$145K +1,141 +50%
ECM
1054
Evergreen Capital Management
Washington
$436K +$436K +3,433 New
WCM
1055
Whitener Capital Management
North Carolina
$434K – – –
TCM
1056
Teza Capital Management
Illinois
$433K -$3.51M -27,683 -89%
AIM
1057
Advantage Investment Management
Iowa
$433K +$41.3K +325 +11%
FM
1058
Foster & Motley
Ohio
$432K +$73.2K +576 +20%
RCG
1059
Rock Creek Group
District of Columbia
$431K -$248K -1,954 -37%
MIH
1060
Madison Investment Holdings
Wisconsin
$431K -$81.9K -645 -16%
SWA
1061
Stratos Wealth Advisors
Ohio
$429K +$429K +3,374 New
FHA
1062
Flagship Harbor Advisors
Massachusetts
$426K +$84.3K +665 +25%
MHS
1063
M Holdings Securities
Oregon
$425K +$60K +472 +16%
AIM
1064
Axiom Investment Management
New York
$423K +$423K +3,328 New
VCWA
1065
Vanguard Capital Wealth Advisors
Colorado
$422K -$3.94K -31 -0.9%
SSA
1066
Schonfeld Strategic Advisors
New York
$419K -$1.63M -12,800 -80%
AssetMark Inc
1067
AssetMark Inc
California
$418K -$73.3K -577 -15%
BRM
1068
Boston Research & Management
Massachusetts
$417K – – –
CB
1069
CNB Bank
Pennsylvania
$416K -$635 -5 -0.2%
MCM
1070
MAI Capital Management
Ohio
$416K +$29.5K +232 +8%
DIA
1071
Davidson Investment Advisors
Montana
$413K -$1.91K -15 -0.5%
JWA
1072
JFS Wealth Advisors
Pennsylvania
$413K +$3.18K +25 +0.8%
BCM
1073
Bienville Capital Management
New York
$409K +$155K +1,216 +61%
MCM
1074
Maryland Capital Management
Maryland
$408K +$117K +926 +40%
LIC
1075
Lodestar Investment Counsel
Illinois
$408K +$126K +993 +45%
41 42
43
44 45