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Caterpillar
CAT

Overview Fund Activity

1,529 hedge funds and large institutions have $60.8B invested in Caterpillar in 2018 Q3 according to their latest regulatory filings, with 129 funds opening new positions, 552 increasing their positions, 553 reducing their positions, and 99 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,529
Holders Change
+18
Holders Change %
+1.19%
% of All Funds
35.01%
Holding in Top 10
32
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+10.34%
% of All Funds
0.73%
New
129
Increased
552
Reduced
553
Closed
99
Calls
$1.92B
Puts
$2.01B
Net Calls
-$87.3M
Net Calls Change
+$395M

Top Buyers

1
Capital Research Global Investors
Capital Research Global Investors
California
+$446M
2
Ameriprise
Ameriprise
Minnesota
+$309M
3
SCM
Suvretta Capital Management
New York
+$194M
4
T. Rowe Price Associates
T. Rowe Price Associates
Maryland
+$159M
5
JPMorgan Chase & Co
JPMorgan Chase & Co
New York
+$153M

Top Sellers

1
Wellington Management Group
Wellington Management Group
Massachusetts
-$670M
2
Capital World Investors
Capital World Investors
California
-$316M
3
Citadel Advisors
Citadel Advisors
Florida
-$237M
4
Deutsche Bank
Deutsche Bank
Germany
-$218M
5
AQR Capital Management
AQR Capital Management
Connecticut
-$194M
Name Holding Trade Value Shares
Change 		Shares
Change %
AF
1051
Affiance Financial
Minnesota
$474K – – –
SGAM
1052
Steinberg Global Asset Management
Florida
$474K +$61K +400 +15%
BCM
1053
Brasada Capital Management
Texas
$473K +$13.9K +91 +3%
AIM
1054
Advantage Investment Management
Iowa
$470K +$29.8K +195 +7%
SPC
1055
Stewart & Patten Company
California
$469K – – –
NPPM
1056
North Point Portfolio Managers
Ohio
$469K – – –
RMAM
1057
Raab & Moskowitz Asset Management
New Jersey
$468K +$1.68K +11 +0.4%
WA1
1058
Wimmer Associates 1
California
$466K -$16.2K -106 -3%
KFS
1059
Kurt F. Somerville
$465K – – –
Mackenzie Financial
1060
Mackenzie Financial
Ontario, Canada
$464K +$19.2K +126 +4%
MCM
1061
MAI Capital Management
Ohio
$463K -$18.9K -124 -4%
DW
1062
Domani Wealth
Pennsylvania
$463K +$463K +3,034 New
HCA
1063
Heck Capital Advisors
Wisconsin
$462K – – –
BCB
1064
Brian C. Broderick
$461K – – –
LB
1065
Landmark Bank
Missouri
$459K – – –
CIA
1066
Choate Investment Advisors
Massachusetts
$458K +$61K +400 +15%
CAIMH
1067
Central Asset Investments & Management Holdings
Hong Kong
$457K +$457K +3,000 New
HCM
1068
Hilton Capital Management
New York
$453K – – –
SMFS
1069
Squar Milner Financial Services
California
$452K -$96.1K -630 -18%
OCM
1070
One Capital Management
California
$450K +$4.43K +29 +1%
BFIM
1071
Beese Fulmer Investment Management
Ohio
$446K +$15.3K +100 +4%
TSWM
1072
Triangle Securities Wealth Management
North Carolina
$445K -$14.5K -95 -3%
BFM
1073
Boston Financial Management
Massachusetts
$445K -$1.52K -10 -0.3%
BWM
1074
Buckley Wealth Management
Nevada
$443K +$443K +2,902 New
EAM
1075
Evanson Asset Management
California
$442K -$20K -131 -4%
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