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Caterpillar

1,532 hedge funds and large institutions have $60.8B invested in Caterpillar in 2018 Q3 according to their latest regulatory filings, with 129 funds opening new positions, 553 increasing their positions, 553 reducing their positions, and 99 closing their positions.

New
Increased
Maintained
Reduced
Closed

30% more first-time investments, than exits

New positions opened: 129 | Existing positions closed: 99

12% more capital invested

Capital invested by funds: $54.5B → $60.8B (+$6.34B)

10% more funds holding in top 10

Funds holding in top 10: 2932 (+3)

1% more funds holding

Funds holding: 1,5141,532 (+18)

0% more repeat investments, than reductions

Existing positions increased: 553 | Existing positions reduced: 553

0.04% less ownership

Funds ownership: 67.38%67.33% (-0.04%)

4% less call options, than puts

Call options by funds: $1.92B | Put options by funds: $2.01B

Holders
1,532
Holders Change
+18
Holders Change %
+1.19%
% of All Funds
35.02%
Holding in Top 10
32
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+10.34%
% of All Funds
0.73%
New
129
Increased
553
Reduced
553
Closed
99
Calls
$1.92B
Puts
$2.01B
Net Calls
-$87.3M
Net Calls Change
+$395M
Name Holding Trade Value Shares
Change
Change in
Stake
NGA
1051
Naples Global Advisors
Florida
$478K +$191K +1,350 +76%
TNB
1052
Thomasville National Bank
Georgia
$476K
AF
1053
Affiance Financial
Minnesota
$474K
SGAM
1054
Steinberg Global Asset Management
Florida
$474K +$56.6K +400 +15%
BCM
1055
Brasada Capital Management
Texas
$473K +$12.9K +91 +3%
AIM
1056
Advantage Investment Management
Iowa
$470K +$27.6K +195 +7%
NPPM
1057
North Point Portfolio Managers
Ohio
$469K
SPC
1058
Stewart & Patten Company
California
$469K
RMAM
1059
Raab & Moskowitz Asset Management
New Jersey
$468K +$1.56K +11 +0.4%
WA1
1060
Wimmer Associates 1
California
$466K -$15K -106 -3%
KFS
1061
Kurt F. Somerville
$465K
Mackenzie Financial
1062
Mackenzie Financial
Ontario, Canada
$464K +$17.8K +126 +4%
MCM
1063
MAI Capital Management
Ohio
$463K -$17.5K -124 -4%
DW
1064
Domani Wealth
Pennsylvania
$463K +$429K +3,034 New
HCA
1065
Heck Capital Advisors
Wisconsin
$462K
BCB
1066
Brian C. Broderick
$461K
LB
1067
Landmark Bank
Missouri
$459K
CIA
1068
Choate Investment Advisors
Massachusetts
$458K +$56.6K +400 +15%
CAIMH
1069
Central Asset Investments & Management Holdings
Hong Kong
$457K +$424K +3,000 New
HCM
1070
Hilton Capital Management
New York
$453K
SMFS
1071
Squar Milner Financial Services
California
$452K -$89.1K -630 -18%
OCM
1072
One Capital Management
California
$450K +$4.1K +29 +1%
BFIM
1073
Beese Fulmer Investment Management
Ohio
$446K +$14.1K +100 +4%
TSWM
1074
Triangle Securities Wealth Management
North Carolina
$445K -$13.4K -95 -3%
BFM
1075
Boston Financial Management
Massachusetts
$445K -$1.41K -10 -0.3%

CAT Hedge Fund Activity: Q3 2018 in Review

1,532 of the 4,375 institutional investors tracked by Wall St. Rank reported a position in Caterpillar (CAT) for Q3 2018, worth a combined $60.8B — up 12% from $54.5B a quarter earlier.

Buyers outnumbered sellers: 129 funds opened new CAT positions and 99 closed out — a net gain of 30 holders — while 553 added to existing stakes and 553 trimmed.

The largest buyer was Capital Research Global Investors, adding an estimated $414M. The largest seller was Wellington Management Group, cutting an estimated $621M.

  • 1,532 institutional investors held Caterpillar (CAT) as of Q3 2018, up from 1,514 in Q2 2018.
  • Funds reported $60.8B of Caterpillar stock for Q3 2018, up 12% quarter-over-quarter.
  • 129 funds opened new Caterpillar positions in Q3 2018 and 99 closed out, a net change of +30 holders.
  • The largest Caterpillar buyer in Q3 2018 was Capital Research Global Investors, an estimated $414M added.
  • The largest Caterpillar seller in Q3 2018 was Wellington Management Group, an estimated $621M sold.

Based on aggregated 13F filings for Q3 2018.