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Caterpillar
CAT

Overview Fund Activity

2,389 hedge funds and large institutions have $97.3B invested in Caterpillar in 2023 Q3 according to their latest regulatory filings, with 189 funds opening new positions, 902 increasing their positions, 899 reducing their positions, and 80 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
2,389
Holders Change
+79
Holders Change %
+3.42%
% of All Funds
38.09%
Holding in Top 10
74
Holding in Top 10 Change
+30
Holding in Top 10 Change %
+68.18%
% of All Funds
1.18%
New
189
Increased
902
Reduced
899
Closed
80
Calls
$2.6B
Puts
$3.31B
Net Calls
-$708M
Net Calls Change
-$286M

Top Buyers

1
Winslow Capital Management
Winslow Capital Management
Minnesota
+$292M
2
Bank of America
Bank of America
North Carolina
+$287M
3
Fidelity Investments
Fidelity Investments
Massachusetts
+$213M
4
T. Rowe Price Associates
T. Rowe Price Associates
Maryland
+$199M
5
1832 Asset Management
1832 Asset Management
Ontario, Canada
+$119M

Top Sellers

1
AS
Altshuler Shaham
Israel
-$559M
2
State Street
State Street
Massachusetts
-$374M
3
VOYA Investment Management
VOYA Investment Management
Georgia
-$297M
4
DZ Bank
DZ Bank
Germany
-$288M
5
BlackRock
BlackRock
New York
-$193M
Name Holding Trade Value Shares
Change 		Shares
Change %
CFG
1026
Citizens Financial Group
Rhode Island
$1.56M -$275K -1,006 -15%
CWP
1027
CFM Wealth Partners
Texas
$1.55M – – –
CWP
1028
Concord Wealth Partners
Virginia
$1.55M +$868K +3,178 +127%
TFA
1029
Transamerica Financial Advisors
Florida
$1.55M -$276K -1,010 -15%
CCA
1030
Cobblestone Capital Advisors
New York
$1.55M – – –
LC
1031
Lindbrook Capital
California
$1.55M +$36.9K +135 +2%
SFG
1032
SevenBridge Financial Group
Pennsylvania
$1.54M +$123K +449 +9%
BMC
1033
Beaton Management Company
Massachusetts
$1.54M -$46.4K -170 -3%
PCM
1034
Princeton Capital Management
New Jersey
$1.54M -$117K -430 -7%
DPIM
1035
Duff & Phelps Investment Management
Illinois
$1.54M -$36.9K -135 -2%
IHL
1036
Investment House LLC
California
$1.54M – – –
GSC
1037
G&S Capital
Colorado
$1.53M -$1.96M -7,192 -56%
FTWA
1038
Fifth Third Wealth Advisors
Ohio
$1.53M +$718K +2,630 +88%
SFP
1039
Shepherd Financial Partners
Massachusetts
$1.53M +$72.9K +267 +5%
PFBT
1040
Parkside Financial Bank & Trust
Missouri
$1.52M +$23.5K +86 +2%
CI
1041
Cigna Investments
Connecticut
$1.51M -$202K -742 -12%
CSA
1042
Cottage Street Advisors
Massachusetts
$1.5M +$87.1K +319 +6%
BCWM
1043
Bartlett & Co Wealth Management
Ohio
$1.5M +$219K +803 +17%
BC
1044
Bartlett & Co
Ohio
$1.5M +$219K +803 +17%
TNA
1045
True North Advisors
Texas
$1.5M -$141K -516 -9%
CRC
1046
Curi RMB Capital
Illinois
$1.49M +$21K +77 +1%
CGL
1047
Clarius Group LLC
Washington
$1.49M -$358K -1,310 -19%
Wolverine Trading
1048
Wolverine Trading
Illinois
$1.49M -$13.8M -50,545 -90%
VI
1049
Versor Investments
New York
$1.48M +$382K +1,400 +35%
HPC
1050
HM Payson & Co
Maine
$1.47M +$29.8K +109 +2%
40 41
42
43 44