CAT icon

Caterpillar
CAT

Overview Fund Activity

1,485 hedge funds and large institutions have $42.5B invested in Caterpillar in 2020 Q1 according to their latest regulatory filings, with 104 funds opening new positions, 561 increasing their positions, 623 reducing their positions, and 252 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,485
Holders Change
-171
Holders Change %
-10.33%
% of All Funds
32.8%
Holding in Top 10
23
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-11.54%
% of All Funds
0.51%
New
104
Increased
561
Reduced
623
Closed
252
Calls
$827M
Puts
$1.26B
Net Calls
-$430M
Net Calls Change
-$181M

Top Buyers

1
Macquarie Group
Macquarie Group
Australia
+$374M
2
Capital International Investors
Capital International Investors
California
+$250M
3
Invesco
Invesco
Georgia
+$124M
4
Wellington Management Group
Wellington Management Group
Massachusetts
+$119M
5
Boston Partners
Boston Partners
Massachusetts
+$117M

Top Sellers

1
T. Rowe Price Associates
T. Rowe Price Associates
Maryland
-$190M
2
Capital World Investors
Capital World Investors
California
-$190M
3
Primecap Management
Primecap Management
California
-$171M
4
Ameriprise
Ameriprise
Minnesota
-$130M
5
Westfield Capital Management
Westfield Capital Management
Massachusetts
-$116M
Name Holding Trade Value Shares
Change 		Shares
Change %
CBT
1026
Capital Bank & Trust
California
$369K -$8.25K -71 -2%
CB
1027
CNB Bank
Pennsylvania
$369K +$11.6K +100 +3%
AF
1028
Arrow Financial
New York
$368K +$3.48K +30 +1%
HWA
1029
HHM Wealth Advisors
Tennessee
$368K +$32.5K +280 +10%
CCG
1030
Ceeto Capital Group
Florida
$368K +$136K +1,173 +59%
CIC
1031
Carnegie Investment Counsel
Ohio
$367K -$40.7K -350 -10%
SWM
1032
SVA Wealth Management
Wisconsin
$366K -$17.5K -151 -5%
IIA
1033
IPG Investment Advisors
California
$363K -$23.2K -200 -6%
VWM
1034
Vigilare Wealth Management
Arizona
$363K -$112K -968 -24%
PP
1035
PrairieView Partners
Minnesota
$363K +$1.97K +17 +0.5%
AF
1036
Affiance Financial
Minnesota
$361K – – –
AAMC
1037
Asset Allocation & Management Company
Illinois
$360K +$75.5K +650 +27%
TFA
1038
Teamwork Financial Advisors
Texas
$359K -$559K -4,816 -61%
ATPW
1039
Ashton Thomas Private Wealth
Arizona
$357K +$39.8K +343 +13%
NPPM
1040
North Point Portfolio Managers
Ohio
$357K – – –
OPS
1041
Orion Portfolio Solutions
Nebraska
$355K +$6.62K +57 +2%
IIC
1042
Ironwood Investment Counsel
Arizona
$354K +$4.99K +43 +1%
EWA
1043
ERTS Wealth Advisors
Michigan
$354K +$354K +3,051 New
USGIU
1044
U.S. Global Investors (USGI)
Texas
$351K +$351K +3,026 New
GTAM
1045
Global Trust Asset Management
Florida
$349K +$114K +1,020 +49%
NC
1046
NewSquare Capital
Pennsylvania
$349K +$343K +2,960 +5,920%
TWI
1047
Thomas White International
Illinois
$349K +$349K +3,010 New
SACTSONJ
1048
Supplemental Annuity Collective Trust (SACT) of New Jersey
New Jersey
$348K – – –
BP
1049
Ballentine Partners
Massachusetts
$348K +$25.2K +217 +8%
WCM
1050
Windsor Capital Management
Arizona
$346K +$27.6K +238 +9%
40 41
42
43 44