CAT icon

Caterpillar
CAT

Overview Fund Activity

1,656 hedge funds and large institutions have $54.5B invested in Caterpillar in 2019 Q4 according to their latest regulatory filings, with 279 funds opening new positions, 512 increasing their positions, 603 reducing their positions, and 79 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,656
Holders Change
+180
Holders Change %
+12.2%
% of All Funds
32.7%
Holding in Top 10
26
Holding in Top 10 Change
+11
Holding in Top 10 Change %
+73.33%
% of All Funds
0.51%
New
279
Increased
512
Reduced
603
Closed
79
Calls
$1.63B
Puts
$1.87B
Net Calls
-$249M
Net Calls Change
+$136M

Top Buyers

1
Bank of America
Bank of America
North Carolina
+$519M
2
Fidelity Investments
Fidelity Investments
Massachusetts
+$347M
3
T. Rowe Price Associates
T. Rowe Price Associates
Maryland
+$336M
4
AIG
American International Group
New York
+$325M
5
Ameriprise
Ameriprise
Minnesota
+$190M

Top Sellers

1
State Farm Mutual Automobile Insurance
State Farm Mutual Automobile Insurance
Illinois
-$270M
2
State Street
State Street
Massachusetts
-$208M
3
Vanguard Group
Vanguard Group
Pennsylvania
-$167M
4
Deutsche Bank
Deutsche Bank
Germany
-$152M
5
D.E. Shaw & Co
D.E. Shaw & Co
New York
-$149M
Name Holding Trade Value Shares
Change 		Shares
Change %
SAA
1026
Southeast Asset Advisors
Georgia
$525K +$1.48K +10 +0.3%
AWA
1027
ARS Wealth Advisors
Florida
$524K -$73.8K -500 -12%
ERIM
1028
Eagle Ridge Investment Management
Connecticut
$522K – – –
DAM
1029
Diamant Asset Management
Connecticut
$519K -$12.6K -85 -2%
CWM
1030
Circle Wealth Management
New Jersey
$519K +$74.6K +505 +17%
CIC
1031
Carnegie Investment Counsel
Ohio
$518K -$1.48K -10 -0.3%
MBT
1032
Montecito Bank & Trust
California
$518K – – –
ST
1033
Sabal Trust
Florida
$517K – – –
TMAM
1034
Tokio Marine Asset Management
Japan
$516K -$102K -689 -16%
PL
1035
Perpetual Ltd
Australia
$516K – – –
NB
1036
Nicolet Bankshares
Wisconsin
$515K -$3.7K -25 -0.7%
SM
1037
Sciencast Management
New Jersey
$514K -$632K -4,275 -55%
GLA
1038
Great Lakes Advisors
Illinois
$512K -$150K -1,019 -23%
CF
1039
Centaurus Financial
California
$509K +$26K +176 +5%
OAM
1040
Oak Asset Management
California
$508K – – –
GRP
1041
Global Retirement Partners
California
$508K +$5.02K +34 +1%
ECA
1042
Elevated Capital Advisors
Utah
$506K +$506K +3,424 New
BRM
1043
Boston Research & Management
Massachusetts
$505K – – –
ITIM
1044
Indiana Trust & Investment Management
Indiana
$503K +$18.4K +125 +4%
CGL
1045
Clarius Group LLC
Washington
$503K +$24.7K +170 +5%
GG
1046
Gleason Group
Kentucky
$503K +$503K +3,407 New
PRC
1047
Pearl River Capital
Michigan
$500K +$208K +1,408 +71%
DBIA
1048
Dumont & Blake Investment Advisors
New Jersey
$499K +$4.43K +30 +0.9%
MFG
1049
Menard Financial Group
Texas
$499K +$499K +3,377 New
SVWAG
1050
Sound View Wealth Advisors Group
Georgia
$498K -$49.1K -332 -9%
40 41
42
43 44