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Caterpillar
CAT

Overview Fund Activity

1,558 hedge funds and large institutions have $48.7B invested in Caterpillar in 2018 Q4 according to their latest regulatory filings, with 199 funds opening new positions, 564 increasing their positions, 581 reducing their positions, and 155 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,558
Holders Change
+29
Holders Change %
+1.9%
% of All Funds
34.77%
Holding in Top 10
29
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-9.38%
% of All Funds
0.65%
New
199
Increased
564
Reduced
581
Closed
155
Calls
$1.55B
Puts
$1.74B
Net Calls
-$189M
Net Calls Change
-$102M

Top Buyers

1
Sanders Capital
Sanders Capital
Florida
+$375M
2
Vanguard Group
Vanguard Group
Pennsylvania
+$174M
3
Harris Associates
Harris Associates
Illinois
+$125M
4
DCM
Discovery Capital Management
Connecticut
+$100M
5
LSV Asset Management
LSV Asset Management
Illinois
+$76.9M

Top Sellers

1
Capital World Investors
Capital World Investors
California
-$676M
2
Jennison Associates
Jennison Associates
New York
-$664M
3
SCM
Suvretta Capital Management
New York
-$194M
4
Fidelity Investments
Fidelity Investments
Massachusetts
-$161M
5
Janus Henderson Group
Janus Henderson Group
United Kingdom
-$119M
Name Holding Trade Value Shares
Change 		Shares
Change %
WP
1026
WMS Partners
Maryland
$457K -$18.3K -144 -4%
WMG
1027
WESCAP Management Group
California
$457K – – –
CG
1028
Cynosure Group
Utah
$457K +$457K +3,600 New
PCG
1029
Private Capital Group
Connecticut
$456K -$16.4K -129 -3%
CAI
1030
Capital Advisors Inc
Oklahoma
$455K +$104K +817 +30%
RMDI
1031
R.M. Davis Inc
Maine
$454K -$19.1K -150 -4%
NIT
1032
NumerixS Investment Technologies
British Columbia, Canada
$453K -$178K -1,415 -28%
NB
1033
Nicolet Bankshares
Wisconsin
$452K -$3.81K -30 -0.8%
AIM
1034
Anchor Investment Management
South Carolina
$451K -$71.2K -560 -14%
WDA
1035
Wendell David Associates
New Hampshire
$451K – – –
CA
1036
Cumberland Advisors
Florida
$451K +$451K +3,550 New
ERIM
1037
Eagle Ridge Investment Management
Connecticut
$449K – – –
KFA
1038
Kelleher Financial Advisors
New York
$448K +$635 +5 +0.1%
TC
1039
TownSquare Capital
Utah
$447K +$447K +3,390 New
CAM
1040
Cresset Asset Management
Illinois
$447K +$447K +3,519 New
CIAS
1041
Capital Investment Advisory Services
North Carolina
$446K -$22.8K -179 -5%
MBT
1042
Montecito Bank & Trust
California
$446K +$5.09K +40 +1%
SFG
1043
Summit Financial Group
West Virginia
$443K – – –
APG
1044
Abacus Planning Group
South Carolina
$442K – – –
TTWM
1045
TCV Trust & Wealth Management
Virginia
$441K -$15K -118 -3%
WP
1046
WealthSource Partners
California
$441K +$154K +1,213 +54%
WI
1047
Wintrust Investments
Illinois
$441K +$441K +3,472 New
TFA
1048
Toth Financial Advisory
Virginia
$440K -$41.9K -330 -9%
GW
1049
GW & Wade
Massachusetts
$440K +$40.8K +321 +10%
SFG
1050
SNS Financial Group
Minnesota
$438K – – –
40 41
42
43 44