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Caterpillar

1,532 hedge funds and large institutions have $60.8B invested in Caterpillar in 2018 Q3 according to their latest regulatory filings, with 129 funds opening new positions, 553 increasing their positions, 553 reducing their positions, and 99 closing their positions.

New
Increased
Maintained
Reduced
Closed

30% more first-time investments, than exits

New positions opened: 129 | Existing positions closed: 99

12% more capital invested

Capital invested by funds: $54.5B → $60.8B (+$6.34B)

10% more funds holding in top 10

Funds holding in top 10: 2932 (+3)

1% more funds holding

Funds holding: 1,5141,532 (+18)

0% more repeat investments, than reductions

Existing positions increased: 553 | Existing positions reduced: 553

0.04% less ownership

Funds ownership: 67.38%67.33% (-0.04%)

4% less call options, than puts

Call options by funds: $1.92B | Put options by funds: $2.01B

Holders
1,532
Holders Change
+18
Holders Change %
+1.19%
% of All Funds
35.02%
Holding in Top 10
32
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+10.34%
% of All Funds
0.73%
New
129
Increased
553
Reduced
553
Closed
99
Calls
$1.92B
Puts
$2.01B
Net Calls
-$87.3M
Net Calls Change
+$395M
Name Holding Trade Value Shares
Change
Change in
Stake
AC
1026
Abbrea Capital
California
$522K +$18.4K +130 +4%
WCM
1027
Whitener Capital Management
North Carolina
$521K +$14.1K +100 +3%
SAM
1028
Strategy Asset Managers
California
$518K -$3.15M -22,299 -87%
OCM
1029
Orleans Capital Management
Louisiana
$516K +$14.1K +100 +3%
AP
1030
Appleton Partners
Massachusetts
$512K +$26.3K +186 +6%
VCWA
1031
Vanguard Capital Wealth Advisors
Colorado
$511K -$2.4K -17 -0.5%
CPO
1032
Cerity Partners OCIO
New York
$509K +$19.1K +135 +4%
DC
1033
Diametric Capital
Massachusetts
$501K +$467K +3,304 New
CB
1034
CNB Bank
Pennsylvania
$500K -$7.07K -50 -2%
BRM
1035
Boston Research & Management
Massachusetts
$500K
DIA
1036
Davidson Investment Advisors
Montana
$498K +$17.7K +125 +4%
UF
1037
Univest Financial
Pennsylvania
$495K -$19.1K -135 -4%
JWA
1038
JFS Wealth Advisors
Pennsylvania
$492K
TAM
1039
Taylor Asset Management
Ontario, Canada
$488K -$84.9K -600 -16%
CCIA
1040
Campbell & Co Investment Adviser
Maryland
$488K +$453K +3,202 New
AA
1041
Ancora Advisors
Ohio
$487K +$424 +3 +0.1%
CTA
1042
Chesley Taft & Associates
Illinois
$487K +$56.6K +400 +14%
BCMO
1043
Buckingham Capital Management (Ohio)
Ohio
$487K +$196K +1,388 +77%
SAM
1044
Seelaus Asset Management
New Jersey
$486K
MOS
1045
MGO One Seven
Ohio
$485K +$450K +3,184 New
FCBT
1046
First Citizens Bank & Trust
North Carolina
$483K -$171K -1,208 -28%
RT
1047
Rockland Trust
Massachusetts
$483K
EWA
1048
EP Wealth Advisors
California
$483K +$448K +3,169 New
NG
1049
Northstar Group
New York
$482K +$92.8K +656 +26%
GW
1050
GW & Wade
Massachusetts
$479K +$283 +2 +0.1%

CAT Hedge Fund Activity: Q3 2018 in Review

1,532 of the 4,375 institutional investors tracked by Wall St. Rank reported a position in Caterpillar (CAT) for Q3 2018, worth a combined $60.8B — up 12% from $54.5B a quarter earlier.

Buyers outnumbered sellers: 129 funds opened new CAT positions and 99 closed out — a net gain of 30 holders — while 553 added to existing stakes and 553 trimmed.

The largest buyer was Capital Research Global Investors, adding an estimated $414M. The largest seller was Wellington Management Group, cutting an estimated $621M.

  • 1,532 institutional investors held Caterpillar (CAT) as of Q3 2018, up from 1,514 in Q2 2018.
  • Funds reported $60.8B of Caterpillar stock for Q3 2018, up 12% quarter-over-quarter.
  • 129 funds opened new Caterpillar positions in Q3 2018 and 99 closed out, a net change of +30 holders.
  • The largest Caterpillar buyer in Q3 2018 was Capital Research Global Investors, an estimated $414M added.
  • The largest Caterpillar seller in Q3 2018 was Wellington Management Group, an estimated $621M sold.

Based on aggregated 13F filings for Q3 2018.