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Caterpillar

1,514 hedge funds and large institutions have $54.5B invested in Caterpillar in 2018 Q2 according to their latest regulatory filings, with 114 funds opening new positions, 584 increasing their positions, 543 reducing their positions, and 90 closing their positions.

New
Increased
Maintained
Reduced
Closed

27% more first-time investments, than exits

New positions opened: 114 | Existing positions closed: 90

8% more repeat investments, than reductions

Existing positions increased: 584 | Existing positions reduced: 543

0% more funds holding

Funds holding: 1,5071,514 (+7)

0.72% less ownership

Funds ownership: 68.1%67.38% (-0.72%)

9% less capital invested

Capital invested by funds: $59.8B → $54.5B (-$5.36B)

26% less call options, than puts

Call options by funds: $1.4B | Put options by funds: $1.89B

36% less funds holding in top 10

Funds holding in top 10: 4529 (-16)

Holders
1,514
Holders Change
+7
Holders Change %
+0.46%
% of All Funds
34.65%
Holding in Top 10
29
Holding in Top 10 Change
-16
Holding in Top 10 Change %
-35.56%
% of All Funds
0.66%
New
114
Increased
584
Reduced
543
Closed
90
Calls
$1.4B
Puts
$1.89B
Net Calls
-$482M
Net Calls Change
+$526M
Name Holding Trade Value Shares
Change
Change in
Stake
NCMW
1026
Northern Capital Management (Wisconsin)
Wisconsin
$471K +$519K +3,475 New
DJSG
1027
D.J. St. Germain
Massachusetts
$470K +$5.23K +35 +1%
SIA
1028
Sit Investment Associates
Minnesota
$468K
AL
1029
AJO LP
Pennsylvania
$466K +$513K +3,435 New
VF
1030
Virtu Financial
New York
$466K +$513K +3,436 New
UF
1031
Univest Financial
Pennsylvania
$459K -$89.2K -597 -15%
VCWA
1032
Vanguard Capital Wealth Advisors
Colorado
$457K +$504K +3,370 New
RA
1033
RFG Advisory
Alabama
$454K -$47.8K -320 -9%
SRSA
1034
S.R. Schill & Associates
Washington
$454K -$6.13K -41 -1%
CB
1035
CNB Bank
Pennsylvania
$452K -$41.1K -275 -8%
WAM
1036
Winslow Asset Management
Ohio
$452K
WCM
1037
Whitener Capital Management
North Carolina
$450K -$50.8K -340 -9%
QSS
1038
Quantitative Systematic Strategies
Florida
$449K -$233K -1,558 -32%
AC
1039
Abbrea Capital
California
$447K +$38.8K +260 +9%
OCM
1040
Orleans Capital Management
Louisiana
$446K +$87.4K +585 +22%
BRM
1041
Boston Research & Management
Massachusetts
$445K
LSAG
1042
Lake Street Advisors Group
New Hampshire
$444K -$10.3K -69 -2%
FCFC
1043
First Commonwealth Financial Corp
Pennsylvania
$441K +$65.3K +437 +16%
RI
1044
Ridgewood Investments
New Jersey
$439K
JWA
1045
JFS Wealth Advisors
Pennsylvania
$438K
CPO
1046
Cerity Partners OCIO
New York
$434K
PFA
1047
Pathway Financial Advisors
Vermont
$434K
AA
1048
Ancora Advisors
Ohio
$433K
SAM
1049
Seelaus Asset Management
New Jersey
$432K -$91.9K -615 -16%
MWM
1050
Merriman Wealth Management
Washington
$432K +$86.7K +580 +22%

CAT Hedge Fund Activity: Q2 2018 in Review

1,514 of the 4,369 institutional investors tracked by Wall St. Rank reported a position in Caterpillar (CAT) for Q2 2018, worth a combined $54.5B — down 9% from $59.8B a quarter earlier.

Buyers outnumbered sellers: 114 funds opened new CAT positions and 90 closed out — a net gain of 24 holders — while 584 added to existing stakes and 543 trimmed.

The largest buyer was Cornerstone Wealth Management, adding an estimated $186M. The largest seller was Wellington Management Group, cutting an estimated $231M.

  • 1,514 institutional investors held Caterpillar (CAT) as of Q2 2018, up from 1,507 in Q1 2018.
  • Funds reported $54.5B of Caterpillar stock for Q2 2018, down 9% quarter-over-quarter.
  • 114 funds opened new Caterpillar positions in Q2 2018 and 90 closed out, a net change of +24 holders.
  • The largest Caterpillar buyer in Q2 2018 was Cornerstone Wealth Management, an estimated $186M added.
  • The largest Caterpillar seller in Q2 2018 was Wellington Management Group, an estimated $231M sold.

Based on aggregated 13F filings for Q2 2018.