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Caterpillar
CAT

Overview Fund Activity

1,114 hedge funds and large institutions have $31.5B invested in Caterpillar in 2015 Q1 according to their latest regulatory filings, with 82 funds opening new positions, 401 increasing their positions, 476 reducing their positions, and 152 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,114
Holders Change
-84
Holders Change %
-7.01%
% of All Funds
29.71%
Holding in Top 10
8
Holding in Top 10 Change
-5
Holding in Top 10 Change %
-38.46%
% of All Funds
0.21%
New
82
Increased
401
Reduced
476
Closed
152
Calls
$816M
Puts
$1.85B
Net Calls
-$1.03B
Net Calls Change
-$567M

Top Buyers

1
Harris Associates
Harris Associates
Illinois
+$565M
2
Franklin Resources
Franklin Resources
California
+$256M
3
Wellington Management Group
Wellington Management Group
Massachusetts
+$181M
4
Capital World Investors
Capital World Investors
California
+$119M
5
Susquehanna International Group
Susquehanna International Group
Pennsylvania
+$95M

Top Sellers

1
Fidelity Investments
Fidelity Investments
Massachusetts
-$342M
2
JPMorgan Chase & Co
JPMorgan Chase & Co
New York
-$283M
3
EVM
Eaton Vance Management
Massachusetts
-$209M
4
HCM
Herndon Capital Management
Georgia
-$135M
5
Morgan Stanley
Morgan Stanley
New York
-$122M
Name Holding Trade Value Shares
Change 		Shares
Change %
SIA
1026
Stancorp Investment Advisers
Oregon
$94K -$80.3K -999 -46%
MA
1027
MCF Advisors
Kentucky
$92K +$562 +7 +0.6%
JFA
1028
JNBA Financial Advisors
Minnesota
$89K -$55.9K -700 -39%
SGC
1029
South Georgia Capital
Illinois
$88K +$88K +1,100 New
LNB
1030
Ledyard National Bank
$86K – – –
AA
1031
AlphaMark Advisors
Kentucky
$85K – – –
AWS
1032
Aris Wealth Services
Pennsylvania
$83K +$83K +1,035 New
AF
1033
Allworth Financial
California
$82K – – –
JIC
1034
Joel Isaacson & Co
New York
$78K +$40.1K +501 +106%
CP
1035
Corbenic Partners
Pennsylvania
$77K +$77K +968 New
AWM
1036
Avior Wealth Management
Nebraska
$76K +$4K +50 +6%
WP
1037
WealthPLAN Partners
Nebraska
$73K +$73K +917 New
PIA
1038
Piedmont Investment Advisors
North Carolina
$72.3K – – –
PMFA
1039
Plante Moran Financial Advisors
Michigan
$72K -$10.2K -127 -12%
FPFS
1040
First Personal Financial Services
North Carolina
$71K +$30.8K +383 +77%
FCCM
1041
First City Capital Management
Georgia
$70K – – –
RIA
1042
Regal Investment Advisors
Michigan
$69K +$23.8K +299 +53%
CG
1043
Colony Group
Massachusetts
$66K -$117K -1,470 -64%
GI
1044
Gradient Investments
Minnesota
$66K +$18.9K +235 +40%
LWA
1045
Lenox Wealth Advisors
New York
$65K -$18.5K -231 -22%
VCM
1046
Vigilant Capital Management
Maine
$64K -$5.64M -70,049 -99%
AWM
1047
AllSquare Wealth Management
New York
$63K – – –
HCP
1048
Holt Capital Partners
Texas
$62K – – –
SCP
1049
Syntal Capital Partners
Texas
$61K – – –
HRIA
1050
Haberer Registered Investment Advisor
Ohio
$60K -$329K -4,114 -85%
40 41
42
43 44