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Caterpillar

1,071 hedge funds and large institutions have $33.2B invested in Caterpillar in 2013 Q3 according to their latest regulatory filings, with 82 funds opening new positions, 365 increasing their positions, 484 reducing their positions, and 74 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,071
Holders Change
-2
Holders Change %
-0.19%
% of All Funds
34.74%
Holding in Top 10
22
Holding in Top 10 Change
+5
Holding in Top 10 Change %
+29.41%
% of All Funds
0.71%
New
82
Increased
365
Reduced
484
Closed
74
Calls
$930M
Puts
$1.52B
Net Calls
-$586M
Net Calls Change
+$45M
Name Holding Trade Value Shares
Change
Shares
Change %
WIL
1026
Winifred I. Li
$44K -$57.4K -685 -57%
CFSG
1027
Community Financial Services Group
Vermont
$44K -$32K -385 -42%
AFIA
1028
America First Investment Advisors
Nebraska
$42K
HCM
1029
Highlander Capital Management
New Jersey
$41.7K
TF
1030
Trutina Financial
Washington
$40K +$40K +477 New
JIC
1031
Joel Isaacson & Co
New York
$39K
IMS
1032
Index Management Solutions
Pennsylvania
$39K +$39K +471 New
ARMC
1033
American Research & Management Company
Massachusetts
$38K
ST
1034
SpiderRock Trading
Illinois
$36K -$60K
KIG
1035
Kessler Investment Group
Indiana
$35K +$35K +420 New
SHWM
1036
Smith & Howard Wealth Management
Georgia
$34K
QAM
1037
QCI Asset Management
New York
$33K +$33K +400 New
CBT
1038
Central Bank & Trust
Kentucky
$30K -$480K -5,600 -94%
BWFA
1039
Baltimore-Washington Financial Advisors
Maryland
$29K -$2.84M -34,263 -99%
Victory Capital Management
1040
Victory Capital Management
Texas
$29K +$29K +365 New
WCM
1041
Wealthcare Capital Management
Virginia
$27K +$169 +2 +0.6%
JEW
1042
Jamison Eaton & Wood
New Jersey
$26K +$26K +310 New
FAM
1043
Formidable Asset Management
Ohio
$26K +$26K +315 New
PFG
1044
Piershale Financial Group
Illinois
$25K +$248 +3 +1%
JAM
1045
JCIC Asset Management
Ontario, Canada
$21K
FMP
1046
Financial Management Professionals
Texas
$21K
FMT
1047
First Mercantile Trust
Tennessee
$19K
NCM
1048
Nelson Capital Management
California
$18K
NC
1049
NewSquare Capital
Pennsylvania
$17K
AWMS
1050
Advocacy Wealth Management Services
Georgia
$17K